The storylines故事线
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CICC Great Wall Dual-Carbon Fund中金长城双碳基金
2 · 2024-01-02 → 2024-02-06
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Establishment and operation of the CICC Great Wall dual-carbon industry equity investment fund in Xiamen.中金长城（厦门）双碳产业股权投资基金的设立与运作。
2024-01-02CICC and Great Wall Dual-Carbon Industry Equity Investment Fund Partnership (Xiamen) was established with a registered capital of 2 billion yuan, managed by CICC Capital, focusing on dual-carbon industry equity investment.中金长城（厦门）双碳产业股权投资基金合伙企业成立，注册资本20亿元，由中金资本管理，专注双碳产业股权投资。
2024-02-06China Great Wall Asset and CICC held a signing ceremony for a strategic cooperation agreement and the establishment of the CICC Great Wall (Xiamen) Dual-Carbon Industry Equity Investment Fund.中国长城资产与中金公司举办战略合作协议签约仪式暨中金长城（厦门）双碳产业股权投资基金设立仪式。
Chairman & senior management changes董事长及高管变更
18 · 2024-01-03 → 2026-04-07
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Series of changes in CICC's chairman, president, CFO, COO, and other senior management roles.中金公司董事长、总裁、首席财务官、首席运营官等高管的一系列变更。
2024-01-03CICC completed industrial and commercial change of chairman: Shen Rujun resigned, Chen Liang succeeded as chairman and legal representative.中金公司完成董事长工商变更：沈如军辞职，陈亮接任董事长及法定代表人。
2024-01-17CICC announced senior management change: Hu Changsheng resigned as head of asset management business, replaced by Sun Nan effective January 16, 2024.中金公司公告高管变更：胡长生离任资产管理业务分管高管，孙男于2024年1月16日接任。
2024-02-07CICC announced that Chu Gang retired as Chief Operating Officer and member of the Management Committee due to reaching statutory retirement age, effective February 7, 2024.中金公司公告，楚钢因达到法定退休年龄，不再担任公司首席运营官及管理委员会成员，自2024年2月7日起生效。
2024-02-07CICC announced that Ma Kui resigned as Chief Financial Officer due to work needs, effective February 7, 2024.中金公司公告，马葵因工作需要辞去公司财务总监职务，自2024年2月7日起生效。
2024-04-10Wu Bo resigned as President, CFO and member of the management committee of CICC due to job change, effective April 10, 2024; Chairman Chen Liang acts as President, Xu Yicheng acts as CFO.吴波因工作变动辞任中金公司总裁、首席财务官及管理委员会成员职务，2024年4月10日起生效；董事长陈亮代行总裁职责，徐翌成代行首席财务官职责。
2024-09-26CICC appointed Liang Dongqing as member of the Management Committee, effective September 26, 2024.中金公司聘任梁东擎为管理委员会成员，自2024年9月26日起生效。
2024-11-21CICC announced the resignation of non-executive director Deng Xingbin, effective November 21, 2024, due to work arrangement adjustments.中金公司公告，非执行董事邓星斌因工作安排调整于2024年11月21日辞任。
2025-04-18CICC's supervisory board chairman Gao Tao resigned due to retirement, effective April 18, 2025, and will hold no further positions at the company or its subsidiaries.中金公司监事会主席高涛因到龄退休辞任，自2025年4月18日起生效，不再担任公司及子公司任何职务。
2025-08-29CICC announced the appointment of Wang Shuguang as President, effective August 29, replacing Chen Liang who had been acting; Wang is a veteran investment banker who joined CICC in 1998 and most recently served as head of the investment banking department.中金公司聘任王曙光为总裁，自8月29日起生效；王曙光1998年加入中金公司，曾任投行部负责人等职。
2025-08-29Wang Shuguang officially appointed as President of CICC, replacing Chen Liang who resigned due to job change.王曙光正式出任中金公司总裁，陈亮因工作变动离任。
2025-10-31CICC elected Wang Shuguang as Vice Chairman of the Board.中金公司选举王曙光为公司副董事长。
2025-10-31CICC elected Tian Ting as a worker director at the 5th Workers' Congress.中金公司选举田汀女士为公司职工董事。
2025-11-05CICC's wholly-owned subsidiary CICC Wealth Management appointed Chen Liang as chairman, effective November 3, 2025. Chen Liang concurrently serves as chairman of CICC, signaling a strategic push to strengthen wealth management.中金公司全资子公司中金财富任命陈亮为董事长，自2025年11月3日起生效。陈亮同时担任中金公司董事长，此举旨在强化财富管理业务战略地位。
2025-11-06Tian Ting was elected as a staff representative director of CICC, effective October 31, 2025. She previously served as head of the finance department and head of the treasury department.田汀自2025年10月31日起当选为中金公司职工董事，此前担任财务部负责人及资金部负责人。
2026-01-22CICC announced executive changes: Xu Yicheng stepped down as management committee member and CFO (duties assumed by President Wang Shuguang); Sun Nan stepped down as board secretary, replaced by Liang Dongqing.中金公司高管变动：徐翌成不再担任管委会成员及财务负责人（由总裁王曙光兼任），孙男不再担任董秘，由梁东擎接任。
2026-02-27CICC announced that independent non-executive director Peter Nolan resigned on 2026-02-27, having served for six consecutive years, to comply with the regulatory limit on independent director tenure. He also resigned from all board committee roles.中金公司公告独立非执行董事彼得·诺兰因连续任职满六年，于2026年2月27日辞去独立非执行董事及董事会薪酬委员会主席等全部职务。
2026-03-30CICC appointed Liang Shipeng and Guo Jimin as members of its management committee. Liang Shipeng succeeded Zhou Jiaxing as compliance director, and Guo Jimin will oversee investments. Both are transfers from China Galaxy Securities.中金公司聘任梁世鹏、郭济敏为管委会成员，梁世鹏接棒周佳兴出任合规总监，郭济敏分管投资，两人均来自银河证券。
2026-04-07CICC appointed Liang Dongqing as the new Board Secretary and Joint Company Secretary, replacing Sun Nan who resigned due to work adjustment.中金公司聘任梁东擎为新任董事会秘书及联席公司秘书，孙男因工作调整辞任。
Haier Jinying share reduction海尔金盈减持
4 · 2024-01-05 → 2024-11-14
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Haier Jinying's multiple rounds of reducing its A-share holdings in CICC.海尔金盈多次减持中金公司A股股份。
2024-01-05Shareholder Haier Jinying plans to reduce its A-share holdings in CICC by no more than 96,545,137 shares (2% of total share capital) via block trade within 3 months.股东海尔金盈计划通过大宗交易在3个月内减持中金公司A股不超过96,545,137股（占总股本2%）。
2024-04-10Shareholder Haier Group (Qingdao) Jinying Holdings completed its share reduction plan, reducing 96,517,000 A-shares (1.9994% of total share capital) via block trades from Jan 11 to Apr 10, 2024.股东海尔集团（青岛）金盈控股有限公司完成减持计划，于2024年1月11日至4月10日通过大宗交易减持96,517,000股A股（占总股本1.9994%）。
2024-08-09Shareholder Haier Jinying plans to reduce its stake in CICC by up to 2.1964% (106,026,300 A-shares) via block trades or centralized竞价 from Aug 15 to Nov 14, 2024.股东海尔金盈计划自2024年8月15日至11月14日，通过大宗交易或集中竞价减持中金公司不超过2.1964%的A股股份。
2024-11-14Shareholder Haier Jinying completed the减持 (reduction) of 106,026,300 A-shares of CICC (2.1964% of total shares) via block trades and centralized竞价 (auction) from Aug 15 to Nov 14, 2024, with total proceeds of RMB 3.833 billion, and no longer holds any CICC A-shares.股东海尔金盈于2024年8月15日至11月14日期间，通过大宗交易和集中竞价方式减持中金公司1.06亿股A股（占总股本2.1964%），减持总金额38.33亿元，减持后不再持有中金公司A股股份。
CICC Wealth Securities bond issuance中金财富证券债券发行
2 · 2024-01-10 → 2025-12-06
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Issuance of subordinated and other bonds by CICC's subsidiary CICC Wealth Securities.中金公司子公司中金财富证券发行次级债等债券。
2024-01-10CICC Wealth Securities plans to issue up to 3 billion yuan in subordinated corporate bonds (24 Zhongcai C1) to repay or replace maturing and puttable corporate bond principal.中金财富证券拟发行不超过30亿元次级公司债券（24中财C1），用于偿还或置换到期及回售公司债券本金。
2025-12-06CICC Wealth Securities' 20 billion yuan small public bond issuance was accepted by the Shanghai Stock Exchange; 15 billion yuan will be used to repay existing bonds, the rest for working capital.中金财富证券200亿元小公募债项目获上交所受理，其中150亿元用于偿还到期债券，剩余补充流动资金。
CICC Hong Kong MTN program中金香港MTN计划
2 · 2024-01-11 → 2026-03-20
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Issuance of notes under CICC's USD10 billion guaranteed Medium Term Note program.中金公司100亿美元担保中期票据计划下的票据发行。
2024-01-11CICC's indirect wholly-owned subsidiary CICC Hong Kong Finance 2016 MTN Limited issued two tranches of notes under its USD10 billion guaranteed MTN program: USD1.0 billion 3-year fixed-rate notes at 5.012% and USD0.5 billion floating-rate notes.中金公司间接全资子公司CICC Hong Kong Finance 2016 MTN Limited在100亿美元担保中期票据计划下发行两只票据：10亿美元3年期固定利率5.012%及5亿美元浮息债券。
2026-03-20CICC, through its subsidiary CICC Hong Kong Finance 2016 MTN Limited, issued medium-term notes with a principal amount of RMB 2 billion, guaranteed by CICC International. Total guarantees outstanding reached approximately US$3.439 billion.中金公司通过子公司CICC Hong Kong Finance 2016 MTN Limited发行中期票据20亿元人民币，由中金国际提供担保，累计担保总额约34.39亿美元。
Regulatory actions & penalties监管处罚与整改
27 · 2024-01-16 → 2026-05-25
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Series of regulatory warnings, penalties, and investigations from CSRC and other bodies for compliance failures.因合规问题收到的证监会等监管机构的系列警示函、处罚和调查。
2024-01-16CSRC issued a warning letter to CICC for failing to fulfill its duties as bond trustee for Taihe Group, including not paying attention to undisclosed major debt defaults and litigation.证监会因中金公司作为泰禾集团债券受托管理人未对未披露重大债务逾期及诉讼事项保持必要关注，对其出具警示函。
2024-02-05Beijing CSRC ordered CICC to take corrective measures because its subsidiaries Zhongjin Qianhai (Shenzhen) Private Equity Fund Management and Zhongjin Qianhai (Shenzhen) Equity Investment Fund Management failed to rectify 15 products on time, involving nested and cross investments.北京证监局责令中金公司改正，因其子公司中金前海(深圳)私募股权基金管理与中金前海(深圳)股权投资基金管理及管理的15只产品未按期完成整改，涉及嵌套投资、交叉投资。
2024-04-26Beijing CSRC issued a warning letter to CICC for compliance issues: hiring unlicensed personnel for securities business, and employees trading stocks and lending personal securities accounts.北京证监局对中金公司出具警示函，因聘用未取得从业资格人员开展证券业务，以及员工存在买卖股票、出借个人证券账户行为。
2024-04-30Beijing CSRC ordered CICC to increase compliance inspection frequency for one year due to issues including proprietary and advisory account transactions, inadequate conflict of interest management, imprudent OTC options business, and poor subsidiary management.北京证监局责令中金公司增加合规检查次数一年，因存在自营和投顾账户间交易、利益冲突管理不到位、开展场外期权业务不审慎、对子公司管理不到位等问题。
2024-04-30Beijing CSRC issued a warning letter to Ding Wei, former senior executive of CICC, for inadequate management of subsidiary business and investment.北京证监局对中金公司时任高级管理人员丁玮出具警示函，因其对子公司业务和投资行为管理不到位。
2024-05-06Beijing Regulatory Bureau orders CICC to increase compliance inspection frequency for 1 year due to proprietary-vs-advisory account trading, inadequate conflict-of-interest management, imprudent OTC options, poor subsidiary management, and governance issues.北京证监局因中金公司存在自营和投顾账户间交易、利益冲突管理不到位、场外期权业务不审慎、对子公司管理不到位、公司治理不规范等问题，责令其1年内每3个月开展一次内部合规检查。
2024-05-06CICC Wealth Management Xiamen branch and employee Dai Yuanyuan receive warning letters for recommending products exceeding client risk tolerance and using misleading terms like 'safe' and 'annualized return'.中金财富证券厦门分公司及员工戴圆圆因向投资者推介风险等级高于其承受能力的产品、使用“安全”“年化收益率”等误导性措辞，被厦门证监局出具警示函。
2024-05-10Beijing Regulatory Bureau orders CICC to rectify asset management business due to operational risk causing liquidity gaps, illegal channel services, same-day reverse trades without documented rationale, and cross-account transactions.北京证监局因中金公司资管业务存在操作风险造成流动性缺口、违规提供通道服务、同日反向交易未列明决策依据、产品账户间互相交易等问题，责令其改正。
2024-05-10Beijing Regulatory Bureau issues warning letters to Xu Yicheng (senior management) and Yu Jian (investment manager) of CICC for responsibility in illegal channel services in asset management.北京证监局对中金公司时任分管资管业务高管徐翌成及投资经理于剑出具警示函，因其对资管业务违规提供通道服务负有责任。
2024-05-29NAFMII launches self-regulatory investigation into CICC, CICC Wealth Management, and two other entities for alleged violations in the interbank bond market.中国银行间市场交易商协会对中金公司、中金财富证券等四家机构启动自律调查，因其在银行间债券市场存在违规行为。
2024-06-13CICC's IPO withdrawal rate reaches 37.78% year-to-date; underwriting and sponsorship fees drop 86% YoY; the firm receives multiple regulatory fines involving asset management, bond issuance, proprietary trading, and compliance.中金公司今年以来IPO撤否率达37.78%，承销保荐费用同比下滑86%，并因资管、债券发行、自营及合规管理等问题收到多张监管罚单。
2024-07-25Qingdao CSRC issued a warning letter to CICC Wealth Securities' Qingdao Hong Kong Middle Road branch for providing inaccurate materials to investors and mishandling complaints.青岛证监局对中金财富证券青岛香港中路营业部出具警示函，因其向投资者提供不准确材料及未能妥善处理投诉纠纷。
2024-08-23CICC and its sponsors Qu Liang, Pan Minsong receive written warning from Shenzhen Stock Exchange for due diligence failures in Yao Mazi IPO.中金公司及保荐代表人渠亮、潘闽松因幺麻子IPO尽职调查违规被深交所书面警示。
2024-09-30Beijing CSRC issued a warning letter to CICC for inadequate compensation management, incorrect compensation disclosure, and personnel management issues.北京证监局对中金公司出具警示函，因其薪酬管理制度不健全、薪酬信息披露错误、人员任职管理问题。
2024-10-01Beijing Securities Regulatory Bureau issued a warning letter to CICC for unsound compensation management, incorrect compensation disclosure, and personnel management issues, violating compliance regulations.北京证监局因中金公司薪酬管理制度不健全、薪酬信息披露错误、人员任职管理问题，对其出具警示函，违反合规管理规定。
2024-10-09Beijing Zhongjin Anshi Asset Management Co., Ltd., a CICC-related entity, received a warning letter from the Beijing CSRC for failing to disclose information to investors as per contract.北京中金安石资产管理有限公司因未按合同约定向投资者进行信息披露，被北京证监局出具警示函。
2024-10-11CICC was placed under investigation by the CSRC for alleged failure to exercise due diligence in its sponsor role for the IPO of S2C (Shanghai S2C Technology Co., Ltd.) on the STAR Market.中金公司因涉嫌在思尔芯科创板IPO保荐业务中未勤勉尽责，被中国证监会立案调查。
2024-10-26CICC received an advance notice of administrative penalty from the CSRC for failing to exercise due diligence in the S2C STAR Market IPO sponsor business; proposed penalty includes confiscation of sponsor fee of RMB 2 million and a fine of RMB 6 million.中金公司收到证监会《行政处罚事先告知书》，因在思尔芯科创板IPO保荐业务中未勤勉尽责，拟被没收保荐业务收入200万元并处以600万元罚款。
2024-11-01CICC received a prior notice of administrative penalty from the CSRC for failing to exercise due diligence in its sponsor services for the SciTech Innovation Board IPO of Si'erxin (Sierxin), with a warning, confiscation of sponsor income of RMB 2 million, and a fine of RMB 6 million.中金公司因在思尔芯科创板IPO保荐服务中未勤勉尽责，收到证监会行政处罚事先告知书，被给予警告，没收保荐业务收入200万元，罚款600万元。
2024-12-20CICC received a CSRC penalty for failing to exercise due diligence as sponsor for Si'erxin's Sci-Tech Innovation Board IPO, fined RMB 6 million and ordered to rectify, with sponsor representatives fined RMB 1.5 million each.中金公司因在思尔芯科创板IPO保荐中未勤勉尽责，被证监会责令改正、警告，没收保荐收入200万元并罚款600万元，保荐代表人各罚150万元。
2025-03-15Shenzhen Stock Exchange issued a regulatory letter to CICC for failing to adequately verify internal controls at Kaikai Electronics during its IPO sponsorship.深交所对中金公司出具监管函，指其在科凯电子IPO保荐中未充分核查发行人研发投入内控有效性及收入确认等问题。
2025-04-07CICC disclosed 8 regulatory penalties or supervisory actions in its 2024 annual report, covering investment banking, bond business, asset management, and compliance issues, including regulatory interviews over IPO due diligence failures (e.g., Yaomazi, Sierxin).中金公司在2024年年报中披露了8条处罚或监管信息，涉及投行、债券、资管及合规问题，包括因IPO尽职调查不充分（如幺麻子、思尔芯项目）被约谈或处罚。
2025-04-11Shenzhen Stock Exchange issued a regulatory letter to CICC for failing to exercise due diligence in sponsoring Qingdao Kecai Electronics' ChiNext IPO, including misallocated R&D expenses of RMB 9.1965 million.深交所对中金公司出具监管函，认定其在保荐青岛科凯电子创业板IPO过程中未勤勉尽责，包括将919.65万元非研发人员薪酬违规计入研发投入。
2025-04-22CICC Wealth Securities, a wholly-owned subsidiary of CICC, was warned by the National Association of Financial Market Institutional Investors (NAFMII) for violations in debt financing instrument underwriting, including lack of lead underwriter qualification and proceeding despite knowing of financial assistance to investors.中金公司全资子公司中金财富证券因在债务融资工具承销中违规（不具备主承销商资质、知悉发行人向投资人提供财务资助仍推动项目），被中国银行间市场交易商协会予以警告。
2026-04-30Dalian CSRC issued three warning letters to CICC Wealth Management's Dalian Xinghai Square securities branch and two employees for issues including imperfect control mechanisms over employee discretionary trading and unauthorized trading on behalf of clients.大连证监局对中金财富大连星海广场证券营业部及两名员工出具警示函，涉及员工代客理财行为管控机制不完善、私下接受客户委托代为买卖证券等问题。
2026-05-02CICC Wealth Management Dalian Xinghai Square Securities Business Department received a warning letter from the Dalian Regulatory Bureau for inadequate control mechanisms over employee discretionary trading and client information monitoring.中金财富大连星海广场证券营业部因员工代客理财行为管控机制不完善、客户信息监控不到位，被大连证监局出具警示函。
2026-05-25CICC Wealth Management Changchun Changchun Street Securities Business Department received a corrective order from the Jilin CSRC bureau for improper performance assessment, inadequate monitoring of employee investments, and failure in investor suitability management.中金财富长春长春大街证券营业部因考核激励不当、从业人员投资行为监控不到位、未有效履行投资者适当性管理职责，被吉林证监局责令改正。
Hong Kong IPO mandates香港IPO委任
160 · 2024-01-16 → 2026-06-17
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CICC's appointment as sponsor or coordinator for various companies' Hong Kong IPO applications.中金公司被委任为多家公司香港IPO的保荐人或协调人。
2024-01-16Mixue Bingcheng further appointed CICC Hong Kong Securities as one of its overall coordinators for its Hong Kong IPO.蜜雪冰城进一步委任中金香港证券为其香港IPO整体协调人之一。
2024-01-31Jiaxin International Resources Investment submitted Hong Kong IPO application, with CICC as sole sponsor.佳鑫国际资源投资有限公司向港交所提交上市申请，中金公司为独家保荐人。
2024-02-20eHi Car Services is in discussions with CICC, Deutsche Bank, JPMorgan and UBS about a confidential IPO filing in Hong Kong.一嗨租车正在与中金公司、德银、摩根大通和瑞银研讨，可能以保密形式递交香港上市申请。
2024-02-21Hainan Drinda New Energy Technology further appointed CLSA and CICC Hong Kong Securities as overall coordinators for its Hong Kong IPO; it submitted an application to the HKEX on February 6.海南钧达新能源科技进一步委任中信里昂证券及中金香港证券为其香港上市整体协调人；此前于2月6日向港交所提交上市申请。
2024-02-22China Aviation Materials Linton Aviation Technology filed for辅导备案 (tutoring registration) with Yunnan CSRC, with CICC as the辅导机构 (tutoring institution).中航材利顿航空科技在云南证监局进行辅导备案登记，辅导机构为中国国际金融股份有限公司。
2024-02-23Sichuan Baicha Baidao Industrial (Chabaidao) submitted a Hong Kong IPO application, with CICC as the sole sponsor.四川百茶百道实业（茶百道）向港交所提交上市申请，中金公司为其独家保荐人。
2024-02-23PegBio (Suzhou) submitted a Hong Kong IPO application, with CICC as the sole sponsor.派格生物医药（苏州）向港交所提交上市申请，独家保荐人为中金公司。
2024-02-28Zhonghe Nongxin Co., Ltd. submitted a Hong Kong IPO application, with CICC as the sole sponsor.中和农信有限公司向港交所提交上市申请，独家保荐人为中金公司。
2024-03-14CICC was selected as one of the banks to arrange the Hong Kong IPO for Hunan Chayue Culture (parent of Sexy Tea), targeting a 2024 listing.中金公司被选定为湖南茶悦文化（茶颜悦色母公司）安排香港IPO的银行之一，争取2024年上市。
2024-03-25CICC served as the sole sponsor for Sichuan Baicha Baidao Industrial Co., Ltd. (Chabaidao) which passed the Hong Kong Stock Exchange listing hearing.中金公司担任四川百茶百道实业股份有限公司（茶百道）的独家保荐人，该公司已通过港交所上市聆讯。
2024-03-27CICC acted as joint sponsor for Insilico Medicine, an AI-driven biotech company, in its Hong Kong IPO filing.中金公司担任AI药物研发公司英矽智能（Insilico Medicine）港交所上市申请的联席保荐人。
2024-03-28CICC acted as joint sponsor for Lianlian DigiTech (02598.HK) which listed on the Hong Kong Stock Exchange, with net proceeds from global offering of 548 million HKD.中金公司担任连连数字（02598.HK）港交所上市的联席保荐人，全球发售净筹资5.48亿港元。
2024-06-12CICC is a joint sponsor for Dida Chuxing's (Didi Taxi) listing hearing approval on the Hong Kong Stock Exchange.中金公司担任嘀嗒出行港交所上市聆讯的联席保荐人。
2024-06-19CICC is the sole sponsor for Cirrus Aircraft's listing hearing approval on the Hong Kong Stock Exchange.中金公司担任西锐飞机有限公司港交所上市聆讯的独家保荐人。
2024-06-19CICC is the sole sponsor for Shanghai Shengtong Information Technology's listing hearing approval on the Hong Kong Stock Exchange.中金公司担任上海声通信息科技股份有限公司港交所上市聆讯的独家保荐人。
2024-06-27CICC is a joint sponsor for jewelry chain Saturday's IPO application to the Hong Kong Stock Exchange.中金公司担任珠宝连锁店周六福港交所IPO申请的联席保荐人。
2024-06-28CICC is the sole sponsor for Beijing Tongrentang Medical Investment's IPO application to the Hong Kong Stock Exchange.中金公司担任北京同仁堂医养投资股份有限公司港交所上市申请的独家保荐人。
2024-07-31CICC and Huatai International acted as joint sponsors for Shouhuikeji's renewed Hong Kong IPO filing after its previous filing lapsed on July 12.中金公司与华泰国际担任手回科技有限公司重新递表港交所的联席保荐人，此前招股书于7月12日失效。
2024-08-19CICC serves as sole sponsor for Jiaxin International Resources Investment's Hong Kong IPO application.中金公司担任佳鑫国际资源投资有限公司香港IPO独家保荐人。
2024-09-13Shenzhen Xunce Technology filed for Hong Kong IPO, with CICC as sole sponsor.深圳迅策科技递表港交所主板，中金公司为独家保荐人。
2024-09-27Zhonghe Nongxin Co., Ltd. filed for Hong Kong IPO, with CICC as sole sponsor.中和农信向港交所提交上市申请，中金公司为独家保荐人。
2024-10-10CICC was appointed as the sole sponsor for Mao Geping Cosmetics Co., Ltd.'s IPO application on the Hong Kong Stock Exchange.中金公司被任命为毛戈平化妆品股份有限公司在港交所主板提交上市申请的独家保荐人。
2024-10-28Chery Holding Group selected CICC, along with GF Securities and Huatai International, to arrange the potential Hong Kong IPO of its auto subsidiary, Chery Automobile, which may seek a valuation of over RMB 100 billion.奇瑞控股集团已选择中金公司、广发证券和华泰国际负责安排旗下奇瑞汽车潜在的香港IPO事宜，估值或超1000亿元人民币。
