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Bond underwriting & issuance债券承销与发行
70 · 2024-01-03 → 2026-06-22
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CSC continuously issues and underwrites various bonds (corporate, short-term, perpetual, subordinated, sci-tech innovation) for itself and clients.中信建投持续为自身及客户发行和承销各类债券（公司债、短融、永续债、次级债、科创债）。
2024-01-03CSC acted as lead underwriter and bookrunner for Zhejiang State-owned Capital Operation Co., Ltd.'s first public corporate bond issued via the SSE book-building system, with a size of CNY 1 billion, 3-year term, coupon rate 2.79%, and an oversubscription ratio of 4.32x.中信建投担任浙资运营首单上交所簿记系统公募公司债券牵头主承销商及簿记管理人，发行规模10亿元，3年期，票面利率2.79%，全场认购倍数4.32倍。
2024-01-10CSC announced the issuance of its first tranche of 2024 short-term corporate bonds to professional investors, with a maximum size of CNY 6 billion, 1-year tenor, at par value of CNY 100.中信建投公告发行2024年面向专业投资者公开发行短期公司债券（第一期），发行金额不超过60亿元，1年期，面值100元。
2024-01-16CSC completed the issuance of the first tranche of 2024 short-term corporate bonds (24 XinTou S1), with actual issuance size of CNY 1.5 billion, final coupon rate 2.52%, and subscription ratio of 3.71x.中信建投完成2024年短期公司债券（第一期）发行，实际发行规模15亿元，最终票面利率2.52%，认购倍数3.71倍。
2024-01-18CSC completed the issuance of the first tranche of 2024 perpetual subordinated bonds to professional investors (24 XinTou Y1), with actual issuance size of CNY 4.5 billion, final coupon rate 3.15%, and subscription ratio of 2.092x.中信建投完成2024年永续次级债券（第一期）发行，实际发行规模45亿元，最终票面利率3.15%，认购倍数2.092倍。
2024-01-23CSC completed the issuance of the first tranche of 2024 corporate bonds to professional investors: Tranche 1 (24 XinTou G1) CNY 700 million at 2.72%, Tranche 2 (24 XinTou G2) CNY 2 billion at 2.99%.中信建投完成2024年公司债券（第一期）发行：品种一（24信投G1）发行规模7亿元，票面利率2.72%；品种二（24信投G2）发行规模20亿元，票面利率2.99%。
2024-02-22CSC and Everbright Securities were appointed as underwriters for a RMB 2 billion public corporate bond issuance by Orient Asset Management (China) Co., Ltd., which has been accepted by the Shanghai Stock Exchange.中信建投与光大证券