2025-01-02CICC acts as sole sponsor for Tongrentang Medical Investment Group's Hong Kong IPO filing.中金公司担任同仁堂医养产业投资集团香港上市申请的独家保荐人。
2025-01-02CICC acts as joint sponsor for Quantgroup Technology's Hong Kong IPO filing.中金公司担任量化派科技香港上市申请的联席保荐人。
2025-01-13CICC acts as joint sponsor for Haitianweiye's Hong Kong IPO filing.中金公司担任海天味业香港上市申请的联席保荐人。
2025-01-15CICC acts as joint sponsor for Sanhua Intelligent Controls' Hong Kong IPO filing.中金公司担任三花智控香港上市申请的联席保荐人。
2025-01-15CICC acts as sole sponsor for AUX Electric's Hong Kong IPO filing.中金公司担任奥克斯电气香港上市申请的独家保荐人。
2025-02-19RealBio Technology Co., Ltd. (RealBio) filed for a Hong Kong IPO, with CICC as its sole sponsor. This is its second listing application after the first in August 2022.真实生物科技有限公司（真实生物）递表港交所主板，中金公司为其独家保荐人，这是其第二次申请上市。
2025-02-24Shandong Tianyue Advanced Technology Co., Ltd. (688234.SH) filed for a Hong Kong IPO, with CICC and CITIC Securities as joint sponsors.山东天岳先进科技股份有限公司（688234.SH）递表港交所，中金公司和中信证券为其联席保荐人。
2025-02-27Hebei Haiwei Electronic New Material Technology Co., Ltd. (Haiwei Electronics) filed for a Hong Kong IPO, with CICC as its sole sponsor.河北海伟电子新材料科技股份有限公司（海伟电子）递表港交所主板，中金公司为独家保荐人。
2025-02-28Chery Automobile Co., Ltd. (Chery Automobile) filed for a Hong Kong IPO, with CICC, Huatai, and GF Securities as joint sponsors.奇瑞汽车股份有限公司（奇瑞汽车）向港交所主板提交上市申请，中金、华泰、广发为其联席保荐人。
2025-03-03CICC and CSC acted as joint sponsors for Zhouliufu Jewelry's second Hong Kong IPO filing on Feb 28, 2025.中金与中信建投国际担任周六福珠宝第二次港股上市申请的联席保荐人，申请于2025年2月28日提交。
2025-03-08CICC and Huatai International acted as joint sponsors for Shouhuigroup's Hong Kong IPO filing on March 7, 2025.中金与华泰国际担任手回集团港股上市申请的联席保荐人，申请于2025年3月7日提交。
2025-03-31CICC acted as exclusive sponsor for Jiaxin International Resources Investment's second Hong Kong IPO filing.中金公司担任佳鑫国际资源投资有限公司第二次港股上市申请的独家保荐人。
2025-04-08CICC acted as sole sponsor for Han Tian Tian Cheng (Xiamen) Electronic Technology Co., Ltd., the world's largest SiC epitaxial wafer supplier by sales volume since 2023, in its Hong Kong IPO filing.中金公司担任瀚天天成电子科技（厦门）股份有限公司（自2023年起全球最大碳化硅外延片供应商）港股IPO独家保荐人。
2025-04-11CICC acted as joint sponsor with Citigroup for BenQ Hospital Group Co., Ltd., the largest private for-profit general hospital group in East China by 2023 revenue, in its Hong Kong IPO filing.中金公司与花旗担任明基医院集团股份有限公司（2023年华东地区最大民营营利性综合医院集团）港股IPO联席保荐人。
2025-04-15CICC acted as joint sponsor with Morgan Stanley and JPMorgan for Kayou Co., Ltd., China's leading trading card and pan-entertainment products company, in its Hong Kong IPO refiling.中金公司与摩根士丹利、摩根大通担任卡游有限公司（中国领先的集换式卡牌及泛娱乐产品公司）港股IPO联席保荐人。
2025-04-16CICC acted as joint sponsor with CMB International for Boretong, a Chinese electric construction machinery provider, which passed the Hong Kong Stock Exchange listing hearing.中金公司与招银国际担任博雷顿（中国电动工程机械提供商）港股IPO联席保荐人，公司已通过港交所上市聆讯。
2025-04-24CICC acted as sole sponsor for Everdisplay Optronics (Shanghai) Co., Ltd., the world's second-largest and China's largest medium-to-large AMOLED display panel maker by cumulative sales 2022-2024, in its Hong Kong IPO filing.中金公司担任和辉光电（2022-2024年全球中大尺寸AMOLED显示面板制造商第二名、中国第一名）港股IPO独家保荐人。
2025-04-25CICC acted as joint sponsor with CITIC Securities and CCB International for Novosense Microelectronics Co., Ltd. in its Hong Kong IPO filing.中金公司与中信证券、建银国际担任纳芯微电子股份有限公司港股IPO联席保荐人。
2025-04-28CICC acted as joint sponsor with China Galaxy International for Seres Group Co., Ltd. (601127.SH), a new energy vehicle maker, in its Hong Kong IPO filing.中金公司与中国银河国际担任赛力斯集团股份有限公司（新能源汽车制造商）港股IPO联席保荐人。
2025-04-29CICC acted as joint sponsor with CITIC Securities for JA Solar Technology Co., Ltd., the world's third-largest PV module shipper in 2024 (12.3% market share), in its Hong Kong IPO filing.中金公司与中信证券担任晶澳科技（2024年光伏组件出货量全球第三，市场份额12.3%）港股IPO联席保荐人。
2025-06-03CICC acts as sole sponsor for Han's CNC's Hong Kong IPO filing; Han's CNC is the world's largest PCB专用生产设备 manufacturer with 6.5% global market share in 2024.中金公司担任大族数控港股IPO独家保荐人；大族数控为全球最大PCB专用生产设备制造商，2024年全球市场份额6.5%。
2025-06-04CICC and CSC International act as joint sponsors for Zhouliu Jewelry's Hong Kong listing hearing; the company has 4,129 stores and ranked top 5 in China's jewelry market for eight consecutive years.中金公司与中信建投国际担任周六福珠宝港股上市联席保荐人；公司拥有4129家门店，连续八年位居中国珠宝市场前五。
2025-06-10CICC acts as joint sponsor for YinNuo Pharma's Hong Kong IPO refiling; its core product Yisupaglutide alpha (China's first domestic long-acting GLP-1 receptor agonist) was approved in Jan 2025 and commercialized in Feb.中金公司担任银诺医药港股上市联席保荐人；其核心产品依苏帕格鲁肽α（中国首款国产人源长效GLP-1受体激动剂）于2025年1月获批、2月商业化。
2025-06-10CICC acts as sole sponsor for Minglue Technology (China's largest data intelligence application software provider by 2023 revenue) in its Hong Kong IPO filing.中金公司担任明略科技（按2023年收入计中国最大数据智能应用软件供应商）港股IPO独家保荐人。
2025-06-11CICC acts as sole sponsor for Guangdong HEC Pharma's Hong Kong IPO filing; the company focuses on anti-infective, chronic disease and oncology drugs, with 150 approved drugs globally.中金公司担任广东东阳光药业港股IPO独家保荐人；公司专注于抗感染、慢病和肿瘤药物，在全球拥有150款获批药物。
2025-06-12CICC acts as joint sponsor for Anjoy Foods (China's largest frozen food company by 2024 revenue, 6.6% market share) in its Hong Kong listing hearing.中金公司担任安井食品（按2024年收入计中国最大速冻食品公司，市场份额6.6%）港股上市联席保荐人。
2025-06-16CICC acts as sole sponsor for Xuanzhu Biotech's Hong Kong IPO filing; the company has over 10 drug assets including two NDA-approved drugs (KBP-3571, XZP-3287) and one NDA-submitted drug (XZP-3621).中金公司担任轩竹生物港股IPO独家保荐人；公司拥有超过10种在研药物资产，包括两款已获NDA批准的药物（KBP-3571、XZP-3287）和一款已提交NDA的药物（XZP-3621）。
2025-06-16CICC acts as joint sponsor for Ba Niu International (China's largest quality hotpot brand, 3.1% market share in 2024) in its Hong Kong IPO filing.中金公司担任巴奴国际（中国最大品质火锅品牌，2024年市场份额3.1%）港股上市联席保荐人。
2025-06-17CICC acts as sole sponsor for ENN Energy's Hong Kong IPO filing; the company is the largest private city gas enterprise in China by retail gas volume in 2024, with 6.1% market share.中金公司担任新奥股份港股IPO独家保荐人；公司按2024年零售气量计为中国最大民营城燃企业，市场份额6.1%。
2025-06-19CICC acts as sole sponsor for MeiG Smart's Hong Kong IPO filing; the company is the world's fourth-largest wireless communication module provider (6.4% share in 2024) and No.1 in high-computing-power smart modules (29.0% share).中金公司担任美格智能港股IPO独家保荐人；公司是全球第四大无线通信模块提供商（2024年份额6.4%），高算力智能模块全球第一（29.0%）。
2025-06-20CICC acts as joint sponsor for GigaDevice's Hong Kong IPO filing; the company is the world's second-largest NOR Flash supplier (by 2024 revenue) and the only IC design firm ranked top 10 in NOR Flash, SLC NAND, DRAM and MCU.中金公司担任兆易创新港股上市联席保荐人；公司2024年NOR Flash业务全球第二，是唯一在NOR Flash、SLC NAND、利基型DRAM和MCU四个领域均排名前十的IC设计公司。
2025-06-23CICC acts as sole sponsor for Weichai Lovol's Hong Kong IPO filing; the company is a leading smart agriculture solutions provider in China, with products covering tractors, harvesters and farm implements (over 90% of revenue).中金公司担任潍柴雷沃港股IPO独家保荐人；公司是中国领先的智慧农业解决方案服务商，产品涵盖拖拉机、收获机械和农机具（收入占比超90%）。
2025-06-27CICC acts as sole sponsor for IntSig Information's Hong Kong IPO filing; the company is a native AI firm with products including CamScanner (global largest image-text processing AI product) and Qixinbao.中金公司担任合合信息港股IPO独家保荐人；公司为原生AI公司，产品包括扫描全能王（全球最大图像文本处理AI产品）和启信宝。
2025-06-27CICC acts as joint sponsor for Yungyinggu Technology's Hong Kong IPO filing; the company is China's largest and world's fifth-largest AMOLED display driver IC designer by 2024 sales volume.中金公司担任云英谷科技港股上市联席保荐人；公司按2024年销售量计为中国大陆第一大、全球第五大AMOLED显示驱动芯片设计企业。
2025-06-30CICC acts as sole sponsor for Lexin Outdoor's Hong Kong IPO filing; the company is the world's largest fishing equipment manufacturer by 2024 revenue, with 23.1% global market share.中金公司担任乐欣户外港股IPO独家保荐人；公司按2024年收入计为全球最大钓鱼装备制造商，市场份额23.1%。
2025-06-30CICC acts as joint sponsor for Haima Cloud's Hong Kong IPO filing; the company is China's largest cloud gaming real-time cloud rendering GPUaaS provider with 17.9% market share in 2024.中金公司担任海马云港股上市联席保荐人；公司是中国最大云游戏实时云渲染服务GPUaaS提供商，2024年市场份额17.9%。
2025-06-30CICC acts as joint sponsor for Jingze Bio's Hong Kong IPO filing; the company focuses on assisted reproduction and ophthalmology drugs, with core product JZB30 (rhFSH) approved for commercialization in April 2025.中金公司担任景泽生物港股上市联席保荐人；公司专注于辅助生殖和眼科药物，核心产品JZB30（rhFSH）于2025年4月获批商业化。
2025-07-01CICC serves as joint sponsor for Meijia Technology's Hong Kong IPO application.中金公司担任镁佳科技港股上市申请的联席保荐人。
2025-07-03CICC is reportedly hired as a joint sponsor for Luxshare Precision's planned H-share listing in Hong Kong, targeting over USD 1 billion.据报道，中金公司被聘为立讯精密计划赴港H股上市的联席保荐人，目标募资超10亿美元。
2025-07-11CICC serves as joint sponsor for Montage Technology's Hong Kong IPO application.中金公司担任澜起科技港股上市申请的联席保荐人。
2025-07-14CICC serves as sole sponsor for Beijing Tongrentang Medical Investment's third Hong Kong IPO filing.中金公司担任北京同仁堂医养投资第三次港股上市申请的独家保荐人。
2025-07-15CICC serves as sole sponsor for Hunan Mabwell Biotechnology's Hong Kong IPO filing.中金公司担任湖南麦济生物技术港股上市申请的独家保荐人。
2025-07-18CICC is reportedly hired by MediLink Therapeutics for its Hong Kong IPO, targeting over USD 100 million.据报道，中金公司被宜联生物委聘负责其港股IPO事宜，目标募资超1亿美元。
2025-08-12Jiaxin International Resources Investment passed the Hong Kong Stock Exchange hearing, with CICC as the sole sponsor; the company operates the Bakuuta tungsten mine in Kazakhstan, targeting commercial production from April 2025.佳鑫国际资源投资有限公司通过港交所上市聆讯，中金公司为独家保荐人；该公司运营哈萨克斯坦巴库塔钨矿，计划2025年4月开始商业生产。
2025-08-12Shuangdeng Group passed the Hong Kong Stock Exchange hearing, with CICC, Huatai International, and CCB International as joint sponsors; it is the global No.1 in energy storage battery shipments for communications and data centers in 2024.双登集团通过港交所聆讯，中金公司、华泰国际、建银国际为联席保荐人；该公司2024年全球通信及数据中心储能电池出货量排名第一。
2025-08-19Luxshare Precision submitted a Hong Kong Stock Exchange listing application, with CICC, Goldman Sachs, and CITIC Securities as joint sponsors.立讯精密向港交所提交上市申请，中金公司、高盛、中信证券为联席保荐人。
2025-09-01CICC served as sole sponsor for Xinqi Microelectronics (688630.SH) in its HKEX main board IPO filing.中金公司担任芯碁微装（688630.SH）港交所主板上市独家保荐人。
2025-09-01CICC and CMB International served as joint sponsors for QingSong Health Group's HKEX listing application update.中金公司与招商证券国际担任轻松健康集团港交所上市申请联席保荐人。
2025-09-03CICC and CMB International served as joint sponsors for Jinsheng New Energy (Jin Sheng Neng) in its HKEX main board IPO filing.中金公司与招银国际担任金晟新能源港交所主板上市联席保荐人。
2025-09-08CICC and Guotai Junan International served as joint sponsors for Jiejie Electronics (SJ Semiconductor) in its HKEX IPO filing; the company is China's largest automotive wireless sensing SoC firm.中金公司与国泰君安国际担任琻捷电子港交所上市联席保荐人；该公司为中国最大的汽车无线传感SoC公司。
2025-10-02Voyah Automobile Technology Co., Ltd. submitted listing application to HKEX, with CICC as its sole sponsor.岚图汽车科技股份有限公司向港交所递交上市申请，中金公司为其独家保荐人。
2025-10-05Sungrow Power Supply Co., Ltd. submitted listing application to HKEX, with CICC as its sole sponsor.阳光电源股份有限公司向港交所递交上市申请，中金公司为其独家保荐人。
2025-10-09Tanboer Group Co., Ltd. submitted listing application to HKEX, with CICC as its sole sponsor.坦博尔集团股份有限公司向港交所递交上市申请，中金公司为其独家保荐人。
2025-10-10Zhiyuan Robot plans to list in Hong Kong next year, hiring CICC, CITIC Securities, and Morgan Stanley, targeting a valuation of USD 5.1-6.4 billion.智元机器人计划明年赴港上市，聘请中金公司、中信证券和摩根士丹利，目标估值51亿至64亿美元。
2025-10-14Seres passed the HKEX listing hearing, with CICC and China Galaxy International as joint sponsors.赛力斯通过港交所主板上市聆讯，中金公司、中国银河国际担任联席保荐人。
2025-10-14Wus Printed Circuit (Kunshan) Co., Ltd. is considering a Hong Kong listing of at least USD 1.5 billion, selecting CICC and HSBC.沪电股份考虑赴港上市，融资额至少15亿美元，选定中金公司和汇丰负责。
2025-10-15EpiWorld International Co., Ltd. submitted listing application to HKEX, with CICC as its sole sponsor.瀚天天成向港交所提交上市申请，中金公司为独家保荐人。
2025-10-20MiningLamp Technology-W passed the HKEX listing hearing, with CICC as its sole sponsor.明略科技-W通过港交所主板上市聆讯，中金公司为其独家保荐人。
2025-10-20QingTian QuanTong submitted listing application to HKEX, with CICC and ICBC International as joint sponsors.擎天全税通向港交所提交上市申请，中金公司和工银国际为其联席保荐人。
2025-10-20WeRide passed the HKEX listing hearing, with CICC and Morgan Stanley as joint sponsors.文远知行通过港交所主板上市聆讯，联席保荐人为中金公司和摩根士丹利。
2025-10-24Everdisplay Optronics (Shanghai) Co., Ltd. submitted listing application to HKEX, with CICC as its sole sponsor.上海和辉光电股份有限公司向港交所提交上市申请书，中金公司为独家保荐人。
2025-10-27Jiangxi Biological Products Co., Ltd. submitted listing application to HKEX, with CICC and China Merchants Securities International as joint sponsors.江西生物向港交所递交上市申请，中金公司、招商证券国际为其联席保荐人。
2025-10-27Leshushi passed the HKEX listing hearing, with CICC, CITIC Securities, and GF Securities (Hong Kong) as joint sponsors.乐舒适已通过港交所主板上市聆讯，中金公司、中信证券和广发证券(香港)为其联席保荐人。
2025-10-31Xiamen Keytop Communication Technology Co., Ltd. submitted IPO application to HKEX, with CICC and Minsheng Bank Capital as joint sponsors.厦门科拓通讯技术股份有限公司向港交所递交IPO申请，联席保荐人为中金公司、民银资本。
2025-11-07Nanjing Haina Pharmaceutical Technology Co., Ltd. submitted a listing application to the Hong Kong Stock Exchange, with CICC as its sole sponsor.南京海纳医药科技股份有限公司向港交所提交上市申请书，中金公司为其独家保荐人。
2025-11-09RealBio Technology Co., Ltd. filed for listing on the Main Board of HKEX for the third time, with CICC as its sole sponsor.真实生物科技有限公司第三次向港交所主板递表，中金公司为其独家保荐人。
2025-11-09Phenix Outdoor Sports Group Co., Ltd. submitted a listing application to the Main Board of HKEX, with CICC and CITIC Securities as joint sponsors.伯希和户外运动集团股份有限公司向港交所主板提交上市申请，中金公司、中信证券为其联席保荐人。
2025-11-24Innovation Industrial Group Co., Ltd. was listed on the Main Board of HKEX on November 24, 2025, with an issuance size of USD 810 million (assuming full greenshoe). CICC acted as the lead sponsor, overall coordinator, and joint global coordinator.创新实业集团有限公司于2025年11月24日在港交所主板上市，发行规模8.1亿美元（假设绿鞋全额行使）。中金公司担任牵头保荐人、整体协调人、联席全球协调人。
2025-11-27AVATR (Chongqing) Co., Ltd. submitted a listing application to the Hong Kong Stock Exchange, with CITIC Securities and CICC as joint sponsors.阿维塔科技(重庆)股份有限公司向港交所提交上市申请书，中信证券和中金公司担任联席保荐人。
2025-11-28Hebei Haiwei Electronic New Material Technology Co., Ltd. was listed on the Main Board of HKEX on November 28, 2025, with a pre-greenshoe issuance size of HKD 506 million. CICC acted as the sole sponsor, overall coordinator, and joint global coordinator.河北海伟电子新材料科技股份有限公司于2025年11月28日在港交所主板上市，绿鞋前发行规模5.06亿港元。中金公司担任独家保荐人、整体协调人、联席全球协调人。
2025-12-01CICC acted as joint sponsor for Lijing Technology's (Lijing Keji) HKEX listing filing; it is a leading precision optical solution provider for smartphones.中金公司担任立景科技港交所递表联席保荐人；该公司是全球领先的精密光学解决方案提供商。
2025-12-01CICC and Guotai Haitong acted as joint sponsors for Chelian Tianxia's (Che Lian Tianxia) HKEX listing filing; it ranked 2nd in China's smart cockpit domain controller market by 2024 revenue.中金公司与国泰海通担任车联天下港交所递表联席保荐人；按2024年收入计，该公司在中国智能座舱域控制器领域排名第二。
2025-12-01CICC and HSBC acted as joint sponsors for WUS Printed Circuit's (Hu Dian Gufen) HKEX listing filing; it ranks 1st globally in data center PCB revenue (10.3% share) and L2+ autonomous driving HDI PCB (15.2% share).中金公司与汇丰担任沪电股份港交所递表联席保荐人；其在数据中心PCB收入（全球份额10.3%）和L2+自动驾驶HDI PCB（全球份额15.2%）领域全球第一。
2025-12-02CICC acted as sole sponsor for Han's CNC Technology's (Dazu Shukong) HKEX listing filing.中金公司担任深圳市大族数控科技股份有限公司港交所递表独家保荐人。
2025-12-03CICC, Goldman Sachs, and JPMorgan acted as joint sponsors for Anker Innovations' (Anke Chuangxin) HKEX listing filing; it is a global smart hardware company covering charging, smart home, and audio-visual products.中金公司、高盛、摩根大通担任安克创新港交所递表联席保荐人；该公司是全球智能硬件科技企业，产品覆盖充电、智能家居、智能影音。
2025-12-05CICC acted as sole sponsor for Nuobikan's (Nuo Bi Kan) HKEX listing hearing; the company is China's second-largest AI+ power supply inspection provider (5.9% market share).中金公司担任诺比侃港交所上市聆讯独家保荐人；该公司是中国第二大AI+供电检测监测系统提供商（市场份额约5.9%）。
2025-12-05CICC and CMB International acted as joint sponsors for Gaoguang Pharma's (Gaoguang Zhiyao) HKEX listing filing; its core product TLL-018 is a global first-in-class TYK2/JAK1 inhibitor, with two Phase III trials ongoing.中金公司与招银国际担任高光制药港交所递表联席保荐人；核心产品TLL-018是全球首创高选择性TYK2/JAK1抑制剂，两项III期试验进行中。
2025-12-10CICC and Citigroup acted as joint sponsors for BenQ Hospital's (Mingji Yiyuan) HKEX listing hearing; it is the largest private for-profit hospital group in East China by 2024 revenue.中金公司与花旗担任明基医院港交所上市聆讯联席保荐人；按2024年收入计，该公司是华东地区最大的民营营利性综合医院集团。
2025-12-11CICC, CSC International, and CMS International acted as joint sponsors for Feisu Innovation's (Feisu Chuangxin) HKEX listing filing; it is the world's second-largest online DTC network solution provider (6.9% market share by 2024 revenue).中金公司、中信建投国际、招商证券国际担任飞速创新港交所递表联席保荐人；按2024年收入计，该公司是全球第二大线上DTC网络解决方案提供商（市场份额6.9%）。
2025-12-18CICC and Huatai International acted as joint sponsors for GigaDevice's (Zhaoyi Chuangxin) HKEX listing hearing; it ranks 1st in China for NOR Flash (18.5% global share) and MCU (1.2% global share).中金公司与华泰国际担任兆易创新港交所上市聆讯联席保荐人；其NOR Flash中国内地排名第一（全球份额18.5%），MCU中国内地排名第一（全球份额1.2%）。
2025-12-18CICC acted as sole sponsor for Keli Co., Ltd.'s (Keli Youxian Gongsi) HKEX listing filing; it is a comprehensive healthcare solution provider originating from South Korea with main operations in China.中金公司担任科郦有限公司港交所递表独家保荐人；该公司是一家源自韩国、主要业务在中国的综合医疗健康解决方案供应商。
2025-12-19CICC acted as sole sponsor for Meig Smart Technology's (Meige Zhineng) HKEX listing filing.中金公司担任美格智能技术股份有限公司港交所递表独家保荐人。
2025-12-19CICC acted as sole sponsor for Suzhou Zelgen Biopharmaceuticals' (Zejing Shengwu) HKEX listing filing.中金公司担任苏州泽璟生物制药股份有限公司港交所递表独家保荐人。
2025-12-19CICC acted as sole sponsor for Autel Intelligent Technology's (Daotong Keji) HKEX listing filing.中金公司担任深圳市道通科技股份有限公司港交所递表独家保荐人。
2025-12-22CICC and Citigroup acted as joint sponsors for Ribo Bio's (Ruibo Shengwu) HKEX listing hearing; it has the world's largest siRNA drug pipeline with seven clinical-stage assets.中金公司与花旗担任瑞博生物港交所上市聆讯联席保荐人；该公司拥有全球最大的siRNA药物管线，有七款自研药物处于临床试验阶段。
2026-01-13CICC acted as lead sponsor for Ruibo Biotechnology's HK IPO, raising USD 236 million (USD 271 million with greenshoe), the largest global siRNA IPO.中金公司担任瑞博生物港股IPO牵头保荐人，融资2.36亿美元（绿鞋后2.71亿美元），为全球小核酸领域最大IPO。
2026-01-26CICC acted as joint sponsor for Aixin Yuanzhi's HK listing hearing; the company is the world's largest mid-to-high-end visual edge AI inference chip provider by shipments.中金公司担任爱芯元智港股上市聆讯联席保荐人；该公司是全球第一大中高端视觉端侧AI推理芯片提供商。
2026-01-27CICC acted as sole sponsor for Juchen Semiconductor's HK IPO filing; the company holds >40% global DDR5 SPD chip market share.中金公司担任聚辰股份港股IPO独家保荐人；该公司拥有全球DDR5 SPD芯片市场超40%份额。
2026-01-27CICC acted as sponsor for Tongrentang Medical's HK IPO filing; the company is the largest non-public TCM hospital group in China by visits.中金公司担任同仁堂医养港股IPO保荐人；该公司是中国非公立中医院医疗服务行业最大集团。
2026-01-27CICC acted as joint sponsor for Shunyu Zhixing's HK IPO filing; the company is the world's largest provider of automotive camera solutions by shipments.中金公司担任舜宇智行港股IPO联席保荐人；该公司是全球最大车载相机解决方案提供商。
2026-01-27CICC acted as sole sponsor for Weiyuan Energy's HK IPO filing; the company is a digital energy solutions provider focusing on smart distribution grids, data centers, and new energy storage.中金公司担任惟远能源港股IPO独家保荐人；该公司是数字能源解决方案提供商，聚焦智能配电网、数据中心及新型储能。
2026-01-28CICC acted as joint sponsor for Deye Stock's HK IPO filing; the company ranked first globally in residential energy storage inverter revenue in 2024.中金公司担任德业股份港股IPO联席保荐人；该公司2024年全球户用储能逆变器收入排名第一。
2026-01-29CICC acted as sole sponsor for Tongbo Technology's HK IPO filing; the company is China's second-largest high-performance lithium battery copper foil producer with 13% market share.中金公司担任铜博科技港股IPO独家保荐人；该公司是中国高性能锂电铜箔第二大生产商，市场份额13%。
2026-02-26CICC and GF Securities act as joint sponsors for Jinxin Kangyang (JinXin Elderly Care) filing for IPO on the Hong Kong Stock Exchange.中金公司与广发证券担任锦欣康养港交所IPO的联席保荐人。
2026-02-27CICC and DBS act as joint sponsors for Hu Ge (Shanghai Hu Ge Dental) filing for IPO on the Hong Kong Stock Exchange.中金公司与星展银行担任沪鸽港交所IPO的联席保荐人。
2026-02-27CICC, Huatai International, and GF Securities act as joint sponsors for Wolong Electric Drive Group Co., Ltd. (600580.SH) filing for IPO on the Hong Kong Stock Exchange.中金公司、华泰国际及广发证券担任卧龙电气驱动集团股份有限公司（600580.SH）港交所IPO的联席保荐人。
2026-03-02CICC and DBS acted as joint sponsors for Huhe's IPO application to the Hong Kong Stock Exchange. Huhe is China's largest manufacturer of oral clinical materials, with its elastomeric impression materials and synthetic resin teeth ranking first in China market sales revenue in 2024.中金公司与星展银行担任沪鸽港交所主板上市申请的联席保荐人。沪鸽是中国最大的口腔临床类材料制造商，其弹性体印模材料和合成树脂牙2024年中国市场销售收入排名第一。
2026-03-02CICC, Huatai and GF Securities acted as joint sponsors for Wolong Electric Drive's IPO application to the Hong Kong Stock Exchange.中金、华泰及广发证券联合保荐卧龙电驱向港交所递交主板上市申请。
2026-03-02CICC was appointed as the sole lead underwriter for Xinqi Micro's (688630.SH) Hong Kong IPO, but the prospectus filed on August 31, 2025 expired after six months.中金公司为芯碁微装(688630.SH)港股IPO独家保荐人，但其2025年8月31日递交的招股书满6个月后失效。
2026-03-03CICC, CSC Financial and CMS International acted as joint sponsors for Feisu Innovation, which passed the hearing for its main board listing on the Hong Kong Stock Exchange.中金公司、中信建投国际、招商证券国际为飞速创新港股主板上市联席保荐人，该公司已通过聆讯。
2026-03-09CICC acted as sole sponsor for Everdisplay Optronics (Shanghai) Co., Ltd., which passed the hearing for its main board listing on the Hong Kong Stock Exchange.中金公司为和辉光电港交所主板上市独家保荐人，该公司已通过聆讯。
2026-03-09CICC and Guotai Junan International acted as joint sponsors for JieJie Electronics' IPO application to the main board of the Hong Kong Stock Exchange.中金公司与国泰君安国际担任琻捷电子港交所主板上市申请联席保荐人。
2026-03-10CICC acted as sole sponsor for Shenzhen Creality 3D Technology Co., Ltd., which submitted its IPO application to the main board of the Hong Kong Stock Exchange.中金公司为深圳市创想三维科技股份有限公司港交所主板上市独家保荐人，该公司已递交申请。
2026-03-11CICC acted as sole sponsor, overall coordinator, joint global coordinator, joint bookrunner, joint lead manager and sole settlement agent for Megasino Technology's (Meige Intelligent) listing on the Hong Kong Stock Exchange, with an issuance size of HK$1.16 billion.中金公司担任美格智能港交所主板上市的独家保荐人、整体协调人、联席全球协调人、联席账簿管理人、联席牵头经办人及独家结算代理人，发行规模11.6亿港元。
2026-03-13CICC acted as sole sponsor for Han Tian Tian Cheng, which passed the hearing for its main board listing on the Hong Kong Stock Exchange. The company is the world's largest SiC epitaxial wafer supplier by sales volume in 2024.中金公司担任瀚天天成港交所主板上市独家保荐人，该公司已通过聆讯，按2024年销售片数计为全球最大碳化硅外延供应商。
2026-03-15CICC and Morgan Stanley are reportedly in discussions with AI drug discovery biotech Earendil Labs for a Hong Kong IPO of up to US$500 million.据报中金公司与摩根士丹利正与AI药物发现生物科技公司Earendil Labs商讨赴港上市事宜，募资规模或达5亿美元。
2026-03-15CICC acted as sole sponsor for Xinqi Micro (688630.SH), which re-submitted its IPO application to the main board of the Hong Kong Stock Exchange.中金公司为芯碁微装(688630.SH)再次向港交所主板递交上市申请的独家保荐人。
2026-03-16CICC and Deutsche Bank acted as joint sponsors for Huayan Robot, which passed the hearing for its main board listing on the Hong Kong Stock Exchange.中金公司与德意志银行担任华沿机器人港交所主板上市联席保荐人，该公司已通过聆讯。
2026-03-16CICC, Morgan Stanley and Deutsche Bank acted as joint sponsors for SmartMore's IPO application to the main board of the Hong Kong Stock Exchange.中金公司、摩根士丹利、德意志银行担任思谋科技港交所主板上市申请联席保荐人。
2026-03-17CICC acted as sole sponsor for Putailai (Shanghai Putailai New Energy Technology Group), which submitted its IPO application to the main board of the Hong Kong Stock Exchange. The company is the world's largest supplier of battery coating separators in 2025 with a 35.3% market share.中金公司为璞泰来港交所主板上市独家保荐人，该公司已递交申请，2025年为全球最大新能源电池涂覆隔膜供应商，市场份额35.3%。
2026-03-18CICC, Deutsche Bank and Guotai Junan International acted as joint sponsors for Zebra Smart's IPO application to the main board of the Hong Kong Stock Exchange.德意志银行、中金公司、国泰君安国际担任斑马智能港交所主板上市申请联席保荐人。
2026-03-29Goldman Sachs and CICC acted as joint sponsors for Nanjing Yingpai Pharmaceutical Co., Ltd. (Yingpai Pharma), which submitted its IPO application to the main board of the Hong Kong Stock Exchange.高盛与中金公司担任南京英派药业股份有限公司港交所主板上市申请联席保荐人。
2026-03-30CICC and CSC Financial acted as joint sponsors for SigmaStar Technology's IPO application to the main board of the Hong Kong Stock Exchange.中金公司、中信建投国际担任星宸科技港交所主板上市申请联席保荐人。
2026-04-01CICC served as the sole sponsor for Youibot's Hong Kong IPO filing; Youibot is the No.1 mobile manipulation robot solutions provider in China by 2024 revenue (7.1% market share).中金公司担任优艾智合港股IPO独家保荐人；优艾智合按2024年收入计为中国移动操作机器人解决方案市场第一（市场份额7.1%）。
2026-04-01CICC served as the sole sponsor for Nexchip Semiconductor's Hong Kong IPO filing; Nexchip is the 9th largest global and 3rd largest mainland China wafer foundry by 2025 revenue.中金公司担任晶合集成港股IPO独家保荐人；晶合集成2025年以收入计为全球第九大、中国大陆第三大晶圆代工企业。
2026-04-02CICC served as the sole sponsor for Shida Shenghua's Hong Kong IPO filing; Shida Shenghua ranked first globally in electrolyte solvent shipments for six consecutive years since 2020, with a 22.2% global market share in 2025.中金公司担任石大胜华港股IPO独家保荐人；石大胜华自2020年起全球电解液溶剂出货量连续六年第一，2025年全球市场份额22.2%。
2026-04-02CICC and Huatai International acted as joint sponsors for SG Micro's Hong Kong IPO filing; SG Micro ranked first among domestic analog IC companies in China and 8th globally by 2025 revenue.中金公司与华泰国际担任圣邦股份港股IPO联席保荐人；圣邦股份按2025年收入计在中国模拟IC国内厂商中位列第一，全球排名第八。
2026-04-03CICC served as the sole sponsor for Casstime's Hong Kong IPO filing; Casstime ranked first in China's auto aftermarket enterprise enablement platform by 2025 GMV, cumulative SKUs, and registered service stores.中金公司担任开思时代港股IPO独家保荐人；开思时代在2025年GMV、累计SKU数量及注册汽车服务门店数量方面均位列中国汽车后市场企业赋能平台第一。
2026-04-03CICC served as the sole sponsor for Streamax Technology's Hong Kong IPO filing; Streamax held a 7.2% global market share in commercial vehicle AI solutions in 2025, ranking top 4.中金公司担任锐明技术港股IPO独家保荐人；锐明技术2025年全球商用车AI解决方案市占率7.2%，位居行业前四。
2026-04-09CICC served as a joint sponsor for Qingtao Energy's Hong Kong IPO filing; Qingtao Energy ranked first globally in the solid-liquid hybrid and all-solid-state battery market in 2025 with a 33.6% market share, and its products have been installed in over 30 vehicle models.中金公司担任清陶能源港股IPO联席保荐人；清陶能源2025年全球固液混合及全固态电池市场排名第一，市场份额33.6%，产品已搭载于30余款车型。
2026-04-13CICC served as the sole sponsor for Beijing Zhongke Wenge's Hong Kong IPO filing.中金公司担任北京中科闻歌科技股份有限公司港股IPO独家保荐人。
2026-04-13CICC, Goldman Sachs, and BofA acted as joint sponsors for TFC Communication's Hong Kong IPO filing; TFC ranked first globally in the optical device industry by 2025 external sales revenue with an 11.7% market share, and is the world's first to deliver 800G and 1.6T optical engines.中金公司、高盛、美银担任天孚通信港股IPO联席保荐人；天孚通信以2025年对外销售收入计位居全球光器件行业第一（市场份额11.7%），是全球首家交付800G和1.6T光引擎的企业。
2026-04-14CICC and Haitong International acted as joint sponsors for Amlogic's Hong Kong IPO filing; Amlogic ranked first in China and second globally in the home smart terminal SoC chip field in 2024, with a 17.7% global market share.中金公司与海通国际担任晶晨半导体港股IPO联席保荐人；晶晨半导体2024年在家庭智能终端SoC芯片领域位列中国内地第一、全球第二，全球市场份额17.7%。
2026-04-14Xizhi Technology passed the Hong Kong Stock Exchange hearing; CICC and Guotai Haitong acted as joint sponsors. Xizhi is the world's first company to achieve large-scale deployment of optoelectronic hybrid computing.曦智科技通过港交所聆讯，中金公司、国泰海通为联席保荐人；曦智科技是全球首家实现光电混合算力大规模部署的公司。
2026-04-21CICC and Goldman Sachs acted as joint sponsors for Yingpai Pharmaceutical's Hong Kong IPO hearing; its core product Senaparib was commercialized in China in January 2025 for first-line maintenance treatment of ovarian cancer, and its European marketing application has been accepted by the EMA.中金公司与高盛担任英派药业港股IPO联席保荐人并通过聆讯；其核心产品塞纳帕利于2025年1月在中国商业化用于卵巢癌一线维持治疗，欧洲上市申请已获EMA受理。
2026-04-21CICC acted as the sole sponsor for DR Laser's Hong Kong IPO filing; DR Laser ranked first globally in photovoltaic cell laser processing equipment revenue in 2025.中金公司担任帝尔激光港股IPO独家保荐人；帝尔激光2025年以光伏电池激光加工设备收入计全球市占率第一。
2026-04-23CICC and CITIC Securities International acted as joint sponsors for T3 Mobility's Hong Kong IPO filing; T3 is China's third-largest smart mobility platform with 234.5 million registered users, covering 194 cities, and 797.2 million orders in 2025.中金公司、中信建投国际担任T3出行港股IPO联席保荐人；T3出行是中国第三大智慧出行平台，注册用户数2.345亿，覆盖194座城市，2025年促成订单7.972亿个。
2026-04-27CICC and UBS acted as joint sponsors for XTransfer's Hong Kong IPO filing; XTransfer is a tech-driven cross-border B2B trade payment platform with TPV exceeding 60 billion USD in 2025, serving approximately 897,000 registered clients.瑞银与中金公司担任XTransfer港股IPO联席保荐人；XTransfer是科技驱动的跨境B2B贸易支付平台，2025年支付交易额超600亿美元，服务约89.7万家注册客户。
2026-04-28CICC acted as the sole sponsor for PT MNC Digital Entertainment Tbk's Hong Kong IPO filing; MNC Digital is a leading digital media entertainment group in Southeast Asia with over 300,000 hours of digital content and 110 million monthly active users across its platforms.中金公司担任MNC Digital Entertainment Tbk港股IPO独家保荐人；MNC Digital是东南亚领先的数字媒体娱乐集团，拥有超过30万小时数字内容库，平台合计月活跃用户数达1.1亿。
2026-04-29CICC acted as the sole sponsor for Kolping Technology Group's Hong Kong IPO filing; Kolping is a leading multi-scenario general supplies digital procurement solution provider in China, serving央企, state-owned enterprises, financial institutions, Fortune 500 companies, and government agencies.中金公司担任科力普科技集团股份有限公司港股IPO独家保荐人；科力普是中国领先的多场景通用物资数智化采购解决方案提供商，主要服务央企国企、金融企业、世界500强企业及政府机构。
2026-04-29CICC, Morgan Stanley, Guotai Junan International, and BofA acted as joint sponsors for Inovance Technology's Hong Kong IPO filing; Inovance ranked first among Chinese industrial automation and digitalization companies globally by 2025 revenue, and top 3 globally in new energy vehicle powertrain third-party suppliers.摩根士丹利、中金公司、国泰君安国际、美银担任汇川技术港股IPO联席保荐人；汇川技术按2025年营业收入计是全球工业自动化与数字化领域排名第一的中国厂商，并在全球新能源汽车动力系统第三方供应商中位列前三。
2026-04-30CICC acted as the sole sponsor for Tanboer Group's Hong Kong IPO filing (second submission); Tanboer is the 7th largest professional outdoor apparel brand in China by 2025 retail sales, with a 2.2% market share, and the 4th largest domestic brand with a 5.0% share.中金公司担任坦博尔集团股份有限公司港股IPO独家保荐人（第二次递表）；坦博尔按2025年零售额计是中国第七大专业户外服饰品牌（市场份额2.2%），第四大本土专业户外服饰品牌（市场份额5.0%）。
2026-04-30CICC acted as the sole sponsor for Shantui Construction Machinery's Hong Kong IPO filing; Shantui is the world's third-largest and China's largest bulldozer manufacturer by 2025 sales volume, with a 10.2% global bulldozer market share and 63.0% China market share.中金公司担任山推工程机械股份有限公司港股IPO独家保荐人；山推股份以2025年销量计为全球第三大、中国最大的推土机制造商，全球推土机市场份额10.2%，中国市场份额63.0%。
2026-05-11CICC served as the sole sponsor for Shenzhen Everwin Precision Technology Co., Ltd. (300115.SZ) in its Hong Kong IPO filing.中金公司担任长盈精密（300115.SZ）港股上市的独家保荐人。
2026-05-14CICC acted as the overall coordinator, joint global coordinator, joint bookrunner, and joint lead manager for Shenzhen Leju Robot Co., Ltd.'s IPO on the Hong Kong Stock Exchange, raising USD 112 million.中金公司担任乐动机器人港股上市的整体协调人、联席全球协调人、联席账簿管理人及联席牵头经办人，发行规模1.12亿美元。
2026-06-16CICC was hired by Xiaohongshu (Little Red Book) as one of the banks to prepare for a potential Hong Kong IPO, with valuation up to $50B in private secondary market trades.小红书聘请中金公司等投行筹备潜在的香港IPO，2025年底私募二级市场估值最高达500亿美元。
2026-06-17CICC acted as lead sponsor for SENASIC (Jinjie Electronics, 6675.HK) IPO on HKEX; offering size ~981M HKD before greenshoe; stock listed on June 17, 2026.中金公司担任琻捷电子(6675.HK)港股IPO的牵头保荐人，绿鞋前发行规模约9.81亿港元，6月17日上市。
CICC board & governance中金董事会与治理
9 · 2024-01-17 → 2026-06-03
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Board meetings, elections, and governance structure changes.中金公司董事会会议、选举及治理结构变更。
2024-01-17CICC board nominated candidates for the third board of directors: Chen Liang and Wu Bo as executive directors; Zhang Wei, Kong Lingyan, Deng Xingbin as non-executive directors; Wu Gangping, Lu Zhengfei, Peter Nolan, Zhou Yu as independent non-executive directors.中金公司董事会提名第三届董事会候选人：陈亮、吴波为执行董事；张薇、孔令岩、邓星斌为非执行董事；吴港平、陆正飞、彼得·诺兰、周禹为独立非执行董事。
2024-06-28CICC completes the election of its Board of Directors and Supervisory Board: Chen Liang appointed as Chairman; Zhang Wei, Kong Lingyan, Deng Xingbin among the 8 new directors; Gao Tao appointed as Chairman of the Supervisory Board.中金公司完成董事会和监事会换届选举：陈亮任董事长，张薇、孔令岩、邓星斌等8人组成新董事会，高涛任监事会主席。
2025-03-11CICC held its 3rd Board of Directors' 5th meeting via written vote, approving matters including compensation committee proposals.中金公司完成第三届董事会第五次会议书面投票，审议通过薪酬委员会相关议案。
2025-10-14CICC held its third board meeting, approving the abolition of the supervisory board, with its functions to be assumed by the audit committee.中金公司召开第三届董事会第九次会议，审议通过不再设立监事会，职权由审计委员会承接。
2025-11-01CICC held its first extraordinary general meeting of 2025, approving the abolition of the supervisory board and amending the articles of association. The audit committee of the board will now exercise the powers of the supervisory board under the Company Law. Wang Shuguang was elected vice chairman and appointed as the authorized representative under HK Listing Rules 3.05.中金公司召开2025年第一次临时股东大会，审议通过不再设立监事会并修订公司章程，由董事会审计委员会行使监事会职权。选举王曙光为副董事长，并委任其为香港上市规则第3.05条授权代表。
2025-11-01CICC announced the revision of its articles of association, strengthening Party organization, clarifying shareholder obligations, optimizing board committee functions, and enhancing compliance and risk management systems.中金公司公告修订公司章程，强化党组织建设、明确股东义务、优化董事会专门委员会职责、加强合规与风险管理体系。
2025-11-01CICC announced the revision of its board compensation committee rules, requiring independent directors to constitute a majority and serve as chair, and prohibiting directors from participating in setting their own compensation.中金公司公告修订董事会薪酬委员会工作规则，要求独立董事占多数并担任主任委员，董事不得参与自身薪酬制定。
2025-11-01CICC announced the management measures for shareholding and changes by directors and senior management, restricting annual transfer to 25% of holdings, imposing a 6-month lock-up after resignation, and requiring 15-day pre-disclosure for A-share reductions.中金公司发布董事及高级管理人员持有及变动本公司股份管理办法，规定每年转让股份不得超过持股25%，离职后半年内不得转让，A股减持需提前15个交易日预披露。
2026-06-03CICC board approved the formulation of a 'Compensation Management System' proposal, which still requires shareholder meeting approval.中金公司董事会审议通过《关于制定〈薪酬管理制度〉的议案》，尚需提交股东会审议。
CICC Wealth Securities results中金财富证券业绩
3 · 2024-01-19 → 2025-07-18
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Financial results and operational data for CICC's subsidiary CICC Wealth Securities.中金公司子公司中金财富证券的财务业绩和运营数据。
2024-01-19CICC Wealth Securities reported 2023 unaudited key financial data: total assets 154.57 billion yuan, net assets 19.23 billion yuan, net profit attributable to owners 1.48 billion yuan.中金财富证券披露2023年度未经审计主要财务数据：总资产1545.7亿元，净资产192.3亿元，归属于所有者净利润14.8亿元。
2024-07-19CICC's wholly-owned subsidiary CICC Wealth Securities reported H1 2024 net profit of RMB 523 million on revenue of RMB 2.6 billion (unaudited).中金公司全资子公司中金财富证券2024年上半年未经审计净利润5.23亿元，营业收入26亿元。
2025-07-18CICC subsidiary CICC Wealth reports H1 2025 results: total assets of RMB 193.37 billion, net profit attributable to owners of RMB 987 million.中金公司全资子公司中金财富发布2025年上半年业绩：总资产1933.7亿元，归母净利润9.87亿元。
CICC corporate bond issuance中金公司债券发行
27 · 2024-01-22 → 2026-05-21
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Issuance of various corporate bonds, subordinated bonds, and perpetual bonds by CICC.中金公司发行各类公司债、次级债和永续债。
2024-01-22CICC completed issuance of first tranche of 2024 subordinated bonds to professional institutional investors: Tranche 1 (5 billion yuan, coupon 2.87%) and Tranche 2 (1 billion yuan, coupon 3.05%).中金公司完成2024年面向专业机构投资者公开发行次级债券（第一期）：品种一5亿元票面利率2.87%，品种二10亿元票面利率3.05%。
2024-02-27CICC announced it will issue the 2024 corporate bond (Tranche 1) for professional institutional investors, with an issuance amount of up to RMB 5 billion, proceeds to fully replace redeemed corporate bonds.中金公司公告，将发行2024年面向专业机构投资者公司债券（第一期），发行金额不超过50亿元，募集资金全部用于置换回售的公司债券。
2024-03-04CICC issued the first tranche of 2024 corporate bonds to professional institutional investors, with a total size of 5 billion yuan, split into three tranches: Tranche 1 2.5 billion yuan at 2.39%, Tranche 2 1.5 billion yuan at 2.44%.中金公司面向专业机构投资者公开发行2024年公司债券（第一期），总规模50亿元，分为三个品种：品种一25亿元票面利率2.39%，品种二15亿元票面利率2.44%。
2024-04-30CICC received a no-objection letter from Shanghai Stock Exchange for a non-public issuance of corporate bonds of up to 10 billion yuan to professional investors, valid for 12 months.中金公司收到上交所无异议函，可面向专业投资者非公开发行总额不超过100亿元的公司债券，有效期12个月。
2024-07-10CICC announced the issuance of the first tranche of 2024 perpetual subordinated bonds to professional investors, with a size of up to RMB 3 billion.中金公司公告发行2024年面向专业投资者公开发行永续次级债券（第一期），发行金额不超过30亿元。
2024-07-11CICC set the coupon rate for its first tranche of 2024 perpetual subordinated bonds at 2.35%, with an issuance size of up to RMB 3 billion.中金公司确定2024年永续次级债券（第一期）票面利率为2.35%，发行规模不超过30亿元。
2024-07-17CICC's first tranche of 2024 perpetual subordinated bonds (code 241280, short name '24中金Y1') was approved for listing on the Shanghai Stock Exchange starting July 18.中金公司2024年永续次级债券（第一期）（代码241280，简称'24中金Y1'）获上交所同意自7月18日起上市。
2024-11-25CICC announced the issuance of the first tranche of 2024 non-public corporate bonds to professional investors, with an issue amount of up to RMB 3 billion, a term of 30 months (911 days), and proceeds to be used entirely for replacing maturing corporate bonds.中金公司公告发行2024年面向专业投资者非公开发行公司债券（第一期），发行金额不超过30亿元，期限30个月（911天），募集资金全部用于置换到期公司债券。
2024-12-12CICC issued a prospectus for perpetual subordinated bonds (second tranche) of up to RMB 3.5 billion to professional investors, with a coupon rate range of 1.70%-2.70%, to replenish working capital.中金公司拟发行不超过35亿元永续次级债券（第二期），票面利率询价区间1.70%-2.70%，用于补充流动资金。
2025-06-13CICC receives PBOC approval to issue up to 9.8 billion yuan in science and technology innovation bonds on the interbank bond market, valid from June 11, 2025 to June 10, 2027.中金公司获中国人民银行批准在全国银行间债券市场发行不超过98亿元科技创新债券，有效期2025年6月11日至2027年6月10日。
2025-07-23CICC plans to issue its first tranche of sci-tech innovation corporate bonds (25 CICC K1) for up to RMB 1 billion, with a coupon rate range of 1.20%-2.20%.中金公司拟公开发行第一期科技创新公司债券（25中金K1），发行规模不超过10亿元，票面利率询价区间1.20%-2.20%。
2025-07-31CICC cancels issuance of short-term financing bond '25 CICC CP006' due to insufficient actual issuance size.中金公司取消发行'25中金公司CP006'短期融资券，因实际发行规模未达预期。
2025-08-01CICC cancelled the issuance of the originally planned CNY 1.18 billion short-term financing bond '25 CICC CP006' due to actual subscription of only CNY 1.07 billion failing to meet the target.中金公司取消原计划11.8亿元的短期融资券“25中金公司CP006”发行，实际认购量10.7亿元未达预期。
2025-08-14Shanghai Stock Exchange approved the listing of CICC's 2025 corporate bond (Tranche 1, Series 2) '25 CICC G2' (code 242651) for professional investors, eligible for pledged repo.上交所批准中金公司2025年公司债券（第一期）品种二“25中金G2”（代码242651）上市，可参与质押式回购。
2025-08-28CICC's 2025 corporate bond (Tranche 2) '25 CICC G3' (code 243670) was approved for listing on the Shanghai Stock Exchange from August 29, eligible for pledged repo.中金公司2025年公司债券（第二期）“25中金G3”（代码243670）获上交所同意自8月29日起上市，可参与质押式回购。
2025-09-10CICC issued the third tranche of 2025 corporate bonds to professional investors, with a scale of up to 4 billion RMB (25 CICC G4, code 243780), under a 20 billion RMB registered shelf.中金公司面向专业投资者公开发行2025年第三期公司债券，规模不超过40亿元（25中金G4，代码243780），注册额度200亿元。
2025-10-10CICC received a no-objection letter from Shanghai Stock Exchange for a non-public issuance of corporate bonds up to 10 billion yuan to professional investors.中金公司收到上交所无异议函，可面向专业投资者非公开发行总额不超过100亿元公司债券。
2025-10-16CICC received CSRC approval to publicly issue up to 10 billion yuan in sci-tech innovation corporate bonds to professional investors.中金公司获中国证监会批复，同意向专业投资者公开发行面值总额不超过100亿元科技创新公司债券。
2025-10-16CICC completed the first tranche of its 2025 sci-tech innovation corporate bond issuance, raising 700 million yuan at a coupon rate of 1.71%.中金公司完成2025年面向专业机构投资者公开发行科技创新公司债券(第一期)发行，规模7亿元，票面利率1.71%。
2025-10-24CICC received CSRC approval to publicly issue up to 20 billion yuan in perpetual subordinated corporate bonds and 20 billion yuan in subordinated corporate bonds to professional investors.中金公司获中国证监会批复，同意向专业投资者公开发行面值总额不超过200亿元永续次级公司债券及200亿元次级公司债券。
2025-11-14CICC completed the issuance of the first tranche of perpetual subordinated bonds (2025) to professional investors, with a final issuance size of 3 billion yuan, a coupon rate of 2.23%, and a subscription multiple of 3.22 times.中金公司完成2025年面向专业投资者公开发行永续次级债券(第一期)发行，最终发行规模30亿元，票面利率2.23%，认购倍数3.22倍。
2025-12-10CICC issued up to 3 billion yuan of perpetual subordinated bonds (second tranche of 2025) to professional investors, with a coupon rate of 2.34%.中金公司面向专业投资者发行不超过30亿元2025年第二期永续次级债券，票面利率2.34%。
2025-12-17Shanghai Stock Exchange approved the listing of CICC's 2025 second tranche perpetual subordinated bonds (code 244366, '25 CICC Y2'), starting trading on Dec 18.上交所批准中金公司2025年第二期永续次级债券（债券简称“25中金Y2”，代码244366）上市，自12月18日起挂牌。
2026-01-08CICC issued the first tranche of perpetual subordinated bonds for 2026, raising up to RMB 3 billion at a coupon rate of 2.38%.中金公司发行2026年第一期永续次级债券，规模不超过30亿元，票面利率2.38%。
2026-01-22CICC issued the first tranche of 2026 sci-tech innovation corporate bonds, with a scale of up to RMB 5 billion.中金公司发行2026年第一期科技创新公司债券，规模不超过50亿元。
2026-03-13CICC announced it will exercise the issuer's redemption right for the '21 CICC Y2' bond, redeeming all outstanding bonds on the redemption date of April 26, 2026.中金公司公告行使“21中金Y2”发行人赎回权，对2026年4月26日登记在册的全部债券进行赎回。
2026-05-21CICC issued the 4th tranche of perpetual subordinated bonds for professional investors in 2026, with a scale of up to 2 billion yuan and a final coupon rate of 2.00%.中金公司完成2026年面向专业投资者公开发行永续次级债券（第四期），发行规模不超过20亿元，票面利率2.00%。
CICC sponsor representative changes中金保荐代表人变更
9 · 2024-01-25 → 2025-12-18
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Changes in sponsor representatives for various IPO and refinancing projects.中金公司在多个IPO和再融资项目上的保荐代表人变更。
2024-01-25CICC replaced its sponsor representative for SF Holding's 2021 non-public A-share issuance: Tian Cong resigned, replaced by Peng Yanzhe.中金公司变更顺丰控股2021年非公开发行A股股票项目的保荐代表人：田聃离任，由彭妍喆接替。
2025-02-12CICC replaced its sponsor representative for China Eastern Airlines (00670), with Tang Jiawei succeeding Xia Yuyang for the 2022 non-public A-share issuance project.中金公司更换中国东方航空股份（00670）持续督导保荐代表人，唐加威接替夏雨扬。
2025-02-17CICC replaced its sponsor representative for Ningbo Jifeng Auto Parts Co., Ltd. (Jifeng Co., Ltd.), with Gu Ke succeeding Sun Jingxuan for the 2023 private placement project.中金公司更换宁波继峰汽车零部件股份有限公司（继峰股份）持续督导保荐代表人，谷珂接替孙靖譞。
2025-05-06CICC replaces sponsor representatives for CITIC Bank rights issue project: Li Yigang and Zhou Yu succeed Ai Yu and Zhou Yinbin.中金公司更换中信银行配股项目保荐代表人：李义刚、周玉接替艾雨、周银斌。
2025-11-05CICC replaced its sponsor representative for Hansor Technology, changing from Shang Linzheng to Li Yang due to personal work changes of the former.中金公司更换汉桑科技保荐代表人，尚林争因个人工作变动由李阳接替。
2025-11-05CICC replaced its sponsor representative for Quhuo Technology, changing from Shang Linzheng to Yao Cheng due to work changes of the former.中金公司更换趣睡科技持续督导保荐代表人，尚林争因工作变动由姚诚接替。
2025-11-19CICC replaced its sponsor representative for Red Star Macalline (01528), changing from Xing Ke to Zeng Qinglin, due to work changes of the former.中金公司更换红星美凯龙持续督导保荐代表人，幸科因工作变动由曾庆霖接替。
2025-11-26CICC replaced its financial advisor sponsor for Yong'an Xing, changing from Wang Liaojun to Li Yang due to work changes of the former.中金公司更换永安行持续督导财务顾问主办人，王僚俊因工作变动由李阳接替。
2025-12-18CICC replaced its sponsor representative for Times Electric (03898) due to personal work changes; Li Xin and Feng Xiaohan now serve as sponsor representatives.中金公司因个人工作变动更换时代电气持续督导保荐代表人，现由李鑫和冯笑涵担任。
CICC industry outlook中金行业展望
1 · 2024-01-29
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Publication of industry outlook reports by CICC Research.中金公司研究部发布行业展望报告。
2024-01-29CICC published 2024 outlook: shipbuilding demand is strong in the medium to long term, with stable orders and rising prices; 2024 will see full delivery of high-priced ships, benefiting shipbuilders' profitability.中金发布2024年展望：造船需求中长期向好，订单量稳定、价格持续景气；2024年是完工高价船全面交付年，造船企业效益有望全面提升。
REIT operations & dividendsREIT运营与分红
46 · 2024-01-30 → 2026-06-22
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Operational results and dividend distributions for CICC's various REIT products.中金公司旗下多只REIT产品的运营业绩和分红派息。
2024-01-30CICC Xiamen Anju REIT reported Q4 2023: occupancy rate of rental housing reached 99.83% (a record high), full-year distributable amount 57.33 million yuan, cash distribution rate about 4.41%.中金厦门安居REIT披露2023年第四季度报告：保障性租赁住房出租率达99.83%（创新高），全年可供分配金额5733万元，现金分派率约4.41%。
2024-02-19CICC Fund Management announced that CICC普洛斯REIT (CICC Prologis REIT) would suspend trading for 1 hour on February 20 due to a cumulative 10.21% rise over 3 consecutive trading days.中金基金管理公司公告，中金普洛斯REIT因连续3个交易日累计涨幅10.21%，将于2月20日停牌1小时。
2024-03-29CICC Fund Management announced the second 2024 dividend for CICC Anhui Jiaokong Expressway REIT, distributing 185 million yuan, with a 2023 annual cash flow distribution rate of 7.89%.中金基金管理有限公司公告中金安徽交控高速公路REIT 2024年第二次分红，分配金额1.85亿元，2023年现金流分派率7.89%。
2024-03-29CICC PROLOGIS REIT announced its first 2024 dividend of approximately 105 million yuan, with a cumulative distribution of about 767 million yuan since listing, representing nearly 100% of distributable income.中金普洛斯REIT发布2024年度第一次分红公告，合计分配约1.05亿元，上市以来累计分配约7.67亿元，约占可供分配金额的100%。
2024-06-27CICC Anhui Jiaokong REIT reports May 2024 operating data: toll revenue from the Yanjiang Expressway was 64.23 million yuan, with a narrowing YoY decline; cumulative toll revenue for 2024 reaches 350.99 million yuan.中金安徽交控REIT披露2024年5月运营数据：沿江高速通行费收入6423万元，同比降幅收窄；2024年累计通行费收入3.5099亿元。
2024-06-29CICC Fund Management announces the second dividend distribution of 2024 for the CICC Hubei Science and Technology Investment Guanggu REIT, with the record date on July 2 and payment date on July 8.中金基金管理有限公司公告中金湖北科投光谷REIT 2024年第二次分红，权益登记日为7月2日，现金红利发放日为7月8日。
2024-07-18CICC PLOG WAREHOUSE REIT reported Q2 2024 results: total revenue of approx. RMB 117 million, distributable amount of approx. RMB 90.04 million, with 10 warehouses at 85.64% average occupancy.中金普洛斯仓储物流REIT发布2024年二季报：总收入约1.17亿元，可供分配金额约9004万元，10个仓储物流园平均出租率85.64%。
2024-07-18CICC Hubei Science & Technology Investment Guanggu REIT reported Q2 2024 distributable amount of RMB 20.10 million, with H1 annualized distribution rate of 5.05%, and end-Q2 occupancy rate of 87.84%.中金湖北科投光谷REIT二季度可供分配金额2010.03万元，上半年年化分派率5.05%，二季度末出租率87.84%。
2024-07-18CICC Shandong Expressway REIT reported Q2 2024 distributable amount of approx. RMB 47.77 million, achieving 106.9% of the full-year forecast; H1 toll revenue annualized at 104.5% of forecast.中金山东高速REIT二季度可供分配金额约4777万元，年化完成全年预测的106.9%；上半年通行费收入年化完成预测的104.5%。
2024-07-18CICC Anhui Expressway REIT reported Q2 2024 toll revenue of approx. RMB 200 million and distributable amount of RMB 163 million; announced its third dividend of RMB 129 million, totaling RMB 504 million in dividends for the year.中金安徽交控REIT二季度通行费收入约2亿元，可供分配金额1.63亿元；公告第三次分红1.29亿元，年内累计分红5.04亿元。
2024-09-01CICC Hubei Science & Investment Optics Valley REIT 2024 interim report: revenue 55.75 million yuan, distributable amount 39.62 million yuan, occupancy rate 87.84%.中金湖北科投光谷REIT 2024年中期报告：收入5575万元，可供分配金额3962万元，出租率87.84%。
2024-09-01CICC Anhui Transportation REIT 2024 interim report: revenue 409 million yuan, distributable amount 292 million yuan; cumulative dividends 504 million yuan in 2024.中金安徽交控REIT 2024年中期报告：收入4.09亿元，可供分配金额2.92亿元；2024年累计分红5.04亿元。
2024-12-26CICC Prologis REIT (508056) announced its fourth distribution of 2024, distributing RMB 88.13 million (RMB 0.4547 per 10 units), bringing cumulative distributions to over RMB 1.03 billion since listing.中金普洛斯REIT（508056）公告2024年度第四次分红，分配金额8813.31万元（每10份0.4547元），累计分红超10.3亿元。
2025-01-15CICC Fund Management announces first 2025 distribution for CICC Anhui Transportation Expressway REIT: RMB 1.83 per 10 units.中金基金公告中金安徽交控高速公路REIT 2025年第一次分红，每10份派1.83元。
2025-01-21CICC Logistics REIT reports Q4 2024: total revenue ~RMB 111 million, distributable amount ~RMB 92.79 million, average occupancy 92.07%.中金普洛斯REIT发布2024年第四季度报告：总收入约1.11亿元，可供分配金额约9279万元，平均出租率92.07%。
2025-01-22CICC Shandong Expressway REIT reports Q4 2024: full-year distributable amount ~RMB 189 million, 105% of prospectus forecast.中金山东高速REIT发布2024年第四季度报告：全年可供分配金额约1.89亿元，完成招募说明书预测的105%。
2025-02-10CICC Fund Management announced that the secondary market closing price of CICC Prologis REIT (508056) rose 5.07% on Feb 10, with a net cash flow distribution rate of 4.93% based on the closing price.中金基金管理有限公司公告，中金普洛斯REIT（508056）2月10日二级市场收盘价上涨5.07%，以收盘价计算的2024年净现金流分派率为4.93%。
2025-02-14CICC Prologis REIT (508056) announced it would replace its存续期评估机构 with Jones Lang LaSalle (Beijing) Real Estate Appraisal Co., Ltd. starting from the 2024 assessment period.中金普洛斯REIT（508056）公告，自2024年度评估期起将存续期评估机构更换为仲量联行（北京）房地产资产评估咨询有限公司。
2025-03-04CICC's fund management arm appointed Guo Maoqian as manager of CICC Anhui Expressway REIT (508009).中金基金管理有限公司增聘郭茂乾为中金安徽交控REIT（508009）基金经理。
2025-03-27CICC Fund Management announced the first 2025 distribution for CICC Xiamen Anju Rental Housing REIT (508058), distributing RMB 0.5810 per 10 units.中金基金管理有限公司公告中金厦门安居REIT（508058）2025年第一次分红，每10份基金份额分红0.5810元。
2025-03-27CICC Fund Management released February 2025 operating data for CICC Shandong Hi-Speed Group Expressway REIT: toll revenue RMB 17.17 million, down 24.5% MoM.中金基金管理有限公司发布中金山高集团高速公路REIT 2025年2月运营数据：路费收入1717万元，环比下降24.5%。
2025-03-28CICC PLogis REIT (508056) announced its first 2025 distribution of approx. RMB 95.94 million, bringing cumulative distributions over RMB 1.1 billion.中金普洛斯REIT发布2025年第一次分红公告，分配金额约9594.43万元，累计分配金额将超11亿元。
2025-04-28CICC Fund Management submitted an application for the first expansion of CICC Xiamen Affordable Rental Housing REIT (508058) by acquiring new infrastructure projects, pending NDRC recommendation, CSRC approval, and unitholder vote.中金基金管理有限公司就中金厦门安居保障性租赁住房REIT（508058）2025年度第一次扩募并新购入基础设施项目事项提交申请，尚需发改委推荐、证监会批准及持有人大会审议。
2025-05-10CICC Xiamen Anju REIT files for fund change registration and expansion with CSRC and Shanghai Stock Exchange; expansion application accepted.中金厦门安居REIT向证监会提交基金变更注册请示，向上交所提交扩募申请并获受理。
2025-07-21CICC Xiamen Anju REIT reports Q2 2025: occupancy rate 99.30%, distributable amount RMB 14.91 million, up 0.43% YoY.中金厦门安居REIT发布2025年二季报：出租率99.30%，可供分配金额1491万元，同比增长0.43%。
2025-07-21CICC Anhui Jiaokong REIT reports Q2 2025: toll revenue RMB 226.1 million, up 12.87% YoY; distributable amount RMB 149 million.中金安徽交控REIT发布2025年二季报：通行费收入2.26亿元，同比增长12.87%；可供分配金额1.49亿元。
2025-07-21CICC Prologis REIT reports Q2 2025: revenue RMB 107.56 million, distributable amount RMB 83.96 million, annualized cash distribution rate 4.55%.中金普洛斯REIT发布2025年二季报：收入1.08亿元，可供分配金额8396万元，年化现金流分派率4.55%。
2025-08-19CICC Chongqing Liangjiang REIT announced its second 2025 dividend, distributing CNY 14 million (CNY 0.35 per 10 units), based on distributable income of CNY 27.33 million for H1 2025.中金重庆两江REIT公告2025年度第二次分红，分配1400万元（每10份0.35元），基于上半年可供分配金额2732.55万元。
2025-08-28CICC Vipshop Outlets REIT (508082) was officially established on August 27, with total net subscription of CNY 3.48 billion; the underlying asset is the Shanjing Outlets project in Ningbo, with 97%+ occupancy rate and 8.7% revenue CAGR (2022-2024).中金唯品会奥莱REIT（508082）于8月27日成立，募集净认购金额34.80亿元；底层资产为宁波杉井奥特莱斯项目，出租率97%以上，2022-2024年收入复合增长率8.7%。
2025-08-29CICC Anhui Jiaokong REIT reported H1 2025 results: cumulative toll revenue of approximately CNY 465 million, up 12.87% YoY; daily traffic volume of 22,694 vehicles, up 8.59% YoY; distributable income of about CNY 316 million.中金安徽交控REIT发布2025年中期报告：上半年累计通行费收入约4.65亿元，同比增长12.87%；日均车流量22694辆，同比增长8.59%；可供分配金额约3.16亿元。
2025-08-29CICC Prologis REIT reported H1 2025 results: total revenue of approximately CNY 216 million, distributable income of CNY 167 million; overall occupancy rate exceeded 90%, up 6.6 percentage points YoY; cumulative dividends exceeded CNY 1.2 billion since listing.中金普洛斯REIT发布2025年半年报：总收入约2.16亿元，可供分配金额1.67亿元；整体出租率超90%，同比提升6.6个百分点；上市以来累计分红超12亿元。
2025-11-04CICC's REIT, CICC Chongqing Liangjiang Industrial Park Closed-end Infrastructure Securities Investment Fund, reported Q3 2025 results: distributable amount of approximately RMB 13.524 million, occupancy rate of 87.81%, and annualized cash distribution yield of 4.21% based on the September 30 closing price.中金重庆两江产业园REIT披露2025年三季报，当期可供分配金额约1352.40万元，整体出租率87.81%，按9月30日收盘价计算的年化现金流分派率为4.21%。
2025-11-05CICC Fund Management announced the third dividend distribution of 2025 for CICC Liandong Technology Innovation Park REIT, with the record date on November 7 and payment date on November 13.中金基金管理有限公司发布中金联东科技创新产业园REIT 2025年第三次分红公告，权益登记日为11月7日，现金红利发放日为11月13日。
2025-12-11CICC Fund Management announced the third 2025 dividend for CICC Chongqing Liangjiang Industrial Park REIT, with record date Dec 15 and payment Dec 19.中金基金管理有限公司公告中金重庆两江产业园REIT 2025年第三次分红，权益登记日12月15日，现金红利发放日12月19日。
2025-12-24CICC Prologis REIT announced its fourth 2025 dividend, distributing ~84.02 million yuan (95% of available income), bringing cumulative distributions to ~1.372 billion yuan since listing.中金普洛斯REIT公告2025年第四次分红，分配约8402万元（占可供分配金额95%），上市以来累计分配约13.72亿元。
2026-01-21CICC PLogistics REIT reported Q4 2025 revenue of ~RMB 105 million and distributable income of ~RMB 86.65 million; cumulative dividends reached RMB 1.372 billion.中金普洛斯REIT发布2025年四季度报告，收入约1.05亿元，可供分配金额约8664.92万元，累计分红13.72亿元。
2026-01-22CICC Vipshop Outlets REIT reported Q4 2025 distributable income of RMB 41.08 million; full-year cash flow distribution rate of 3.89%.中金唯品会奥莱REIT四季度可供分配金额4108万元，全年现金流分派率3.89%。
2026-01-22CICC Hubei Science and Investment Guanggu REIT reported Q4 2025 revenue of RMB 20.52 million and distributable income of RMB 12.92 million; occupancy rate 76.91%.中金湖北科投光谷REIT四季度收入2051.87万元，可供分配金额1291.66万元，出租率76.91%。
2026-01-23CICC Anhui Jiaokong REIT reported Q4 2025 distributable income of ~RMB 124 million; full-year distribution of RMB 623 million.中金安徽交控REIT四季度可供分配金额约1.24亿元，全年收益分配约6.23亿元。
2026-01-27CICC Shandong High-speed REIT reported FY2025 cumulative distributable income of ~RMB 191 million, up 0.95% YoY; cumulative distributions of RMB 691 million since inception.中金山东高速REIT 2025年累计可供分配金额约1.91亿元，同比增长0.95%，累计分红6.91亿元。
2026-01-29Shanghai Stock Exchange agreed to provide market-making services for CICC Liandong S&T Innovation Park REIT starting Jan 29, 2026.上交所同意自2026年1月29日起为中金联东科技创新产业园REIT提供做市服务。
2026-02-27Shanghai Stock Exchange approved Huatai Securities to act as the main market maker for CICC Vipshop Outlets Closed-End Infrastructure Securities Investment Fund (fund code: 508082), effective from 2026-03-02.上交所同意华泰证券自2026年3月2日起为中金唯品会奥特莱斯封闭式基础设施证券投资基金（基金代码：508082）提供主做市服务。
2026-06-04CICC's 'Zhongjin-Weipinhui Commercial Real Estate Closed-end REIT' completed asset acquisition: via the special plan, it obtained 100% equity of SPVs owning Zhengzhou and Harbin Shan Shan Outlet malls; fund contract effective June 1, 2026.中金唯品会封闭式商业不动产REIT完成资产收购：通过专项计划取得持有郑州杉杉奥特莱斯和哈尔滨杉杉奥特莱斯项目公司的全部股权；基金合同自2026年6月1日起生效。
2026-06-04CICC Xiamen Anju REIT (508058) listed its expansion shares on Shanghai Stock Exchange: 213.3M shares at 3.697 yuan/share, raising 788.7M yuan; underlying assets are two rental housing projects in Xiamen (total GFA ~89,900 sqm).中金厦门安居REIT(508058)扩募份额在上交所上市：扩募份额2.133亿份，发行价3.697元/份，募集资金7.887亿元；底层资产为厦门两个租赁住房项目（总建筑面积约8.99万平方米）。
2026-06-15CICC Liandong Kechuang REIT announced a proposed expansion to acquire 4 new industrial park projects (Hefei, Kunshan x2, Chengdu) with total GFA ~236,500 sqm.中金联东科创REIT公告拟扩募并新购入4个产业园项目（合肥、昆山2个、成都），建筑面积合计约23.65万平方米。
2026-06-22CICC Weipinhui Commercial REIT (508603) began trading on Shanghai Stock Exchange; underlying assets are Zhengzhou and Harbin Shan Shan Outlet malls with 2025 sales of 2.158B and 1.672B yuan respectively.中金唯品会商业REIT(508603)在上交所挂牌上市，底层资产为郑州杉杉奥特莱斯（2025年销售额21.58亿元）和哈尔滨杉杉奥特莱斯（2025年销售额16.72亿元）。
Strategic partnerships with provinces省级战略合作
3 · 2024-02-06 → 2024-12-14
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Signing of strategic cooperation agreements between CICC and various provincial governments.中金公司与多个省级政府签署战略合作协议。
2024-02-06Gansu Provincial Government signed a strategic cooperation agreement with CICC in Lanzhou; CICC Chairman Chen Liang stated CICC will provide comprehensive financial services for Gansu.甘肃省政府与中金公司在兰州签署战略合作协议；中金公司董事长陈亮表示将为甘肃提供全方位综合性金融服务。
2024-08-29Sichuan Provincial Government and CICC sign strategic cooperation agreement for comprehensive financial services including equity financing, M&A, debt financing, and industrial funds.四川省人民政府与中金公司签署战略合作协议，提供股权融资、兼并收购、债务融资、产业基金等全方位金融服务。
2024-12-14Shandong Provincial Government signed a strategic cooperation agreement with CICC, witnessed by Governor Zhou Naixiang and CICC Chairman Chen Liang.山东省政府与中金公司签署战略合作协议，省长周乃翔、中金公司董事长陈亮出席。
CICC fraud warning中金防诈骗警示
1 · 2024-02-06
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Risk warning issued by CICC Capital about fraudulent activities.中金资本关于冒名诈骗活动的风险提示。
2024-02-06CICC Capital issued a risk warning about fraudsters impersonating its joint venture Henan Zhongjin Huirong to offer illegal stock margin trading platforms.中金资本发布风险提示，有不法分子假冒旗下合资公司河南中金汇融名义提供非法场外配资平台。
Auditor change审计机构变更
2 · 2024-02-07 → 2024-07-02
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CICC's change of auditor from Deloitte to Ernst & Young.中金公司审计机构由德勤变更为安永。
2024-02-07CICC board approved the appointment of Ernst & Young Hua Ming and Ernst & Young Hong Kong as its 2024 domestic and overseas auditors, replacing Deloitte; total audit fees not exceeding RMB 7.06 million, down about 24% year-on-year.中金公司董事会同意聘任安永华明和安永香港为2024年度境内及境外会计师事务所，取代德勤；审计费用合计不超过706万元，同比下降约24%。
2024-07-02CICC announced the proposed appointment of Ernst & Young Hua Ming as its 2024 domestic accounting firm, replacing Deloitte Touche Tohmatsu after 5 years of service.中金公司公告拟聘任安永华明为2024年度境内会计师事务所，接替服务满5年的德勤华永。
CICC fund establishments中金基金设立
31 · 2024-02-19 → 2026-06-04
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Establishment of various industrial funds, venture capital funds, and equity investment partnerships by CICC.中金公司设立各类产业基金、创投基金和股权投资合伙企业。
2024-02-19Norsi (301333.SZ) announced it will jointly invest with CICC Capital to set up an industrial fund 'CICC Norsi Shenghe (Beijing) Partnership' with a target size of no less than RMB 500 million, focusing on early-stage biomedical innovation and medical devices.诺思格公告，拟与中金资本共同投资设立产业基金‘中金诺思格盛和(北京)合伙企业’，目标规模不低于5亿元，专注投资早中期生物医药创新及医疗器械。
2024-03-05CICC established the Yangzhou CICC Changsheng New Materials Industry Fund (limited partnership) with a capital contribution of 2 billion yuan, focusing on venture capital and equity investment in new energy and new materials.中金公司成立扬州中金长盛新材料产业基金合伙企业（有限合伙），出资额20亿元，专注于新能源、新材料领域的创业投资和股权投资。
2024-07-05CICC, along with Bank of China units and others, established the CICC Zhongxin (Anhui) Emerging Industry Equity Investment Fund Partnership (limited partnership) with a capital of RMB 3 billion.中金公司联合中国银行旗下机构等共同出资30亿元成立中金中鑫（安徽）新兴产业股权投资基金合伙企业（有限合伙）。
2024-08-01CICC and Meishan Guidance Fund jointly establish Zhongjin Zhirun Equity Investment Fund, a 505 million yuan pharmaceutical fund.中金公司与眉山引导基金共同组建中金智润股权投资基金，规模5.05亿元，专注医药大健康领域。
2024-10-29CICC, through its subsidiary CICC Capital, established Binzhou CICC Green Development Venture Capital Fund Partnership (limited partnership) with a capital contribution of over RMB 500 million, jointly held with Binzhou State-owned Capital Investment and Operation Group.中金公司通过旗下中金资本运营有限公司等共同出资成立滨州中金绿色发展创业投资基金合伙企业（有限合伙），出资额5亿余元。
2024-11-19CICC and Quanzhou city jointly launched the CICC Qiyuan Haishi Fund, with a total target size of RMB 3.3 billion, to support Quanzhou's fund industry and sci-tech innovation investment.中金公司与泉州市携手设立中金启元海丝基金，总目标规模33亿元，重点支持泉州基金产业和科创投资发展。
2024-11-20CICC and Xiamen city signed a strategic cooperation agreement to establish the CICC Qiyuan Phase II (Xiamen) Sci-Tech Innovation母基金 (fund of funds), with a target size of RMB 10 billion and an initial phase of RMB 1.98 billion, focusing on strategic emerging industries.厦门市人民政府与中金公司签订战略合作协议，设立中金启元二期（厦门）科创母基金，目标规模100亿元，首期规模19.8亿元，聚焦战略性新兴产业。
2024-11-25CICC Xinji Hydrogen Energy Venture Capital Fund was launched in Xinji city, with a focus on the hydrogen energy industry chain, and four hydrogen energy projects were signed with companies including Anhui Ruihong Hydrogen Energy and Shandong Saikesaisi Hydrogen Energy.中金辛集氢能创业投资基金在辛集市启动，主要围绕氢能产业链，并与安徽瑞氢动力等4家企业签订氢能产业项目。
2024-12-12CICC Qiyuan Phase II (Xiamen) Venture Capital Partnership was established with a capital of RMB 400 million, held by CICC Capital and others, focusing on private equity investment.中金启元二期（厦门）创业投资合伙企业成立，出资额4亿元，由中金资本等持股，从事私募股权投资。
2025-02-17CICC (Zhejiang Free Trade Zone) Equity Investment Fund Partnership (Limited Partnership) was established with a capital of 1 billion RMB, jointly funded by Zhejiang Free Trade Zone Zhoumao Energy Trading Co., Ltd. and CICC's subsidiary CICC Private Equity Investment Management Co., Ltd.中金（浙江自贸区）股权投资基金合伙企业（有限合伙）成立，出资额10亿元人民币，由浙江自贸区舟贸能源贸易有限公司与中金公司旗下中金私募股权投资管理有限公司共同出资。
2025-02-26CICC Capital, as manager and general partner, jointly established the CICC (Lanzhou) Investment Fund Partnership (Limited Partnership) with Lanzhou Financial Holdings and Lanzhou Financial Holdings Fund Management, with a fund size of 1 billion RMB, focusing on Lanzhou's key industries.中金资本作为管理人及普通合伙人之一，与兰州金融控股有限公司、兰州金融控股基金管理有限公司共同发起设立中金（兰州）招商基金合伙企业（有限合伙），基金规模10亿元，重点布局兰州市重点发展产业。
2025-04-25CICC, through its subsidiary CICC Private Equity, jointly established Qidong Innovation母基金 (Fund of Funds) Investment Partnership with Qidong Huichuang Investment, with a capital contribution of RMB 1 billion.中金公司旗下中金私募股权投资管理有限公司与启东汇创投资控股有限公司共同设立启东创新母基金投资合伙企业，出资额10亿元。
2025-05-28AstraZeneca CICC (Qingdao) Venture Capital Fund completes first-phase capital raising of RMB 30,000 million; total target size RMB 100,000 million.阿斯利康中金（青岛）创业投资基金完成首期资金募集，总规模3亿元，认缴总额10亿元。
2025-06-26CICC and China Cinda jointly establish Tianjin CICC Jinxin Equity Investment Partnership (limited partnership) with a capital of 550 million yuan, through CICC's wholly-owned subsidiary CICC Capital.中金公司（通过全资子公司中金资本）与中国信达共同出资设立天津中金金信股权投资合伙企业（有限合伙），出资额5.5亿元。
2025-07-10CICC Private Equity, Renault's Ampere, Hangzhou Capital, and Hangzhou High-tech Financial Investment sign a NEV industry fund partnership agreement focusing on batteries, smart driving, and software.中金私募与雷诺集团安培、杭州资本、杭州高新金投签署新能源汽车产业基金合伙协议，聚焦电池、智驾、软件等领域。
2025-07-22CICC invests in a new equity investment fund, CICC Haixing (Suzhou Xiangcheng) Equity Investment Fund Partnership, with a 49% stake and registered capital of RMB 800 million.中金公司新增对外投资，参股中金海兴（苏州相城）股权投资基金合伙企业，持股49%，注册资本8亿元。
2025-07-24CICC Yuesheng Fund, a RMB 5 billion fund, launches a call for sub-fund managers, focusing on semiconductors, new materials, advanced manufacturing, and AI.中金曜盛母基金（规模50亿元）公开征集子基金管理机构，聚焦半导体、新材料、先进制造、人工智能等领域。
2025-08-21CICC Capital, via its wholly-owned subsidiary, jointly established the Sichuan Chengmei Huan Tou Jin Rui Green Equity Investment Partnership (limited partnership) with a capital contribution of CNY 1 billion.中金公司全资子公司中金资本等共同出资设立四川省成眉环投金瑞绿色股权投资合伙企业，出资额10亿元。
2025-08-25Optics Valley CICC (Wuhan) Venture Capital Fund increased its registered capital from CNY 2 billion to CNY 5 billion (150% increase), adding new shareholders including Hubei Hongtai Capital and Changjiang Securities Innovation Investment.光谷中金（武汉）创投基金注册资本由20亿元增至50亿元，增幅150%，新增湖北省宏泰资本等股东。
2025-08-27CICC (Lanzhou) Fund, jointly established by Lanzhou Financial Holdings and CICC Capital with a total size of CNY 1 billion, signed its first investment agreement, investing in Yihang Technology, which focuses on airport smart trolley digital marketing.中金（兰州）基金（总规模10亿元）完成首笔投资签约，投资益航科技，聚焦机场智能手推车数字营销。
2025-09-02CICC Private Equity and Schaeffler signed an agreement to launch a private equity fund focusing on NEV, intelligent driving, AI, and advanced manufacturing.中金私募与舍弗勒签署协议，设立私募股权基金，重点投资新能源汽车、智能驾驶、人工智能及先进制造。
2025-09-03CICC established a 1 billion RMB venture capital partnership in Hangzhou, Hangzhou CICC Renault Ampere Rongsheng Venture Capital Partnership, with partners including Hangzhou High-tech Venture Capital and Zhejiang Green NEV Equity Investment.中金公司在杭州设立出资额10亿元的创投合伙企业——杭州中金雷诺安培融盛创业投资合伙企业，合伙人包括杭州高新创投、浙江绿色新能源汽车股权投资等。
2025-10-09CICC and Hegang Group established CICC Hegang (Hebei) Development Equity Investment Fund Partnership (Limited Partnership) with a capital of 32 billion yuan.中金公司与河钢集团共同出资设立中金河钢（河北）发展股权投资基金合伙企业（有限合伙），出资额320亿元。
2025-10-15CICC (Zhangzhou) Medical Industry Investment Partnership (Limited Partnership) was established with a capital of 1 billion yuan, involving CICC Capital and Zhangzhou Pien Tze Huang.中金（漳州）医疗产业投资合伙企业（有限合伙）成立，出资额10亿元，中金资本与片仔癀等共同出资。
2025-10-22CICC Schaeffler (Suzhou) Industrial Investment Fund Partnership (Limited Partnership) was established with a capital of about 1 billion yuan.中金舍弗勒（苏州）产业投资基金合伙企业（有限合伙）成立，出资额约10亿元。
2025-10-30CICC established CICC Zhisuan (Anhui) Sci-Tech Innovation Investment Fund Partnership (Limited Partnership) with a capital of 1 billion yuan.中金智算（安徽）科创投资基金合伙企业（有限合伙）成立，出资额10亿元。
2025-12-25CICC and HBIS Group jointly established the CICC HBIS (Hebei) Development Equity Investment Fund, with total size of 32 billion yuan and a 15-year term, focusing on advanced manufacturing, new materials, and green low-carbon sectors.中金公司与河钢集团共同发起设立中金河钢（河北）发展股权投资基金，总规模320亿元，运营期15年，重点投向先进制造、新材料、绿色低碳等领域。
2026-01-20CICC Capital (manager) and Pian Zai Huang invested RMB 200 million to set up a healthcare industry investment fund (CICC Zhangzhou Healthcare Investment Partnership).中金资本与片仔癀共同设立中金（漳州）医疗产业投资合伙企业，片仔癀出资2亿元。
2026-04-15CICC established the Guanggu Jiaotou CICC (Wuhan) Venture Capital Fund Partnership (limited partnership) with a capital contribution of 2 billion yuan, jointly held by Wuhan Guanggu Tourism Development Investment Co., Ltd., Hubei Lianhuashan AI Research Institute, and CICC Capital.光谷交投中金（武汉）创业投资基金合伙企业（有限合伙）成立，出资额20亿元，由武汉光谷旅游开发投资有限公司、湖北莲花山人工智能研究院、中金资本共同持股。
2026-05-06Anhui CICC Robot Industry Fund Partnership (Limited Partnership) was established with a capital contribution of 500 million yuan, managed by CICC Private Equity Investment Management Co., Ltd., to engage in private equity investment.安徽中金机器人产业基金合伙企业（有限合伙）成立，出资额5亿元，由中金私募股权投资管理有限公司担任执行事务合伙人，从事私募股权投资。
2026-06-04CICC and HBIS Group held talks; they jointly established the 'CICC HBIS (Hebei) Development Equity Fund' to promote产融 integration.中金公司与河钢集团座谈交流，双方共同成立中金河钢（河北）发展股权投资基金，促进产融结合。
Bond rate adjustments债券利率调整
2 · 2024-02-26 → 2024-03-15
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Adjustments to coupon rates on CICC's existing corporate bonds.中金公司对存续公司债券票面利率的调整。
2024-02-26CICC adjusted the coupon rate of its 2021 corporate bond (Tranche 2, Variety 1) from 3.51% to 2.15%, a reduction of 136 basis points, effective March 25, 2024.中金公司将其2021年公司债券（第二期）（品种一）票面利率从3.51%下调至2.15%，下调136个基点，2024年3月25日起息。
2024-03-15CICC lowered the coupon rate of its '21 CICC F6' non-public corporate bond from 3.7% to 2.10%, effective from April 13, 2024 to April 12, 2026, with a total issuance of 3.5 billion yuan.中金公司将非公开发行的'21中金F6'公司债券票面利率从3.7%下调至2.10%，自2024年4月13日至2026年4月12日生效，发行总额35亿元。
CICC-Porsche venture capital中金保时捷创投
4 · 2024-03-06 → 2026-04-20
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Establishment and investments of the CICC-Porsche venture capital partnership.中金公司与保时捷合资设立创投基金及其投资活动。
2024-03-06CICC and Porsche jointly established CICC Porsche (Shanghai) Venture Capital Partnership (limited partnership) with a capital contribution of 852 million yuan, with CICC Private Equity as the general partner holding about 1.9% and Porsche as a limited partner holding about 30.5%.中金公司与保时捷共同成立中金保时捷（上海）创业投资合伙企业（有限合伙），出资额8.52亿元，中金私募为普通合伙人持有约1.9%份额，保时捷为有限合伙人持有约30.5%份额。
2024-06-06CICC and Porsche jointly establish the CICC Porsche (Shanghai) Venture Capital Partnership, marking Porsche's first cooperation with a leading Chinese financial institution's PE subsidiary.中金公司与保时捷共同发起设立中金保时捷（上海）创业投资合伙企业，这是保时捷首次与领先的中国金融机构旗下私募子公司合作。
2026-03-06CICC Porsche Fund participated in the angel and angel+ rounds of financing for Wujie Dongli, a general-purpose embodied intelligent robot company, marking its first consecutive two-round investment in the same company.中金保时捷基金连续参与通用具身智能机器人公司无界动力的天使轮及天使+轮融资，系首次连续两轮投资同一企业。
2026-04-20CICC Porsche (Shanghai) Venture Capital Partnership became a shareholder of Beijing Xingdong Jiyuan Technology Co., Ltd., a company engaged in intelligent robot R&D and AI application software development, with its registered capital increased to 18.3656 million yuan.中金保时捷（上海）创业投资合伙企业成为北京星动纪元科技有限公司股东，该公司经营范围包括智能机器人研发、人工智能应用软件开发等，注册资本增至1836.56万元。
Executive & governance changes高管与治理变动
5 · 2024-03-07 → 2025-12-18
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CICC managing directors and senior staff departures, appointments, and internal governance changes.中金公司董事总经理及高管离职、任命及内部治理变动。
2024-03-07CICC's investment banking managing director Ma Qinghai left to join China Galaxy Securities as executive director of the investment banking committee, in charge of equity business.原中金公司投资银行部董事总经理马青海离职，加入中国银河证券担任投行委执行主任，主管股权业务。
2024-04-11CICC global equities management committee member and managing director Zhang Yiming was proposed as the executive head of the Equities Department.中金公司全球股票业务管理委员会成员、董事总经理张一鸣拟任股票业务部执行负责人。
2024-06-20CICC, as bond trustee for Yuancheng Capital, announces changes in the company's supervisor and senior management: Lv Xin appointed as supervisor, replacing Zhao Gang; Gao Jie resigns as senior manager.中金公司作为远洋资本债券受托管理人，公告其监事和高管变动：吕昕接替赵罡任监事，高洁辞任高管职务。
2025-08-25Li Yanlin, Managing Director and Head of CICC's Equity Sales Hong Kong, resigned after 17 years at the firm.中金公司股票业务部香港区域执行负责人及董事总经理李艳琳离职，此前已任职17年。
2025-12-18CICC Research/Institute added Peng Yifu as a new member on Dec 17; he previously worked at CICC, Ping An Pension, and CCF Investment Management.中金研究院/所于12月17日新增彭一夫加入；其此前曾任职于中金、平安养老、创金合信基金。
CICC annual & quarterly results中金业绩发布
20 · 2024-03-18 → 2026-06-01
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Release of CICC's annual and quarterly financial results.中金公司年度及季度财务业绩的发布。
2024-03-18CICC announced a board meeting to be held on March 28, 2024 to review and approve the 2023 annual results and proposed final dividend.中金公司宣布将于2024年3月28日召开董事会会议，审议和批准2023年度业绩及末期股息建议。
2024-03-28CICC released its 2023 annual report: revenue 22.99 billion yuan, down 11.87% YoY; net profit attributable to shareholders 6.156 billion yuan, down 18.97% YoY; EPS 1.138 yuan; ROE 6.43%.中金公司发布2023年年报：营业收入229.9亿元，同比下降11.87%；归母净利润61.56亿元，同比下降18.97%；每股收益1.138元；加权平均净资产收益率6.43%。
2024-04-01CICC released its 2023 annual report: revenue of 22.990 billion yuan, down 11.87% YoY; net profit of 6.156 billion yuan, down 18.97% YoY; IPO underwriting amount of 32.245 billion yuan, down 39% YoY.中金公司发布2023年年报：营业收入229.90亿元，同比下降11.87%；净利润61.56亿元，同比下降18.97%；IPO主承销金额322.45亿元，同比下降39%。
2024-04-30CICC's Q1 2024 results: revenue of 3.874 billion yuan, down 37.61% YoY; net profit of 1.239 billion yuan, down 45.13% YoY.中金公司2024年一季度业绩：营业收入38.74亿元，同比下降37.61%；净利润12.39亿元，同比下降45.13%。
2024-05-22CICC publishes 2023 annual report: revenue RMB 22.990 billion (down 11.87% YoY), net profit attributable to parent RMB 6.156 billion; investment banking revenue RMB 3.242 billion.中金公司发布2023年年报：营业收入229.90亿元（同比下降11.87%），归属于母公司股东的净利润61.56亿元；投行业务收入32.42亿元。
2024-08-31CICC reports H1 2024 results: revenue 8.91 billion yuan, down 28.26% YoY; net profit 2.23 billion yuan, down 37.43% YoY.中金公司发布2024年半年报：营业收入89.1亿元，同比下降28.26%；净利润22.3亿元，同比下降37.43%。
2024-09-02CICC 2024 semi-annual report: revenue 8.911 billion yuan, down 28.26% YoY; net profit 2.228 billion yuan, down 37.43% YoY; investment banking revenue fell 70.1%.中金公司2024年半年报：营业收入89.11亿元，同比下降28.26%；净利润22.28亿元，同比下降37.43%；投行收入下降70.1%。
2024-10-30CICC reported Q3 2024 results: revenue for the first three quarters was RMB 13.449 billion, down 23% YoY; net profit attributable to shareholders was RMB 2.858 billion, down 38% YoY.中金公司发布2024年三季报：前三季度营业收入134.49亿元，同比下降23%；归母净利润28.58亿元，同比下降38%。
2025-03-28CICC released 2024 annual results: revenue RMB 21.333 billion (-7.21% YoY), net profit RMB 5.694 billion (-7.5% YoY); Q4 net profit surged 83% YoY to RMB 2.836 billion.中金公司发布2024年年报：营业收入213.33亿元（同比-7.21%），归母净利润56.94亿元（同比-7.5%）；第四季度净利润28.36亿元（同比+83%）。
2025-04-01CICC reported 2024 annual results: revenue RMB 21.333 billion (-7.21% YoY), net profit RMB 5.694 billion (-7.50% YoY); total assets RMB 674.716 billion, net assets RMB 115.348 billion.中金公司发布2024年年报：营收213.33亿元（同比-7.21%），净利润56.94亿元（同比-7.50%）；总资产6747.16亿元，净资产1153.48亿元。
2025-04-10CICC issued a positive profit alert: expected Q1 2025 net profit of RMB 1.858-2.106 billion, up 50%-70% YoY, driven by wealth management and equity business growth and cost control.中金公司发布业绩预增公告：预计2025年第一季度净利润18.58-21.06亿元，同比增长50%-70%，得益于财富管理、股票业务增长及成本管控。
2025-04-28CICC reported Q1 2025 results: revenue RMB 5.721 billion (+47.69% YoY), net profit RMB 2.042 billion (+64.85% YoY), EPS RMB 0.38.中金公司发布2025年一季报：营业收入57.21亿元（同比+47.69%），净利润20.42亿元（同比+64.85%），基本每股收益0.38元。
2025-07-14CICC releases H1 2025 earnings forecast: net profit attributable to parent of RMB 3.453-3.966 billion, up 55%-78% YoY.中金公司发布2025年半年度业绩预增公告：归母净利润34.53-39.66亿元，同比增长55%-78%。
2025-08-29CICC reported H1 2025 results: revenue of CNY 12.83 billion, up 43.96% YoY; net profit attributable to shareholders of CNY 4.33 billion, up 94.44% YoY; ROE of 4.2%.中金公司发布2025年半年报：营业收入128.28亿元，同比增长43.96%；归母净利润43.34亿元，同比增长94.44%；加权平均净资产收益率4.2%。
2025-10-29CICC reported Q3 2025 results: revenue of 7.933 billion yuan, up 74.78% YoY; net profit of 2.236 billion yuan, up 254.93% YoY.中金公司2025年第三季度实现营业收入79.33亿元，同比增长74.78%；归母净利润22.36亿元，同比增长254.93%。
2026-01-30CICC issued a profit alert for FY2025, expecting net profit attributable to shareholders of RMB 8.542-10.535 billion, up 50%-85% YoY.中金公司发布2025年业绩预增公告，预计归母净利润85.42-105.35亿元，同比增长50%-85%。
2026-03-30CICC's 2025 annual report: revenue of 28.481 billion yuan, up 33.50% YoY; net profit of 9.791 billion yuan, up 71.93% YoY. Proposed cash dividend of 2.3 yuan per 10 shares (tax included).中金公司2025年年报：营业收入284.81亿元，同比增长33.50%；净利润97.91亿元，同比增长71.93%；拟每10股派发现金股利2.3元（含税）。
2026-04-01CICC released its 2025 annual report: net profit attributable to parent reached 97.91 billion yuan, up 71.98% YoY; total assets 782.82 billion yuan, up 16.01%; proposed a cash dividend of 2.30 yuan per 10 shares (tax included).中金公司发布2025年年报：归母净利润97.91亿元，同比增长71.98%；总资产7828.26亿元，同比增长16.01%；拟每10股派发现金股利2.30元（含税）。
2026-04-15CICC announced a positive profit alert for Q1 2026: expected net profit attributable to parent of 3.369-3.880 billion yuan, up 65%-90% YoY; expected net profit after deducting non-recurring items of 3.334-3.836 billion yuan, up 66%-91% YoY.中金公司发布2026年第一季度业绩预增公告：预计归母净利润33.69亿元至38.80亿元，同比增长65%至90%；扣非净利润33.34亿元至38.36亿元，同比增长66%至91%。
2026-06-01CICC reported Q1 2026 earnings: Non-GAAP net profit 2.3B yuan; GAAP net profit 2.263B yuan, +14% YoY; gross margin 24.4%, +1.2pp; operating margin 9.4%, +0.7pp; Q2 revenue guidance expected -5% to 0% YoY.中金公司发布2026年一季度财报：Non-GAAP净利润23亿元；GAAP净利润22.63亿元，同比增长14%；毛利率24.4%，同比提升1.2个百分点；运营利润率9.4%，同比提升0.7个百分点；下一季度营收指引预计同比回落至-5%至0%。
Bond underwriting & issuance债券承销与发行
3 · 2024-03-19 → 2025-09-03
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CICC leads or participates in bond underwriting for various issuers including HKMC and Kazakhstan Development Bank.中金公司牵头或参与多家发行人（如香港按揭证券公司和哈萨克斯坦开发银行）的债券承销。
2024-03-19CICC acted as the lead underwriter for the 12 billion HKD senior unsecured bond issuance by Hong Kong Mortgage Corporation (HKMC), the largest ever HKD senior unsecured bond in the institutional market.中金公司担任香港按揭证券有限公司120亿港币高级无抵押债券发行的联席经办人，这是机构投资市场历来最大规模的港币高级无抵押债券。
2024-07-29CICC announced the put option for bond '21 Zhongjin G5' (21中金G5), with a registration period from July 24 to July 30, 2024, at a face value of RMB 100.中金公司发布'21中金G5'债券回售实施公告，回售登记期为2024年7月24日至30日，回售价格面值100元。
2025-09-03CICC acted as sole bookrunner for Kazakhstan Development Bank's 2 billion RMB 3-year offshore dim sum bond listed on HKEX, first RMB bond from a Kazakh issuer.中金公司作为独家簿记管理人，协助哈萨克斯坦开发银行发行20亿元3年期离岸人民币债券并在港交所上市，为哈萨克斯坦发行人首单。
CICC tech recognition中金技术认可
1 · 2024-03-25
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CICC's cloud-native platform selected as a case study in an IDC report.中金公司云原生平台被IDC报告选为案例研究。
2024-03-25CICC was selected as a case study in the IDC report 'Financial Industry Cloud-Native Practice In-depth Analysis' for its cloud-native container cloud platform built with QingCloud KubeSphere.中金公司凭借与青云科技联合构建的云原生容器云平台，入选IDC《金融行业云原生实践案例深度分析》报告典范案例。
CICC investment deals中金投资交易
17 · 2024-03-27 → 2026-06-02
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CICC's participation in equity financing rounds of various companies through its subsidiaries.中金公司通过子公司参与多家公司的股权融资轮次。
2024-03-27CICC participated as an investor in the 600 million yuan Series C financing of Neolix (Xinshiqi), an autonomous delivery vehicle company, via CICC Huitong and CICC Capital.中金公司通过中金汇融和中金资本参与新石器慧通（北京）科技有限公司C轮融资，融资额6亿元。
2024-05-07CICC's subsidiary CICC Huirong participates in a B-round financing of several tens of millions of RMB for Henan Muxiang Biotechnology Co., Ltd., a veterinary drug and biological product company.中金公司旗下中金汇融参与河南牧翔生物股份有限公司B轮融资，融资额数千万元人民币，该公司主营兽药制剂、兽用生物制品等。
2024-05-28CICC Qianhai participates in C-round financing of Guangzhou Jiajian Medical Testing Co., Ltd. (genetic disease testing and diagnosis), amount undisclosed.中金前海参与广州嘉检医学检测有限公司C轮融资，该公司专注于临床遗传病检测和诊断，融资金额未披露。
2024-06-03CICC Capital leads a new financing round in Huida Technology, a smart agriculture and agricultural machinery IoT solutions provider.中金资本领投惠达科技新一轮融资，该公司是智慧农业及农机物联网解决方案提供商。
2024-06-07CICC Private Equity leads a nearly 100 million yuan financing round in Lening Pharma, a drug innovation formulation developer focused on transdermal drug delivery.中金私募领投乐明药业近亿元融资，该公司是聚焦经皮给药领域的药物创新制剂研发商。
2025-03-04AstraZeneca CICC Healthcare Industry Fund participated in Beijing Danjing Pharma's RMB 150 million Series A round.阿斯利康中金医疗产业基金参与北京丹擎医药科技有限公司1.5亿元人民币A轮融资。
2025-03-08CICC Huirong participated in Beijing Ruihuachen Medical's Series A round of tens of millions of RMB, a cancer radiotherapy robotics firm.中金汇融参与北京睿华辰医疗科技有限公司数千万人民币A轮融资，该公司专注于癌症精准放疗机器人。
2025-04-30CICC Cultural Industry Fund co-led the Series B+ round for Fengyi Technology, a Unmanned Retail company (63% market share in small-scenario unmanned retail in China), with Songhe Capital.中金文化产业基金与松禾资本联合领投丰宜科技（国内小场景无人零售市场份额超63%）B+轮融资。
2025-06-04CICC Capital participates in the B-round financing of Hangzhou StarTrans New Material, which raised hundreds of millions of yuan for its polyolefin elastomer technology and 30,000-ton H-POE plant.中金资本参与杭州星传新材数亿元B轮融资，资金用于其聚烯烃弹性体技术及3万吨超支化聚烯烃弹性体装置。
2025-08-11CICC Zhanxin Venture Capital (Heshan) Partnership signed a non-binding letter of intent to invest CNY 30-50 million in Weizhi Optoelectronics (Shenzhen), a subsidiary of Weizhi Holdings (01305), for capacity expansion and new production lines.中金战新创业投资(鹤山)合伙企业拟投资3000万至5000万元于伟志控股子公司伟志光电(深圳)，用于增强产能及推出新生产线。
2025-09-03CICC participated in the B+ round financing of Xinjing Technology (SiEngine), a 7nm smart cockpit chip maker, raising hundreds of millions of RMB.中金公司参与芯擎科技（7纳米智能座舱芯片厂商）B+轮融资，融资金额数亿元人民币。
2025-12-12AstraZeneca CICC Healthcare Industry Fund participated in the nearly USD 100 million Series A round for Syneron Bioyuan (Cheng Yuan Keji), a macrocyclic peptide drug developer.阿斯利康中金医疗产业基金参与呈元（广州）科技有限公司近亿美元A轮融资，该公司致力于开发新型大环肽药物。
2025-12-13CICC Capital participated in the D+ round for Shanghai Jita Semiconductor (Jita Bandao Ti), a specialty analog and power IC manufacturer.中金资本参与上海积塔半导体有限公司D+轮融资，该公司是特色工艺集成电路芯片制造企业。
2025-12-18AstraZeneca CICC Healthcare Industry Fund led the Pre-A round for Hangzhou Hesheng Technology Co., Ltd.阿斯利康中金医疗产业基金领投杭州荷声科技有限公司Pre-A轮融资。
2025-12-30CICC Huirong participated in the Series B round for Chengdu Chaodechuang Technology Co., Ltd., a manufacturer of electronic components and机电 components.中金汇融参与成都超德创科技有限公司B轮融资，该公司从事电子元器件与机电组件设备制造。
2026-03-02CICC Huirong participated in the nearly 300 million yuan Pre-A round financing of Shanghai Youliqi Intelligent Technology Co., Ltd., a company focused on embodied intelligent humanoid robots.中金汇融参与上海优理奇智能科技有限公司近3亿元Pre-A轮融资，该公司专注于具身智能人形机器人。
2026-06-02CICC subsidiary CICC Kangrui plans to reduce its stake in Chemclin Diagnostics (688468.SH) by up to 2.7M shares (0.67% of total) via centralized竞价 due to fund expiry, within 3 months from 15 trading days after announcement.中金公司旗下中金康瑞因基金即将到期，计划通过集中竞价交易减持科美诊断(688468.SH)不超过270万股（占总股本0.67%），自公告披露之日起15个交易日后的3个月内实施。
CICC dividend proposals中金分红方案
9 · 2024-03-29 → 2026-04-01
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Proposals and announcements of cash dividends for CICC shareholders.中金公司向股东提出的现金分红方案及公告。
2024-03-29CICC proposed a 2023 cash dividend of 868.9 million yuan (tax included), based on 2023 parent company net profit of 2.43 billion yuan.中金公司拟派发2023年度现金股利总额8.689亿元（含税），基于2023年母公司净利润24.3亿元。
2024-08-16CICC announces 2023 A-share dividend: 0.18 yuan per share (tax incl.), total 868.9 million yuan, record date Aug 22, ex-date Aug 23.中金公司公布2023年度A股分红：每股0.18元（含税），共计8.69亿元，股权登记日8月22日，除息日8月23日。
2024-08-30CICC announces 2024 interim dividend: 0.90 yuan per 10 shares (tax incl.), total 434.45 million yuan.中金公司公布2024年中期分红：每10股派发现金股利0.90元（含税），共计4.34亿元。
2024-12-19CICC announced 2024 interim A-share dividend of RMB 0.09 per share (tax incl.), with total payout of RMB 434.45 million, record date Dec 26, 2024.中金公司公布2024年半年度A股分红，每股派发现金红利0.09元（含税），共计派发4.34亿元，股权登记日2024年12月26日。
2025-03-28CICC proposed a 2024 final dividend of RMB 0.9 per 10 shares (total RMB 434 million), subject to shareholder approval.中金公司拟派发2024年度末期现金股利每10股0.9元（含税），总额约4.34亿元，待股东大会审议。
2025-06-07CICC's 2024 AGM approves cash dividend of 434 million yuan (0.90 yuan per 10 shares), re-appoints Ernst & Young as 2025 auditor, and approves 2025 related-party transaction budgets.中金公司2024年度股东大会批准现金股利4.34亿元（每10股派0.90元），续聘安永为2025年度审计机构，并批准2025年度关联交易预算。
2025-08-15CICC announced a 2024 A-share cash dividend of CNY 0.09 per share (tax incl.), totaling approximately CNY 434 million, payable to shareholders registered by August 21.中金公司公告2024年度A股每股派发现金红利0.09元（含税），合计约4.34亿元，股权登记日为8月21日。
2025-12-18CICC announced 2025 interim dividend: 0.09 yuan per share (tax incl.), total ~434 million yuan, record date Dec 26, ex-dividend Dec 29.中金公司公告2025年中期分红：每股0.09元（含税），合计约4.34亿元，股权登记日12月26日，除权除息日12月29日。
2026-04-01CICC's board approved the 2025 profit distribution plan: total cash dividend of approximately 1.545 billion yuan (including interim), accounting for about 17% of net profit attributable to parent.中金公司董事会审议通过2025年度利润分配方案：合计派发现金总额约15.45亿元（含中期分红），占归母净利润比例约17%。
CICC market ranking中金市场排名
2 · 2024-03-31 → 2024-12-31
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CICC's leading market positions in Hong Kong IPO underwriting and other areas.中金公司在香港IPO承销等领域领先的市场排名。
2024-03-31CICC's 2023 annual report highlighted: ranked first in Hong Kong IPO underwriting by market share (29.85%), first in QFII trading volume, and first in private equity fund AUM in the industry.中金公司2023年年报显示：港股IPO承销市场份额排名第一（29.85%），QFII交易量市场第一，私募股权基金管理规模行业第一。
2024-12-31CICC ranked first among Hong Kong IPO sponsors in 2024, sponsoring 19 Hong Kong IPOs, according to HKEX and Wind data.2024年港股IPO保荐人排名中，中金公司以保荐19家排名第一。
CICC ESG & product launches中金ESG与产品发布
12 · 2024-04-22 → 2026-06-10
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Launch of CICC's ESG rating system, low-carbon transition methodology, and other financial products.中金公司ESG评级体系、低碳转型投资方法论等金融产品的发布。
2024-04-22CICC ESG Rating was officially launched on the CICC Dianping platform, evaluating listed companies on environmental, social and governance dimensions.中金ESG评级在中金点睛平台正式上线，对上市公司环境、社会和治理维度进行评价。
2024-07-02CICC and China CITIC Bank jointly launched the 'Sustainable Transformation Sci-Tech Innovation Note Basket', the first of its kind in the interbank market, with a trading unit of RMB 30 million face value, comprising 3 sci-tech innovation notes.中金公司与中信银行联合推出'可持续转型科创票据篮子'，为银行间市场首个，交易单位3000万元面值，组合包含3只科创票据。
2024-09-12CICC and Shanghai Environment Energy Exchange jointly launched the 'Shanghai Environment Exchange-CICC Low-Carbon Transition Investment Methodology'.中金公司与上海环交所共同发布“上海环交所-中金低碳转型投资方法”。
2024-12-04CICC Wealth Management launched the first cross-border wealth management connect (Cross-boundary Wealth Management Connect 2.0) order for a securities firm, offering over 6,000 northbound funds and over 170 southbound funds.中金财富落地券商首单跨境理财通业务，上架北向通基金超6000只、南向通合资格基金超170只。
2024-12-18CICC CSI A500 ETF (512083) started offering from Dec 18, 2024 to Jan 9, 2025, with an initial cap of RMB 2 billion, managed by CICC Fund.中金中证A500ETF（512083）于2024年12月18日至2025年1月9日发售，首次募集规模上限20亿元，由中金基金管理。
2025-01-15CICC Fund Management launches CICC CSI A500 ETF, raising net subscription of RMB 1.99 billion.中金基金管理的中金中证A500ETF成立，募集净认购金额19.91亿元。
2025-03-11CICC Fund Management closed the subscription for its CSI A500 Index Enhanced Fund early on March 11, 2025, due to strong demand.中金基金管理有限公司提前结束中金中证A500指数增强型证券投资基金的募集，原定截止日3月18日提前至3月11日。
2025-03-31CICC CSI 300 ETF (510323) started offering from March 31 to April 11, 2025, managed by CICC Fund with Liu Chongjin as fund manager.中金沪深300ETF（510323）于2025年3月31日至4月11日发售，基金经理为刘重晋。
2026-04-13CICC Fund launched the CICC CSI STAR-China ChiNext AI ETF (588483), with the offering period from April 13 to April 23, 2026.中金基金发行中金中证科创创业人工智能ETF（588483），发售期为2026年4月13日至4月23日。
2026-05-06CICC acted as the plan manager and lead sales institution for the 'Teda Aircraft Carrier' institutional interbank REITs, the first in China's cultural tourism industry, raising 1.32 billion yuan.中金公司担任“泰达航母机构间REITs”的计划管理人及牵头销售机构，该项目为全国首单文化旅游行业机构间REITs，募集规模13.20亿元。
2026-06-04CICC, along with E Fund, China AMC, and Southern, filed for China's first batch of CSI REIT Total Return Index fund products with the CSRC.中金基金与易方达、华夏、南方三家基金公司共同向证监会申报首批中证REITs全收益指数基金产品。
2026-06-10CICC Fund launched the 'CICC STAR 50 Composite Index Enhanced Securities Investment Fund', with total net subscription amount of 666.27M yuan (A share: 571.88M, C share: 94.40M), effective June 9, 2026.中金基金发起设立中金上证科创板综合指数增强型证券投资基金，募集净认购金额合计6.66亿元（A类5.72亿元，C类0.94亿元），基金合同于2026年6月9日生效。
Salary & compensation changes薪酬调整
5 · 2024-04-29 → 2025-04-01
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Reports and announcements regarding salary cuts, demotions, and changes in employee compensation.关于中金公司降薪、降级及员工薪酬变动的报道和公告。
2024-04-29CICC cut base salaries of mainland investment bankers by up to 25%, affecting over 2,000 employees; also considering further layoffs in its Hong Kong offshore investment banking division.中金公司将内地投行员工基本工资下调最多25%，影响逾2000名员工；并考虑进一步裁减香港离岸投行部门人手。
2024-05-06CICC plans to demote and cut salaries of senior bankers; basic salary reduction of 25% reported, with a new 5-tier performance rating system that may demote the bottom 10% (e.g., MD to ED, VP to assistant).中金公司计划对部分高层银行家进行降职减薪，基本工资降幅达25%，新绩效评级制度分五级，排名末位10%可能被降职（如董事总经理降为执行董事，副总裁降为助理）。
2024-09-02CICC average per-capita compensation in H1 2024 was 285,200 yuan, down 25.44% YoY.中金公司2024年上半年人均薪酬28.52万元，同比缩水25.44%。
2025-03-31CICC's 2024 average employee compensation fell 8.26% to RMB 642,600; total executive compensation dropped 28.78% to RMB 23.26 million.中金公司2024年人均薪酬同比下降8.26%至64.26万元；董监高薪酬总额同比下降28.78%至2326.4万元。
2025-04-01CICC management average compensation fell from RMB 6.73 million in 2020 to RMB 1.11 million in 2024, a decline of over 80%. Total management compensation in 2024 was RMB 23.265 million.中金公司管理层人均薪酬从2020年的673万元降至2024年的111万元，降幅超80%；2024年管理层薪酬总额2326.5万元。
CICC service agreements中金服务协议
1 · 2024-05-08
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Signing of financial services agreements with corporate clients.中金公司与公司客户签署金融服务协议。
2024-05-08China Gold International signs a 2024 financial services agreement with CICC Finance, covering deposit, lending, settlement, and other financial services for its Chinese subsidiaries, valid until Dec 31, 2026.中国黄金国际与中金财务订立2024年金融服务协议，中金财务向其中国附属公司提供存款、放贷、结算及其他金融服务，有效期至2026年12月31日。
CICC securities acquisition中金证券收购
1 · 2024-05-14
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Acquisition of securities from CICC Hong Kong Securities by a client.客户从中金香港证券处收购证券。
2024-05-14Tuya Smart's subsidiary Tuya Hong Kong acquires securities from CICC Hong Kong Securities in open market for a total of approximately USD 121 million between Dec 28, 2023 and Jan 8, 2024.涂鸦智能全资附属公司涂鸦香港于2023年12月28日至2024年1月8日期间，在公开市场向中金香港证券收购证券，总金额约1.21亿美元。
CICC Data Group industrial park中金数据集团产业园
1 · 2024-05-16
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Construction and progress of CICC Data Group's big data industrial park in Tianjin.中金数据集团在天津的大数据产业园建设进展。
2024-05-16CICC Data Group's big data industrial park in Wuqing, Tianjin (total investment RMB 10.1 billion) completes main structure; will relocate healthcare, education, and finance data analysis teams from Beijing to provide computing resources.中金数据集团投资101亿元的天津武清中金大数据产业园主体完工，建成后将把北京医疗健康、教育、金融数据分析团队迁至天津，提供算力资源。
CICC capital action mandates中金资本运作委任
11 · 2024-05-16 → 2026-05-15
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CICC's role as advisor or underwriter in capital raising activities for clients.中金公司在客户筹资活动中担任顾问或承销商。
2024-05-16CICC acts as sponsor for StarRing Technology's extension of the validity period of its 2023 A-share private placement resolution and authorization to June 28, 2025.中金公司作为保荐机构，就星环科技延长2023年度向特定对象发行A股股票的股东大会决议有效期及相关授权有效期至2025年6月28日出具核查意见。
2024-06-11CICC acts as the lead underwriter and coordinator to help Weifang Bank successfully complete a capital replenishment project, supporting a key commercial bank in Shandong province.中金公司作为牵头主承销商及协调人，助力潍坊银行成功完成资本补充项目，支持山东省内重要商业银行。
2024-09-02CICC acted as joint lead underwriter for Wankai New Materials' 2.7 billion yuan convertible bond issuance, with funds deposited in August 2024.中金公司作为联席主承销商为万凯新材27亿元可转债发行提供服务，资金于2024年8月到账。
2024-12-19CICC was hired as one of the sponsors for Seres' potential Hong Kong secondary listing, targeting over USD 1 billion in fundraising, expected to complete next year.赛力斯拟聘中金公司为其赴港二次上市保荐人之一，目标筹资逾10亿美元，最快计划于明年完成。
2025-01-15CICC acts as exclusive buy-side financial advisor for China National Nuclear Power's RMB 14 billion private placement, with National Social Security Fund subscribing RMB 12 billion.中金公司担任中国核电140亿元定增项目的独家买方财务顾问，社保基金会认购120亿元。
2025-06-12CICC wins a 1 million yuan bid to act as lead underwriter for Wuhu Wanzhi District State-owned Capital Construction Investment's private corporate bond issuance.中金公司中标芜湖市湾沚区国有资本建设投资有限公司非公开发行公司债券主承销商项目，中标金额100万元。
2026-03-03CICC acted as joint placement agent for VNET Group's (Century Internet) approximately US$138 million private placement of new shares on the US stock market.中金公司担任世纪互联约1.38亿美元美股私募配售新股增发的联席配售代理。
2026-04-10CICC acted as the sole sponsor and joint lead underwriter for Luxvisions Innovation's private placement, raising approximately 695 million yuan, all used for the cross-border acquisition of JAI's industrial camera business.中金公司担任凌云光向特定对象发行A股股票的独家保荐机构及联席主承销商，募集资金约6.95亿元，全部用于跨境收购JAI工业相机业务。
2026-04-17CICC acted as the lead underwriter and bookrunner for Xiaomi Communications' issuance of the market's first smart manufacturing technology innovation corporate bond, with a scale of 1 billion yuan, 3-year term, and a coupon rate of 1.60%, setting a new low for same-term bonds in the smart manufacturing industry.中金公司担任小米通讯市场首单智能制造科技创新公司债券的牵头主承销商和簿记管理人，发行规模10亿元，期限3年，票面利率1.60%，创智能制造行业同期限公司债券新低。
2026-05-06CICC served as the sole lead underwriter and bookrunner for the 3.475 billion yuan private placement of Maxscend Microelectronics Company Limited, funds used for RF chip manufacturing expansion.中金公司担任卓胜微34.75亿元向特定对象发行A股股票的独家保荐机构和联席主承销商，募集资金用于射频芯片制造扩产项目。
2026-05-15CICC served as the lead underwriter and bookrunner for the Islamic Republic of Pakistan's 1.75 billion yuan panda bond (sustainability bond) in the China interbank market, the first non-full-guarantee bond in China, with a 2.50% coupon.中金公司担任巴基斯坦伊斯兰共和国17.5亿元熊猫债（可持续发展债券）的主承销商及簿记管理人，该债券为中国境内首单非全额保证担保债券，票面利率2.50%。
IPO withdrawals & failuresIPO撤回与失败
7 · 2024-05-27 → 2025-07-29
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Withdrawal of IPO applications sponsored by CICC and related regulatory actions.中金公司保荐的IPO申请撤回及相关监管措施。
2024-05-27CICC and issuer Xuansheng Biotech withdraw IPO application on the STAR Market; Shanghai Stock Exchange terminates the review.轩竹生物科技股份有限公司及其保荐人中金公司撤回科创板IPO申请，上交所终止审核。
2024-06-14CICC withdraws its sponsorship, and the Shanghai Stock Exchange terminates the IPO review of Qingdao Xinxin Microelectronics on the STAR Market.中金公司撤销保荐，上交所终止对青岛信芯微电子科创板首发上市审核。
2024-06-17Shanghai Shengsheng Pharma Cold Chain Technology withdraws its main board IPO application; CICC was the sponsor.上海生生医药冷链科技股份有限公司撤回沪主板IPO申请，中金公司为其保荐机构。
2024-06-25CICC-sponsored AVIC Kete Measurement and Control Technology withdraws its ChiNext IPO application.中金公司保荐的中航科电测控技术股份有限公司撤回创业板IPO申请。
2025-01-06CICC and Zhejiang Zheneng Gas voluntarily withdraw IPO registration application; CSRC terminates the Shanghai main board IPO process.浙能燃气与主承销商中金公司主动撤回IPO注册申请，证监会终止其沪市主板上市注册程序。
2025-03-28CICC's IPO client CIMC Tianda (Shenzhen) withdrew its ChiNext IPO application after 22 months post-hearing, with CICC as sponsor.中金公司保荐的中集天达控股有限公司撤回创业板IPO申请，过会后22个月未提交注册。
2025-07-29CICC ceases as sponsor for Tongxin Medical's IPO, switching to CITIC Securities.中金公司不再担任同心医疗IPO辅导机构，变更为中信证券。
Client product & operational milestones客户产品与运营里程碑
1 · 2024-06-04
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Liugang Zhongjin ships first batch of new stainless steel products.柳钢中金首批新型冷轧硬卷不锈钢产品发货。
2024-06-04Liugang Zhongjin (柳钢中金) successfully ships its first batch of new cold-rolled hard coil stainless steel products to downstream customers in the Yulin Longtan Industrial Park.柳钢中金首批新型不锈钢冷轧硬态卷成功发往玉林龙潭产业园区下游客户。
CICC other developments其他发展
23 · 2024-06-12 → 2026-06-24
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Miscellaneous events not fitting into other storylines.不属于其他故事线的杂项事件。
2024-06-12CICC is a joint sponsor for InnoScience (Suzhou) Technology's IPO application to the Hong Kong Stock Exchange.中金公司担任英诺赛科（苏州）科技股份有限公司港交所上市申请的联席保荐人。
2024-06-21CICC-sponsored AVIC Shangda High-Temperature Alloy Materials' ChiNext IPO registration becomes effective, with plans to raise 1.25 billion yuan.中金公司保荐的中航上大高温合金材料股份有限公司创业板IPO注册生效，拟融资12.5亿元。
2024-07-09CICC acted as the lead underwriter for AVIC Shangda Superalloy's Shenzhen IPO, which received registration approval, with a proposed fundraising of RMB 1.25 billion.中金公司担任保荐机构的中航上大高温合金材料股份有限公司深交所IPO注册生效，拟融资12.50亿元。
2024-09-26CICC acted as sole sponsor and lead underwriter for Hehe Information's IPO on the STAR Market.中金公司作为合合信息科创板IPO的独家保荐机构和主承销商。
2025-03-24CICC Chairman Chen Liang spoke at the China Development Forum 2025, emphasizing AI and capital market support for new productive forces.中金公司董事长陈亮在中国发展高层论坛2025年年会上发言，强调人工智能及资本市场对新质生产力的支持。
2025-05-06CICC states on interactive platform that it has no cooperation with Zhongxin Securities.中金公司在互动平台表示，与中鑫证券目前无合作关系。
2025-06-30CICC acts as sponsor for HKC Corporation's Shenzhen Stock Exchange IPO application, which has been accepted; the company plans to raise 8.5 billion yuan for semiconductor display technology.中金公司担任惠科股份深交所IPO保荐人，申请已获受理；公司拟融资85亿元，用于半导体显示技术。
2025-07-28CICC hosts the 2025 World AI Conference investment and financing forum; Chairman Chen Liang states CICC has sponsored 50+ STAR Market IPOs raising over RMB 200 billion.中金公司承办2025世界人工智能大会投融资论坛，董事长陈亮表示中金累计保荐科创板上市公司50余家，融资规模超2000亿元。
2025-10-20Biocytogen's STAR Market IPO registration became effective, with CICC as the sponsor.百奥赛图科创板IPO注册生效，保荐机构为中国国际金融股份有限公司。
2025-11-04CICC's wholly-owned subsidiary, China CICC Wealth Management Securities, had 3,400,000 strategic placement restricted shares of China Post Technology (688648) become eligible for trading on the SSE STAR Market, representing 2.50% of total share capital.中金公司全资子公司中金财富证券持有的中邮科技（688648）340万股首次公开发行战略配售限售股（占总股本2.50%）上市流通。
2025-12-10CICC acted as sponsor for Baiosi (Bai Ao Sai Tu)'s STAR Market IPO, raising 1.267 billion yuan; it is a preclinical CRO and biotech company returning from H-shares.中金公司担任百奥赛图科创板上市保荐人，融资12.67亿元；该公司是临床前CRO及生物技术企业，为2024年以来首家H股回A股企业。
2025-12-30CICC acted as sponsor for Shuangxin Environmental Protection's (Shuangxin Huanbao) IPO on the A-share market, raising net proceeds of ~1.8 billion yuan.中金公司担任双欣环保A股IPO保荐人，募集资金净额约18亿元。
2026-01-15CICC published research noting the PBoC cut structural monetary policy tool rates by 25 bps and increased S&T innovation and tech renovation relending quota from RMB 800B to RMB 1.2T.中金研报指出央行下调结构性货币政策工具利率0.25个百分点，科技创新和技术改造再贷款额度从8000亿元增至1.2万亿元。
2026-03-05CICC reduced its stake in Han's CNC (03200) by 20,400 shares at an average price of HK$122.1044 per share, with total proceeds of approximately HK$2.4909 million. Post-transaction, its holding ratio was 34.96%.中金公司减持大族数控(03200)2.04万股，每股作价122.1044港元，涉资约249.09万港元，持股比例降至34.96%。
2026-03-08Shandong Chunguang Technology Group Co., Ltd., sponsored by CICC, had its ChiNext IPO registration become effective. The company is a national manufacturing单项冠军 (single champion) in soft magnetic ferrite powder.中金公司保荐的山东春光科技集团股份有限公司创业板IPO注册生效，该公司为软磁铁氧体磁粉领域国家制造业单项冠军企业。
2026-04-01Ernst & Young issued an unqualified audit opinion on CICC's internal control over financial reporting for 2025.安永华明对中金公司2025年财务报告内部控制有效性出具了无保留审计意见。
2026-04-16CICC acted as the joint lead underwriter for Samruk-Kazyna JSC's first panda bond issuance in China's interbank bond market, with a scale of 3 billion yuan, 3-year term, and a coupon rate of 2.18%. This is the first panda bond from a Central Asian issuer and the first from a sovereign wealth fund.中金公司作为联席主承销商协助哈萨克斯坦萨穆鲁克-卡泽纳主权财富基金在中国银行间债券市场发行首单熊猫债，发行规模30亿元，期限3年，票面利率2.18%。这是中亚地区发行人及主权财富基金作为发行主体的首单熊猫债。
2026-04-20CICC's private equity business managed assets under management of 524.2 billion yuan as of Dec 31, 2025, up 15% from 457.6 billion yuan a year earlier; CICC Capital's cumulative committed management scale exceeded 680 billion yuan.截至2025年12月31日，中金公司私募股权业务在管资产规模达5242亿元，同比增长15%；中金资本累计认缴管理规模突破6800亿元。
2026-04-21CICC acted as the sole sponsor and joint lead underwriter for SJ Semiconductor's IPO on the STAR Market, raising approximately 5.028 billion yuan at an issue price of 19.68 yuan per share.中金公司担任盛合晶微科创板IPO的独家保荐机构和联席主承销商，募集资金总额约50.28亿元，发行价格19.68元/股。
2026-05-12CICC acted as the sole sponsor and lead underwriter for Shandong Chunguang Technology Group Co., Ltd.'s IPO on the ChiNext board of the Shenzhen Stock Exchange, raising approximately 731 million yuan.中金公司担任春光集团创业板IPO的独家保荐机构和独家主承销商，募集资金约7.31亿元。
2026-05-19CICC acted as the sole sponsor and lead underwriter for Henan Jiachen Intelligent Control Co., Ltd.'s IPO on the Beijing Stock Exchange, raising approximately 260 million yuan.中金公司担任嘉晨智能北交所IPO的独家保荐人、独家主承销商，募集资金约2.60亿元。
2026-06-04CICC won a bid as financial advisor for Tianjin Jineng Binhai Heating Co.'s public REIT project, with a winning bid amount of 5M yuan.中金公司中标天津市津能滨海热电有限公司公募REITs项目财务顾问，中标金额500万元。
2026-06-24CICC Shandong Expressway REIT (508007) appointed Ma Shuwei as fund manager, replacing Zhao Yifei, effective June 24, 2026.中金山东高速REIT(508007)增聘马澍玮为基金经理，赵一飞离任，自2026年6月24日起生效。
Hiring by other institutions被其他机构聘用
1 · 2024-07-08
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Former CICC executives hired by Deutsche Bank and China Galaxy Securities.前中金高管被德意志银行和中国银河证券聘用。
2024-07-08Deutsche Bank hired Jiang Zhiwei from CICC as Co-Head of Asia-Pacific TMT, where he had served as Co-Head of Asia TMT and Head of Southeast Asia Investment Banking.德意志银行从中金公司聘请蒋志巍担任亚太区TMT联席主管，其此前为中金TMT亚洲联席主管兼东南亚投行主管。
CICC strategic partnerships中金战略合作
10 · 2024-07-17 → 2026-06-15
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Signing of strategic cooperation agreements with major corporations and institutions.中金公司与大型企业及机构签署战略合作协议。
2024-07-17CICC Chairman Chen Liang met with SPIC Chairman Liu Mingsheng to discuss industrial-financial integration, with CICC pledging enhanced financial services for SPIC.中金公司董事长陈亮会见国家电投董事长刘明胜，双方围绕产业金融融合发展进行交流，中金承诺加强金融服务。
2024-11-27CICC Chairman Chen Liang met with China Electric Equipment Group Chairman Li Hongfeng to discuss further deepening business cooperation.中金公司董事长陈亮会见中国电气装备集团董事长李洪凤，双方就进一步深化业务合作进行沟通交流。
2024-12-18CICC and Shandong Energy Group signed a strategic cooperation framework agreement to deepen collaboration in securities, finance, and investment advisory.山东能源集团与中金公司签订战略合作框架协议，深化证券、金融和投资顾问等领域合作。
2025-05-09CICC Chairman Chen Liang meets HBIS Group Chairman Liu Jian in Beijing to discuss future cooperation directions.中金公司董事长陈亮与河钢集团董事长刘键在北京座谈，共探未来合作方向。
2025-10-10CICC Hong Kong Asset Management partnered with Oaktree Capital Management to provide global bond investment services.中金香港资管与橡树资本合作，为投资者提供全球债券投资服务。
2025-10-31CICC Wealth Management signed a cooperation意向 for its 'China 50 International Edition' buyer-side advisory service with a Middle Eastern institution in Dubai.中金公司在迪拜与中东机构签署财富管理“中国50国际版”买方投顾综合服务方案合作意向。
2026-01-27CICC and Huawei signed a strategic cooperation agreement in Shenzhen. The partnership covers digital finance, fintech empowerment, joint innovation, talent development, brand co-building, and ecosystem expansion, with a focus on digital infrastructure, digital travel services, digital-intelligent transformation, AI applications, and the native HarmonyOS ecosystem.中金公司与华为在深圳签署战略合作协议，聚焦数字金融、科技赋能金融、联合创新、人才培养、品牌共建及生态拓展等领域，重点深化数字基础设施、数字差旅、数智化转型、人工智能应用及原生鸿蒙生态等方面的协同合作。
2026-01-29CICC signed a strategic cooperation agreement with Huawei, focusing on digital finance, AI applications, and the native HarmonyOS ecosystem.中金公司与华为签署战略合作协议，聚焦数字金融、人工智能应用及原生鸿蒙生态等领域。
2026-05-15CICC Chairman Chen Liang and President Wang Shuguang met with Stephen Orlins, President of the National Committee on U.S.-China Relations, to discuss macroeconomic and capital market opportunities.中金公司董事长陈亮、总裁王曙光会见美中关系全国委员会会长欧伦斯，就中美宏观经济和资本市场投资机遇进行交流。
2026-06-15CICC and China National Investment & Guaranty Co. signed a business cooperation agreement covering research, bond underwriting, financing guarantee, asset management, risk management, and investment.中金公司与中国投融资担保股份有限公司签署业务协同合作协议，重点围绕研究咨询、债券承销、融资担保、资产管理、风险管理及投资业务等领域合作。
CICC ABS listings中金ABS挂牌
13 · 2024-07-23 → 2026-01-28
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Approval and listing of various asset-backed special plans managed by CICC.中金公司担任管理人的多只资产支持专项计划获批挂牌。
2024-07-23Shenzhen Stock Exchange approved the transfer of 'CICC-Yaoyue Phase 16 Asset-Backed Special Plan' (codes 144344, 144346), established June 27, 2024, with maturity June 12, 2025.深交所为'中金-耀月16期资产支持专项计划'（代码144344、144346）提供转让服务，设立日期2024年6月27日，到期日2025年6月12日。
2024-09-19Shenzhen Stock Exchange approved transfer services for 'CICC-Yiyue Phase 1 Asset-Backed Special Plan' starting September 20, 2024.深交所为“中金-熠月1期资产支持专项计划”提供转让服务，自2024年9月20日起。
2024-09-24Shenzhen Stock Exchange approved transfer services for 'CICC-Weiying Phase 3 Asset-Backed Special Plan' starting September 25, 2024.深交所为“中金-玮盈3期资产支持专项计划”提供转让服务，自2024年9月25日起。
2024-10-23Shenzhen Stock Exchange approved the transfer service for the 'CICC-Anhui Jiaokong Anlian Expressway Shanghai Oriental Financial Center Green Asset Support Special Plan' (G Anlian You, code 144573).深交所为“中金-安徽交控安联高速上海东方金融广场绿色资产支持专项计划”（G安联优，代码144573）提供转让服务。
2024-10-29Shenzhen Stock Exchange approved the transfer service for the 'CICC-Qifu Micro-loan Phase 1 Asset Support Special Plan' (Jinqi 1C, code 144567; Jinqi 1C, code 144568).深交所为“中金-奇富小贷第1期资产支持专项计划”（金奇1C，代码144567；金奇1次，代码144568）提供转让服务。
2024-12-30Shenzhen Stock Exchange approved transfer services for 'CICC-Wenzhou City Development Marriott Hotel Asset-Backed Special Plan' (CMBS), with priority securities 'Wenchengfa You' (144784) maturing Dec 5, 2042.深交所为“中金-温州城发万豪酒店资产支持专项计划”（CMBS）提供转让服务，优先级证券“温城发优”（144784）到期日2042年12月5日。
2025-01-23Shenzhen Stock Exchange approves transfer services for CICC-Guicheng Huiji Phase 1 Asset-Backed Special Plan, established Dec 20, 2024.深交所为'中金-贵诚惠及1期资产支持专项计划'提供转让服务，该计划设立于2024年12月20日。
2025-02-26Shenzhen Stock Exchange announced it would provide transfer services for 'CICC-Guicheng Huiji Phase 2 Asset-Backed Special Plan' (146061) starting from Feb 27, 2025, with a maturity date of Jan 25, 2027.深交所公告，自2025年2月27日起为“中金-贵诚惠及2期资产支持专项计划”（146061）提供转让服务，到期日为2027年1月25日。
2025-03-24Shenzhen Stock Exchange approved the listing of CICC Huimin No.1 Phase 1 Asset-Backed Special Plan for transfer services from March 25, 2025.深交所自2025年3月25日起为“中金-惠民一号1期资产支持专项计划”提供转让服务。
2025-06-26CICC China Green Development Commercial Asset-backed Special Plan (中金-中国绿发商业资产资产支持专项计划) is approved for transfer on the Shenzhen Stock Exchange starting June 27.深交所公告自2025年6月27日起为“中金-中国绿发商业资产资产支持专项计划”提供转让服务。
2025-08-25Shenzhen Stock Exchange approved the transfer service for the 'CICC-Xiangjiang Group Rental Housing Asset-Backed Special Plan' (Xiangjiang 2025-1) starting August 26, with CICC as the planner.深交所自8月26日起为“中金-湘江集团保租房资产支持专项计划”（湘江2025-1）提供转让服务，中金公司为计划管理人。
2025-12-08Shenzhen Stock Exchange approved the transfer service for CICC's 'Gui Cheng Hui Ji Phase 5' asset-backed special plan, established on Oct 17, 2025, maturing Oct 15, 2027.深交所为“中金-贵诚惠及5期资产支持专项计划”提供转让服务，该计划设立于2025年10月17日，到期日2027年10月15日。
2026-01-28Shenzhen Stock Exchange approved the transfer of 'CICC-GT Zhiying Phase 1 Asset-Backed Special Plan (SME Support)' from Jan 29, 2026.深交所自2026年1月29日起为“中金-国投至盈第1期资产支持专项计划（中小微企业支持）”提供转让服务。
Merger rumors with China Galaxy与银河证券合并传闻
3 · 2024-07-31 → 2025-02-26
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Market rumors and subsequent denials regarding a potential merger between CICC and China Galaxy Securities.市场传闻中金公司与中国银河证券可能合并及随后的否认。
2024-07-31CICC and China Galaxy Securities denied market rumors of a merger, with both stating they had not received any official information.中金公司与中国银河证券否认合并传闻，双方均表示未收到相关消息，以官方公告为准。
2024-08-01CICC and China Galaxy deny market rumors of a merger.中金公司与中国银河否认市场关于合并的传言。
2025-02-26CICC and China Galaxy both issued clarification announcements denying market rumors of a merger through a share swap, stating that their controlling shareholder Central Huijin Investment has no such plans.中金公司与中国银河双双发布澄清公告，否认市场关于两者通过换股方式合并的传闻，确认控股股东中央汇金不存在筹划该事项。
CICC REIT launches & listings中金REIT发行与上市
16 · 2024-08-02 → 2025-08-20
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Launch, pricing, and listing of new REIT products by CICC.中金公司新REIT产品的发售、定价和上市。
2024-08-02CICC Liandong Kechuang REIT receives CSRC approval and SSE no-objection letter for IPO, targeting 198,400 sqm of industrial parks in Beijing.中金联东科创REIT获得证监会准予注册批复及上交所无异议函，拟投资北京19.84万平方米产业园区。
2024-08-30CICC Chongqing Liangjiang REIT receives CSRC approval for IPO, targeting 243,700 sqm of digital economy industrial parks in Chongqing.中金重庆两江REIT获得证监会准予注册批复，拟投资重庆两江新区24.37万平方米数字经济产业园。
2024-09-13CICC Yizhuang Industrial Park REIT project status updated to 'submitted' on Shanghai Stock Exchange; sponsor is Beijing Yizhuang Shengyuan Investment Development Group.中金亦庄产业园REIT项目在上交所状态更新为“已申报”，原始权益人为北京亦庄盛元投资开发集团。
2024-09-19CICC Liandong Kechuang REIT announced inquiry range of 3.072-3.396 yuan per share for 500 million units; initial strategic placement 73.09%.中金联东科创REIT发布询价公告，询价区间3.072-3.396元/份，发售5亿份，初始战略配售73.09%。
2024-10-17CICC Liandong Kechuang Industrial Park REIT (CICC Liandong Kechuang REIT) was officially established, raising net subscription funds of RMB 1.617 billion for 500 million units, the first private industrial park REIT.中金联东科技创新产业园封闭式基础设施证券投资基金（中金联东科创REIT）正式成立，募集净认购金额16.17亿元，份额5亿份，为首单民营产业园REIT。
2024-11-05CICC Liandong Sci-Tech Innovation REIT (fund code: 508003) was listed on the Shanghai Stock Exchange, with total fund shares of 500 million units, issue price of RMB 3.234/unit, and total raised funds of RMB 1.617 billion, backed by three industrial parks in Beijing.中金联东科创REIT（基金代码：508003）在上交所上市，基金份额5亿份，发售价格3.234元/份，募集资金总额16.17亿元，底层资产为北京三处产业园。
2024-12-11CICC Chongqing Liangjiang REIT (508010) listed on Shanghai Stock Exchange, raising RMB 1.02 billion (400 million units at RMB 2.55/unit), the first state-owned enterprise REIT and first industrial park REIT in western China.中金重庆两江REIT（508010）在上交所上市，募集资金10.20亿元（4亿份，每份2.55元），为西部国企首单公募REIT暨西部首单产业园REIT。
2025-05-06CICC Vipshop Outlets REIT status updated to 'declared' on Shanghai Stock Exchange; original equity holder is Shanshan Commercial Group.中金唯品会奥特莱斯REIT在上交所状态更新为“已申报”，原始权益人为杉杉商业集团。
2025-05-30CICC Yizhuang Industrial Park REIT announces inquiry range of RMB 2.257-2.758 per share; total offering 400 million shares, with online inquiry on June 5.中金亦庄产业园REIT询价区间为2.257元-2.758元/份，发售份额总额4亿份，网下询价日为6月5日。
2025-05-30CICC China Green Development Commercial REIT receives CSRC approval for registration; underlying asset is Lingxiucheng Guihe Shopping Center in Jinan, Shandong.中金中国绿发商业REIT获证监会准予注册批复，底层资产为山东济南领秀城贵和购物中心。
2025-06-06CICC Yizhuang Industrial Park REIT (508080) starts offering on June 10; total fund shares 400 million, subscription price 2.720 yuan/share, total proceeds 1.088 billion yuan, online subscription multiple 265.76x.中金亦庄产业园REIT（508080）于6月10日开始发售；基金份额4亿份，认购价2.720元/份，募集总额10.88亿元，网下认购倍数265.76倍。
2025-06-10CICC China Green Development Commercial REIT (中金中国绿发商业REIT) discloses offering; total fund shares 500 million, subscription price 3.16 yuan/share, total proceeds 1.58 billion yuan, online subscription multiple 249.72x; sale starts June 13.中金中国绿发商业REIT披露发售公告；基金份额5亿份，认购价3.16元/份，募集总额15.8亿元，网下认购倍数249.72倍，6月13日正式发售。
2025-06-16CICC Yizhuang Industrial Park REIT (508080) is officially established; it is the first REIT in China focused on the automotive manufacturing supply chain and the first REIT project in Beijing E-Town.中金亦庄产业园REIT（508080）正式成立；是国内首个聚焦汽车制造产业链的REITs项目，也是北京经开区首单REITs项目。
2025-06-26CICC Yizhuang Industrial Park REIT (508080) lists on the Shanghai Stock Exchange; it is the 13th industrial park REIT on the SSE and the first REIT in Beijing E-Town.中金亦庄产业园REIT（508080）在上交所上市；是上交所第13只产业园REITs，也是北京经开区首单REITs项目。
2025-06-27CICC China Green Development Commercial REIT lists on the Shenzhen Stock Exchange; the fund raised 1.58 billion yuan, with public subscription multiple of 683x; the underlying asset is the Lingxiucheng Guihe Shopping Center in Jinan.中金中国绿发商业REIT在深交所上市；募集规模15.8亿元，公众认购倍数683倍；底层资产为济南领秀城贵和购物中心。
2025-08-20CICC Vipshop Outlets REIT saw its public offering subscription end early on August 20 due to strong demand, with total net subscription amount reaching CNY 3.48 billion for 1 billion units.中金唯品会奥莱REIT公众发售提前至8月20日结束，认购踊跃，募集净认购金额34.80亿元，有效认购份额10亿份。
CICC restructuring中金架构调整
1 · 2024-08-28
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Internal restructuring of CICC's departments and business lines.中金公司内部部门及业务线的调整。
2024-08-28CICC merges Strategic Development Department and Institutional Management Department; Ma Kui appointed head. Risk Management Department executive head Ye Hong retires, replaced by Hua Haiyue.中金公司战略发展部与机构管理部合并，马葵任负责人；风险管理部执行负责人叶红退休，由华海玥接任。
CICC supply deal中金供应协议
1 · 2024-08-28
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Framework agreement for the supply of copper resources.铜资源产品采购框架协议。
2024-08-28Dongjiang Environmental signs framework agreement with CICC Copper to purchase copper resource products up to 60 million yuan.东江环保与中金铜业签订铜类资源化产品买卖框架协议，金额不超过6000万元。
CICC asset management deals中金资管交易
1 · 2024-09-03
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Subscription by clients into CICC's asset management plans.客户认购中金公司资产管理计划。
2024-09-03Hengxin Technology's subsidiary subscribed 40 million yuan to CICC's asset management plan 'CICC Xinyuan No.1'.亨鑫科技附属公司认购中金公司管理的“中金信远1号”集合资产管理计划4000万元。
CICC equity transfer中金股权转让
1 · 2024-09-14
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Transfer of equity in a CICC-related real estate entity.中金公司关联房地产公司的股权转让。
2024-09-14Changchun CICC Huatai Real Estate 51% equity listed for transfer at base price 1.292 million yuan; transferor is Poly (Changchun) Hengfu Real Estate.长春中金华泰房地产51%股权挂牌转让，底价129.2万元，转让方为保利（长春）恒富房地产。
CICC fund termination risks中金基金清盘风险
2 · 2024-09-23 → 2025-04-29
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Funds managed by CICC facing potential termination due to low net asset value.中金公司管理的基金因资产净值过低面临清盘风险。
2024-09-23CICC Ruihe Flexible Allocation Hybrid Securities Investment Fund triggered potential termination due to net asset value below 50 million yuan for 50 consecutive days.中金瑞和灵活配置混合型证券投资基金连续50个工作日资产净值低于5000万元，可能触发基金合同终止。
2025-04-29CICC Fund Management announced that the CICC Jinxuan Wealth进取 6-month Holding Hybrid FOF fund had net asset value below RMB 50 million for 40 consecutive days, potentially triggering fund contract termination.中金基金管理有限公司公告，中金金选财富进取6个月持有期混合型FOF连续40个工作日基金资产净值低于5000万元，可能触发基金合同终止。
CICC fund subscription restrictions中金基金申购限制
3 · 2024-09-25 → 2025-08-15
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Suspension or restriction of subscriptions for certain CICC-managed funds.中金公司对旗下部分基金产品暂停或限制申购。
2024-09-25CICC Hengrui Bond Collective Asset Management Plan suspended large subscriptions above 1,000 yuan from September 27, 2024 to protect unitholder interests.中金恒瑞债券型集合资产管理计划自2024年9月27日起暂停大额申购，上限0.1万元。
2025-08-01CICC suspended subscription, conversion, and regular investment for the 'CICC Anxin Return Flexible Allocation Hybrid Collective Asset Management Plan' from August 4 to protect unitholder interests.中金公司自8月4日起暂停“中金安心回报灵活配置混合型集合资产管理计划”的申购、转换转入及定期定额投资业务。
2025-08-15CICC suspended subscription, conversion, and regular investment for the 'CICC Advantage Leading One-Year Holding Mixed Collective Asset Management Plan' from August 15 to protect unitholder interests.中金公司自8月15日起暂停“中金优势领航一年持有混合型集合资产管理计划”的申购、转换转入及定期定额投资业务。
CICC analyst coverage中金研报覆盖
5 · 2024-10-01 → 2025-03-07
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Initiation of analyst coverage and target price adjustments by CICC Research.中金公司研究部对上市公司首次覆盖及目标价调整。
2024-10-01CICC initiated coverage on ZKH Group (ZKH.US) with an 'Outperform' rating and a target price of USD 4.00.中金公司首次覆盖ZKH Group（ZKH.US），给予优于大市评级，目标价4.00美元。
2024-10-26CICC initiated coverage on ZEEKR Intelligent Tech (ZK.US) with an 'Outperform' rating and a target price of USD 31.74.中金公司首次覆盖ZEEKR Intelligent Tech（ZK.US），给予优于大市评级，目标价31.74美元。
2025-01-22CICC initiates coverage on WeRide (WRD.US) with 'outperform' rating and USD 19 target price.中金公司首次覆盖文远知行，给予'跑赢行业'评级，目标价19美元。
2025-03-02CICC raised Xiaomi's target price by 20.8% to HKD 60.9 after the SU7 Ultra and Mi 15 Ultra launch, citing strong pre-orders (6,900 units in 10 minutes) and pricing advantage.中金在小米SU7 Ultra及小米15 Ultra发布后，将其目标价上调20.8%至60.9港元，指出SU7 Ultra预售价低于预期，10分钟大定突破6900辆，具备性价比优势。
2025-03-07CICC raised Geely Auto's target price by 13.2% to HKD 21.06 after its AI tech event showcasing G-Pilot smart driving system and upgraded Galaxy E8.中金在吉利汽车AI技术发布会展示G-Pilot智能驾驶系统及升级版银河E8后，将其目标价上调13.2%至21.06港元。
SFISF participationSFISF参与
4 · 2024-10-11 → 2024-10-22
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CICC's participation in the Securities, Funds, and Insurance Companies Swap Facility.中金公司参与证券、基金、保险公司互换便利（SFISF）。
2024-10-11CICC and CITIC Securities submitted plans for the Securities, Funds, and Insurance Companies Swap Facility (SFISF) to the PBOC; CICC is one of only two securities firms with a primary dealer qualification for open market operations.中金公司与中信证券已向央行上报证券、基金、保险公司互换便利（SFISF）方案；中金公司是仅有两家获得央行公开市场业务一级交易商资格的券商之一。
2024-10-18CICC received a no-objection letter from the CSRC to participate in the Securities, Funds, and Insurance Companies Swap Facility (SFISF).中金公司收到中国证监会复函，对其参与证券、基金、保险公司互换便利（SFISF）无异议。
2024-10-21CICC executed the first pledged repo transaction under the SFISF, using the 2024 first-phase swap facility central bank bond as collateral.中金公司达成了证券、基金、保险公司互换便利（SFISF）下的首笔质押式回购交易，质押券为2024年第一期互换便利央行票据。
2024-10-22CICC made its first stock purchase under the SFISF, using funds obtained from the swap facility.中金公司在证券、基金、保险公司互换便利（SFISF）项下首次买入股票。
Minority investments & stake reductions少数股权投资与减持
1 · 2024-10-14
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CICC-affiliated fund plans to reduce stake in a listed company.中金关联基金计划减持上市公司股份。
2024-10-14Shareholder CICC Jiatai Erqi Equity Investment Fund Partnership plans to reduce its stake in Yiwang Yichuang (300792.SZ) by up to 0.3954% (937,200 shares).股东中金佳泰贰期股权投资基金合伙企业计划减持壹网壹创（300792.SZ）不超过0.3954%股份（93.72万股）。
CICC family office & reports中金家族办公室与报告
2 · 2024-10-18 → 2025-04-07
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Release of industry reports and insights by CICC's Global Family Office and other units.中金公司全球家族办公室等部门发布行业报告和洞察。
2024-10-18CICC Global Family Office (GFO) released the '2024 China Family Office Industry Insight' report, advising against blindly copying overseas models.中金环球家族办公室（GFO）发布《2024中国家族办公室行业洞察》报告，建议避免照搬海外模式。
2025-04-07CICC co-authored the report 'Investing in Asia's Transition to a Net-Zero Future' with the Boao Forum for Asia Institute and AMRO, released at the Boao Forum 2025 annual conference.中金研究院与博鳌亚洲论坛研究院、东盟与中日韩宏观经济研究办公室合作撰写的《投资亚洲转型迈向零碳未来》报告在博鳌亚洲论坛2025年年会发布。
CICC cross-border wealth management中金跨境理财
1 · 2024-11-01
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CICC's inclusion in the Cross-boundary Wealth Management Connect 2.0 pilot and related product launches.中金公司纳入跨境理财通2.0试点及相关产品发布。
2024-11-01CICC Wealth and CICC Hong Kong were included in the pilot list of 'Cross-border Wealth Management Connect 2.0' announced by the PBOC and CSRC branches in Guangdong and Shenzhen, supporting both northbound and southbound channels.中金财富与中金香港入围中国人民银行广东省分行、深圳市分行及证监会广东监管局、深圳监管局联合公告的“跨境理财通2.0”试点券商名单，支持“北向通”和“南向通”。
CICC market making中金做市业务
15 · 2024-11-06 → 2025-11-20
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CICC's approval and provision of market-making services for various ETFs and REITs.中金公司为多只ETF和REITs提供做市服务。
2024-11-06CICC was added as a market maker for the CICC Liandong Sci-Tech Innovation REIT (508003) on the Shanghai Stock Exchange to improve liquidity.中金公司自2024年11月6日起为上交所中金联东科创REIT（508003）提供做市服务，以提升流动性。
2024-12-20CICC began providing principal market-making services for the Southern CSI All Securities ETF (512900) on the Shanghai Stock Exchange.中金公司自2024年12月20日起为南方中证全指证券公司ETF（512900）提供主做市服务。
2025-01-10Shanghai Stock Exchange approves CICC as market maker for Huatai-PineBridge SSE STAR 200 ETF.上交所同意中金公司为华泰柏瑞上证科创板200ETF提供主做市服务。
2025-01-10Shanghai Stock Exchange approves CICC as market maker for Huatai-PineBridge SSE 180 ETF.上交所同意中金公司为华泰柏瑞上证180ETF提供做市服务。
2025-01-21Shanghai Stock Exchange approves CICC as primary market maker for CICC CSI A500 ETF (512080).上交所同意中金公司自2025年1月21日起为中金中证A500ETF提供主做市服务。
2025-02-12Shanghai Stock Exchange agreed that Guotai Junan Securities would provide main market-making services for CICC CSI A500 ETF (512080) starting from Feb 12, 2025.上海证券交易所同意国泰君安证券自2025年2月12日起为中金中证A500交易型开放式指数证券投资基金（512080）提供主做市服务。
2025-02-19Shanghai Stock Exchange agreed that CICC would provide main market-making services for Huaxia CSI Information Technology Application Innovation Industry ETF (562570) starting from Feb 19, 2025.上海证券交易所同意中国国际金融股份有限公司自2025年2月19日起为华夏中证信息技术应用创新产业交易型开放式指数证券投资基金（562570）提供主做市服务。
2025-03-07CICC was approved as a market maker for the Harvest CSI HK Dividend High-Yield ETF (513830) on the Shanghai Stock Exchange.上交所同意中金公司为嘉实中证港股通高股息投资ETF（513830）提供做市服务。
2025-03-21CICC was approved as a market maker for the Southern SSE STAR 50 ETF (588150) on the Shanghai Stock Exchange.上交所同意中金公司为南方上证科创板50成份ETF（588150）提供做市服务。
2025-03-21CICC was approved as a principal market maker for the Southern CSI HK Stock Connect SOE Dividend ETF on the Shanghai Stock Exchange.上交所同意中金公司自2025年3月21日起为南方中证国新港股通央企红利ETF提供主做市服务。
2025-05-26Shanghai Stock Exchange approves CICC as primary market maker for Bosera Hang Seng HK High Dividend Yield ETF (513690) from May 26.上交所同意中金公司自5月26日起为博时恒生港股通高股息率ETF（513690）提供主做市服务。
2025-07-01CICC becomes the main market maker for Huabao CSI 300 Free Cash Flow ETF (562080) on the Shanghai Stock Exchange.中金公司成为华宝沪深300自由现金流ETF（562080）在上交所的主做市商。
2025-08-07Shanghai Stock Exchange approved CICC to act as the primary market maker for the Harvest CSI Hong Kong Stock Connect Innovative Drug ETF (520970) starting August 7.上交所同意中金公司自8月7日起为嘉实中证港股通创新药ETF（520970）提供主做市服务。
2025-08-21CICC was approved by Shanghai Stock Exchange to act as the primary market maker for the Huaxia CSI 2000 ETF (562660) starting August 21.上交所同意中金公司自8月21日起为华夏中证2000ETF（562660）提供主做市服务。
2025-11-20Shanghai Stock Exchange agreed to appoint CICC as the main market maker for KC Value (fund code: 589550), an ETF tracking the SSE Sci-Tech 50 Value Strategy Index, effective November 21, 2025.上海证券交易所同意中金公司自2025年11月21日起为华夏上证智选科创板价值50策略ETF（基金代码：589550）提供主做市服务。
CICC overseas expansion中金海外拓展
2 · 2024-11-07 → 2025-05-16
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CICC's initiatives to expand its presence in overseas markets, including Malaysia and Dubai.中金公司在马来西亚、迪拜等海外市场的拓展举措。
2024-11-07CICC expressed interest in setting up a strategic fund in Malaysia to promote investment, seeking to collaborate with Malaysian funds to support emerging and high-tech industries, according to a statement from the Malaysian Prime Minister's Office.据马来西亚总理办公室声明，中金公司表示有兴趣在马来西亚设立战略基金以促进投资，寻求与马来西亚基金合作支持新兴和高科技行业。
2025-05-16CICC's Dubai International Financial Centre (DIFC) branch officially opens, holding a DFSA Category 4 license.中金公司迪拜国际金融中心分公司正式开业，持有迪拜金融服务管理局第四类牌照。
CICC fund management changes中金基金管理变动
2 · 2024-11-26 → 2025-07-24
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Appointments, resignations, and other changes in fund managers for CICC's fund products.中金公司旗下基金产品的基金经理任免等变动。
2024-11-26CICC Anxin Hui Bao fund (920011) appointed Wang Mingwei as the new fund manager, replacing An An who resigned for personal reasons, effective November 25, 2024.中金安心回报基金（920011）聘任王铭薇为新基金经理，原基金经理安安因个人原因离职，自2024年11月25日起生效。
2025-07-24CICC appoints Gu Rougang as fund manager for CICC Advantage Leading One-Year Holding Mixed Asset Management Plan, replacing Yang Zhao.中金公司增聘顾柔刚为中金优势领航一年持有混合型集合资产管理计划基金经理，原基金经理杨钊离任。
Other developments其他动态
1 · 2025-01-13
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Assorted one-off developments.零散的一次性动态。
2025-01-13CICC reportedly hired as one of the lead arrangers for CATL's potential Hong Kong secondary listing, with estimated fundraising of USD 6.8-7.7 billion.据报中金公司被聘为宁德时代香港第二上市牵头安排行之一，预计募资约68-77亿美元。
CICC IPO coaching中金上市辅导
13 · 2025-01-16 → 2026-05-08
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CICC's appointment as tutoring institution for companies preparing for IPOs.中金公司被委任为拟上市公司的辅导机构。
2025-01-16CICC appointed as辅导机构 for Tianjin Mobile Communication's Beijing Stock Exchange IPO filing.中金公司被聘为津移通信北交所上市辅导机构。
2025-01-21CICC publishes eighth progress report on IPO coaching for Huantai Energy, which has 2.65 GW of global new energy projects.中金公司发布寰泰能源IPO辅导工作第八期进展报告，该公司全球新能源项目2.65GW。
2025-02-11CICC submitted the sixth-phase tutoring work report for Inner Mongolia Shengshi Chemical Co., Ltd. (Shengshi Chemical) to the Inner Mongolia Securities Regulatory Bureau, advancing its Beijing Stock Exchange IPO process.中金公司向内蒙古证监局报送了内蒙古圣氏化学股份有限公司（圣氏化学）的第六期辅导工作进展报告，推进其北交所IPO进程。
2025-04-14CICC acted as sponsor for Suzhou Taolue Biotechnology Co., Ltd., an anti-tumor small-molecule targeted drug developer, in its seventh phase of STAR Market IPO辅导 (tutoring).中金公司担任苏州韬略生物科技股份有限公司（抗肿瘤小分子靶向创新药研发企业）科创板IPO第七期上市辅导机构。
2025-07-30CICC begins IPO辅导 for LandSpace, a private aerospace company.中金公司开始对蓝箭航天进行上市辅导。
2025-08-06CICC signed a listing advisory agreement with Yaomazi Food Co., Ltd. for its Beijing Stock Exchange IPO, and submitted the辅导 filing to the Sichuan CSRC on August 4.中金公司与幺麻子食品股份有限公司签署北交所上市辅导协议，并于8月4日向四川证监局提交辅导备案。
2025-09-05CICC appointed as the sponsor for Hubei Yijun Yaoneng New Material's IPO辅导; the company previously terminated its Shenzhen main board IPO in 2022.中金公司担任湖北亿钧耀能新材股份公司上市辅导机构，该公司曾于2022年终止深主板IPO。
2025-09-08CICC and CITIC Securities appointed as IPO辅导 institutions for Mashang Consumer Finance, which is preparing for A-share listing.中金公司与中信建投担任马上消费金融A股上市辅导机构。
2025-09-09CICC appointed as the sponsor for Shining 3D Technology's IPO on the Beijing Stock Exchange; the company filed for辅导备案 with Zhejiang CSRC.中金公司担任先临三维北交所上市辅导机构，该公司已在浙江证监局办理辅导备案。
2026-02-26CICC acts as the lead underwriter for Xi'an Elite Electronics Co., Ltd. filing for IPO辅导 (pre-listing guidance) with the Shaanxi CSRC on 2026-02-26.中金公司担任西安艾力特电子股份有限公司2026年2月26日向陕西证监局办理IPO辅导备案的辅导机构。
2026-03-07CICC was appointed as the辅导机构 (sponsor) for Panguiao Technology Co., Ltd.'s IPO filing registration with the Hunan Securities Regulatory Bureau.中金公司担任磐吉奥科技股份有限公司湖南证监局辅导备案的辅导机构。
2026-03-20CICC was appointed as the辅导机构 (sponsor) for Anhui Andekemin Semiconductor Technology Co., Ltd.'s IPO filing registration with the Anhui Securities Regulatory Bureau.中金公司担任安徽安德科铭半导体科技股份有限公司安徽证监局辅导备案的辅导机构。
2026-05-08Kunlun Chip (Beijing) Technology Co., Ltd. filed for IPO guidance on the STAR Market with the Beijing CSRC bureau, with CICC as the辅导机构 (sponsor). Baidu holds 57.67% of the company.昆仑芯（北京）科技股份有限公司向北京证监局办理科创板上市辅导备案，辅导机构为中金公司，百度持股57.67%。
IPO & listing sponsorshipIPO与上市保荐
5 · 2025-01-20 → 2026-01-29
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CICC acts as sponsor or joint sponsor for Hong Kong and Shanghai IPOs.中金公司担任香港及上海IPO的保荐人或联席保荐人。
2025-01-20CICC acts as joint sponsor for Goertek Microelectronics' Hong Kong IPO filing.中金公司担任歌尔微电子香港上市申请的联席保荐人。
2025-03-26CICC and CMB International acted as joint sponsors for Zhenli Xinneng's (Zhenli New Energy) Hong Kong IPO listing hearing.中金公司与招银国际担任正力新能（锂离子电池制造商）港股上市聆讯的联席保荐人。
2025-06-11CICC selected as one of the lead underwriters for Yilian Bio's planned Hong Kong IPO, alongside JPMorgan and Morgan Stanley.中金公司被选为宜联生物港股IPO主要承销商之一，与摩根大通、摩根士丹利共同担任。
2025-08-28Jiaxin International Resources Investment was dual-listed on the Hong Kong Stock Exchange main board and the Kazakhstan Astana International Exchange (AIX) 'Belt and Road' board, with CICC as the sole sponsor; pre-green shoe size USD 153 million, post-green shoe USD 176 million.佳鑫国际资源在香港联交所主板和哈萨克斯坦阿斯塔纳国际交易所“一带一路”板同步上市，中金公司为独家保荐人；绿鞋前发行规模1.53亿美元，绿鞋后1.76亿美元。
2026-01-29Zhenshi New Materials listed on the Shanghai Stock Exchange main board, raising about RMB 2.919 billion, with CICC as sole sponsor and lead underwriter.振石股份在上交所主板上市，募资约29.19亿元，中金公司担任独家保荐人及主承销商。
ETF & fund servicesETF与基金服务
4 · 2025-01-21 → 2025-03-26
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CICC acts as subscription/redemption agent or distributor for ETFs and money market funds.中金公司担任ETF及货币市场基金的申购赎回代理券商或销售机构。
2025-01-21CICC added as申购赎回代理券商 for Penghua SSE STAR New Energy ETF.中金公司被增为鹏华上证科创板新能源ETF的申购赎回代理券商。
2025-01-21CICC Fund Management adds Haitong Securities as distributor for CICC CSI A500 ETF.中金基金增加海通证券为中金中证A500ETF的销售机构。
2025-03-07United International granted 'AAAmf' rating to ICBC CICC USD Money Market ETF, reflecting strong liquidity and capital preservation.联合国际授予工银中金美元货币市场ETF“AAAmf”评级，反映其流动性及保本能力强劲。
2025-03-26CICC was appointed as a subscription and redemption agent for the Morgan SSE STAR Next Generation Info-Tech ETF (588770).中金公司被指定为摩根上证科创板新一代信息技术ETF（588770）的申购赎回代理券商。
CICC new subsidiary中金新设子公司
1 · 2025-01-24
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Establishment of a new subsidiary focused on data processing and telecom services.设立专注于数据处理和电信增值服务的新子公司。
2025-01-24CICC Data (Zhongwei) Technology Co., Ltd. established with registered capital of RMB 500 million, focusing on data processing and telecom增值 services.中金数据（中卫）科技有限公司成立，注册资本5亿元，主营数据处理和增值电信业务。
CICC shareholding changes中金持股变动
7 · 2025-02-20 → 2026-03-06
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Changes in shareholding by major shareholders like Alibaba and Tencent.阿里巴巴、腾讯等主要股东持股比例变动。
2025-02-20Alibaba's shareholding in CICC H-shares decreased from 10.66% to 6.85%, according to Hong Kong Stock Exchange filings.据港交所文件，阿里巴巴在中金公司H股的持股比例从10.66%降至6.85%。
2025-05-18Alibaba reduces stake in CICC by 57.5 million shares on April 30 at HKD 13.5 each, cashing out HKD 776 million; holding drops from 6.85% to 3.83%.阿里巴巴于4月30日减持中金公司5750万股，减持均价13.5港元，套现7.76亿港元，持股从6.85%降至3.83%。
2025-08-01Tencent reduced its stake in CICC H-shares by 4.96 million shares on July 25, cashing out approximately HKD 105 million, reducing its holding to 10.75%; concurrently, BlackRock and E Fund increased their holdings to 5.01% and 5.13% respectively.腾讯于7月25日减持中金公司H股496万股，套现约1.05亿港元，持股比例降至10.75%；同期贝莱德与易方达基金分别增持至5.01%和5.13%。
2025-08-15Tencent further reduced its CICC H-share stake from 9.87% to 8.93% on August 11, selling about 2.9 million shares at an average price of HKD 20.1816 each, cashing out about HKD 58.52 million.腾讯于8月11日以均价20.1816港元减持中金公司H股约290万股，套现约5852万港元，持股比例从9.87%降至8.93%。
2025-09-05Tencent Holdings sold approximately 4.1 million CICC H-shares at an average price of HKD 21.4661 per share on September 1, reducing its stake to 6.96%.腾讯控股于9月1日以平均每股21.4661港元出售约410万股中金公司H股，持股比例降至6.96%。
2026-02-26Tencent Mobility Limited, a wholly-owned subsidiary of Tencent Holdings, sold 650,000 H-shares of CICC on 2026-02-20 at an average price of HKD 21.4688, cashing out HKD 13.9547 million. Since July 2025, Tencent has reduced its CICC H-share holdings 7 times, totaling HKD 529 million. After the latest reduction, Tencent holds 95,156,659 H-shares, representing 4.99% of H-shares.腾讯控股全资子公司Tencent Mobility Limited于2026年2月20日减持中金公司H股65万股，均价21.4688港元，套现1395.47万港元。自2025年7月以来，腾讯已7次减持中金公司H股，合计套现5.29亿港元。减持后腾讯持有中金公司H股9515.6659万股，占H股比例4.99%。
2026-03-06CICC increased its good position in Antengene Biotech (06996.HK) by 627,000 shares at an average price of HK$3.0616 per share, with total consideration of approximately HK$1.92 million. Post-transaction, its holding ratio rose from 5.90% to 6.00%.中金公司增持德琪医药-B(06996.HK)62.7万股，每股均价3.0616港元，涉资约192万港元，持股比例由5.90%升至6.00%。
CICC analyst upgrades中金获分析师上调评级
1 · 2025-02-28
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Upgrades of CICC's stock rating and target price by external analysts.外部分析师上调中金公司股票评级和目标价。
2025-02-28Morgan Stanley upgraded CICC's H-share rating to Overweight and raised the target price by 64% to 21 HKD, citing benefits from Hong Kong market recovery.摩根士丹利将中金公司H股评级上调至超配，目标价上调64%至21港元，认为其将受益于香港市场回暖。
CICC award recognition中金获奖
2 · 2025-06-06 → 2026-05-15
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Awards and recognitions received by CICC and its subsidiaries.中金公司及其子公司获得的奖项和认可。
2025-06-06CICC wins 'Best Private Bank in Hong Kong' and 'Best Portfolio Management Solution' at Global Private Banker Innovation Awards 2025, the only Chinese institution to receive awards.中金公司在2025年度全球私人银行创新奖中荣获“香港最佳私人银行”和“最佳投资组合管理解决方案”两项大奖，是唯一获奖的中资机构。
2026-05-15CICC and CICC Wealth Management won the 'Best Wealth Management Broker' award from Euromoney for the eighth consecutive year.中金公司及中金财富连续第八年荣获《欧洲货币》颁发的“最佳财富管理券商”奖项。
Industry standards & policy recognition行业标准与政策认可
1 · 2025-06-16
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CICC receives top rating and special recognition from NAFMII for debt underwriting.中金公司在NAFMII债务承销综合评价中获得最高评级及特色主承销商认可。
2025-06-16CICC is rated A-grade (highest tier) in NAFMII's 2024 comprehensive evaluation of general lead underwriters for non-financial corporate debt financing instruments, and is the only securities firm recognized as a '普惠能力特色主承销商' (inclusive finance specialist lead underwriter).中金公司在交易商协会2024年度非金融企业债务融资工具一般主承销商评价中获评最高等级A档，并成为唯一获评“普惠能力特色主承销商”的证券公司。
Derivatives & structured products衍生品与结构化产品
1 · 2025-08-20
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CICC executes first interbank credit derivative transaction linked to TLAC non-capital bonds.中金公司执行首笔挂钩TLAC非资本债券的银行间信用衍生品交易。
2025-08-20CICC and Shenwan Hongyuan Securities executed the first interbank market credit derivative transaction linked to TLAC non-capital bonds, with Shanghai Clearing House providing bilateral clearing.中金公司与申万宏源证券达成银行间市场首单挂钩TLAC非资本债券的合约类信用衍生品交易，上海清算所提供双边清算。
Strategic cooperation MoUs战略合作备忘录
2 · 2025-11-05 → 2026-01-22
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CICC signs strategic cooperation agreements with provincial governments and large corporates.中金公司与省级政府及大型企业签署战略合作协议。
2025-11-05Sichuan Governor Shi Xiaolin met with CICC Chairman Chen Liang in Chengdu to discuss deepening strategic cooperation, accelerating fundraising and investment of the provincial advanced manufacturing investment fund, and expanding collaboration in bond financing and M&A.四川省省长施小琳在成都会见中金公司董事长陈亮，双方就深化战略合作、加快省先进制造投资引导基金募资投资、拓展债券融资和并购重组合作等交换意见。
2026-01-22Sany International signed a framework agreement with CICC to subscribe for financial products, with a maximum daily balance of RMB 2 billion.三一国际与中金公司订立金融产品投资框架协议，最高每日余额20亿元。
CICC M&A restructuring中金并购重组
14 · 2025-11-19 → 2026-06-15
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CICC's major asset restructuring to absorb Dongxing Securities and Cinda Securities via share swap.中金公司通过换股方式吸收合并东兴证券和信达证券的重大资产重组。
2025-11-19CICC announced it is planning a major asset restructuring to absorb Dongxing Securities and Cinda Securities via a share swap. CICC will issue A-shares to all A-share swap shareholders of Dongxing and Cinda. A-shares of all three firms were suspended from November 20, 2025, for up to 25 trading days.中金公司公告筹划重大资产重组，拟通过换股方式吸收合并东兴证券和信达证券，将向东兴证券和信达证券全体A股换股股东发行A股股票。三家公司A股股票自2025年11月20日起停牌，预计不超过25个交易日。
2025-11-19CICC, Dongxing Securities, and Cinda Securities signed a cooperation agreement on November 19, 2025, setting out principles for the share-swap absorption merger. The deal aims to build a first-class investment bank and achieve economies of scale and synergies.中金公司与东兴证券、信达证券于2025年11月19日签署《合作协议》，就换股吸收合并作出原则性约定。本次重组旨在建设一流投资银行，实现规模经济和协同效应。
2025-11-20CICC's H-shares were suspended from trading on the Hong Kong Stock Exchange pending confirmation of compliance requirements for the proposed merger with Dongxing Securities and Cinda Securities.中金公司H股在港交所暂停交易，以待与有权监管机构确认拟议合并适用的合规要求。
2025-11-26CICC announced that its A-shares and H-shares will continue to be suspended as the restructuring to absorb Dongxing Securities and Cinda Securities is still being actively advanced.中金公司公告，因吸收合并东兴证券和信达证券的重大资产重组仍在积极推进中，公司A股和H股将继续停牌。
2025-12-03CICC announced it is planning a share-swap merger to absorb Dongxing Securities and Cinda Securities, with A-shares suspended from Nov 20.中金公司公告筹划换股吸收合并东兴证券和信达证券，A股自11月20日起停牌。
2025-12-17CICC board approved the merger plan: Dongxing shareholders get 0.4373 CICC A-shares per share, Cinda shareholders get 0.5188; CICC to issue ~3.096 billion new A-shares; total deal value ~114.3 billion yuan; Central Huijin remains controlling shareholder with 24.44%.中金公司董事会通过合并方案：东兴股东每股换0.4373股中金A股，信达股东每股换0.5188股；中金将发行约30.96亿股A股；交易金额约1142.75亿元；中央汇金仍为控股股东，持股24.44%。
2025-12-17CICC, Dongxing Securities, and Cinda Securities announced their A-shares will resume trading on Dec 18, 2025.中金公司、东兴证券、信达证券公告A股将于2025年12月18日复牌。
2026-01-15CICC announced a major asset restructuring plan to absorb Dongxing Securities and Cinda Securities via share swap, pending approvals.中金公司公告拟通过换股吸收合并东兴证券和信达证券，构成重大资产重组，尚需批准。
2026-03-13CICC, Dongxing Securities and Cinda Securities disclosed progress on the proposed merger by absorption, where CICC will issue A-shares to absorb Dongxing and Cinda. The transaction constitutes a major asset重组 (restructuring) but not a reverse merger.中金公司、东兴证券、信达证券披露重大资产重组进展，中金公司拟通过换股方式吸收合并东兴证券和信达证券，构成重大资产重组但不构成重组上市。
2026-03-25Cinda Securities and Dongxing Securities disclosed the exercise prices for A-share cash options in the three-way merger with CICC: Cinda at 17.79 yuan/share, Dongxing at 13.13 yuan/share, and CICC's acquisition request price at 34.8 yuan/share.信达证券、东兴证券披露与中金公司“三合一”合并中A股现金选择权行权价：信达17.79元/股，东兴13.13元/股，中金收购请求权行权价34.8元/股。
2026-05-09CICC announced a major asset restructuring progress update: it plans to absorb Dongxing Securities and Cinda Securities via a share swap, issuing A-shares to their shareholders. The deal is valued at approximately 113.9 billion yuan.中金公司发布重大资产重组进展公告，拟通过换股方式吸收合并东兴证券和信达证券，交易对价约1139亿元。
2026-05-18CICC released the draft report on its share swap absorption of Dongxing Securities and Cinda Securities. The A-share swap prices are: CICC 36.68 yuan, Dongxing 16.05 yuan, Cinda 19.11 yuan. The total transaction value is 113.9 billion yuan, issuing 3.104 billion new A-shares.中金公司发布换股吸收合并东兴证券、信达证券报告书（草案），A股换股价格分别为中金36.68元/股、东兴16.05元/股、信达19.11元/股，交易总金额1139亿元，发行31.04亿股。
2026-06-08CICC's shareholder meetings approved all proposals for the share-swap absorption merger of Dongxing Securities and Cinda Securities, a key step in the重组.中金公司临时股东会及类别股东会议审议通过换股吸收合并东兴证券、信达证券的全部议案，重组迈出关键一步。
2026-06-15CICC's share-swap absorption merger of Dongxing Securities and Cinda Securities was accepted for review by the Shanghai Stock Exchange.中金公司换股吸收合并东兴证券、信达证券的申请获上海证券交易所受理。
CICC Vanke rescue plan中金参与万科纾困
1 · 2025-12-09
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CICC's involvement in formulating a rescue plan for Vanke's liquidity crisis.中金公司参与制定万科流动性危机纾困方案。
2025-12-09CICC is involved in assisting Shenzhen government and Shenzhen Metro Group to formulate a comprehensive rescue plan for Vanke's liquidity crisis, including debt restructuring, asset sales, and policy fund introduction.中金公司参与协助深圳市政府及深圳地铁集团制定万科流动性危机综合救助方案，包括债务重组、资产出售、引入政策性资金等。
CICC project wins中金项目中标
4 · 2026-03-02 → 2026-04-23
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Winning bids for various financial advisory and underwriting projects.中金公司中标各类财务顾问和承销项目。
2026-03-02CICC won a bid for a project from Hefei Xinzhan Technology Industry Development Group Co., Ltd., with a winning amount of 1.10 million yuan.中金公司中标合肥新站科技产业发展集团有限公司项目，中标金额110万元。
2026-03-16CICC won a bid for a project from Hangzhou Yihong Equity Investment Partnership (Limited Partnership) for H-share full circulation advisory services, with a winning amount of 5.00 million yuan.中金公司中标杭州毅鸿股权投资合伙企业H股全流通券商服务项目，中标金额500万元。
2026-04-15CICC won the bid for the financial advisor role of Changchun Urban Development & Investment Holdings' water infrastructure public REIT project, with a bid amount of 6.90 million yuan.中金公司中标长春市城市发展投资控股（集团）有限公司水利基础设施公募REITs财务顾问项目，中标金额690.00万元。
2026-04-23CICC won the bid for the non-public issuance of corporate bonds underwriting project of Changsha Wangcheng District City Development Group, with a bid amount of 2.072 million yuan.中金公司中标长沙市望城区城市发展集团有限公司非公开发行公司债券承销商招标项目，中标金额207.20万元。
CICC privatization advisory中金私有化顾问
2 · 2026-03-18 → 2026-03-19
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CICC's role as financial advisor in privatization transactions.中金公司在私有化交易中担任财务顾问。
2026-03-18CICC acted as exclusive financial advisor to the offeror in the successful privatization of Minmetals Land by scheme of arrangement. Minmetals Land was delisted from the Hong Kong Stock Exchange on March 3.中金公司担任要约人独家财务顾问，成功以协议安排方式私有化五矿地产，该公司已于3月3日从港交所退市。
2026-03-19CICC acted as exclusive financial advisor for Dongfeng Motor Group's privatization and sole sponsor for Voyah Automobile's introduction listing on the Hong Kong Stock Exchange.中金公司担任东风集团股份私有化独家财务顾问及岚图汽车港股介绍上市独家保荐人。
CICC futures business integration中金期货业务整合
2 · 2026-04-09 → 2026-05-26
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Integration of CICC's futures business through absorption and restructuring of subsidiaries.中金公司通过吸收合并和重组整合期货业务。
2026-04-09CSRC approved CICC Wealth Futures to change its controlling shareholder to CICC (100% stake) and to absorb and merge CICC Futures; post-merger, CICC Wealth Futures' registered capital becomes 1.35 billion yuan, and CICC Futures will be dissolved.证监会核准中金财富期货控股股东变更为中金公司（持股100%），并吸收合并中金期货；合并完成后中金财富期货注册资本变更为13.5亿元，中金期货依法解散。
2026-05-26CICC announced the integration of its futures business: CICC Wealth Management will transfer its 100% stake in CICC Wealth Futures to CICC, and CICC Wealth Futures will absorb CICC Futures. CICC Wealth's registered capital will be reduced from 8 billion to 7.173 billion yuan.中金公司公告期货业务整合方案：中金财富将其持有的中金财富期货100%股权划转至中金公司，并由中金财富期货吸收合并中金期货，中金财富注册资本由80亿元减至71.73亿元。
CICC M&A advisory中金并购顾问
1 · 2026-06-22
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CICC's role as financial advisor in merger and acquisition transactions.中金公司在并购交易中担任财务顾问。
2026-06-22CICC acted as exclusive financial advisor and lead underwriter for Qingdao Doublestar's (000599.SZ) acquisition of control of Kumho Tire (073240.KS), with transaction size 4.927B yuan and supporting fundraising 800M yuan.中金公司担任青岛双星(000599.SZ)收购韩国锦湖轮胎(073240.KS)控制权交易的独家独立财务顾问及独家主承销商，交易规模49.27亿元，配套融资8亿元。
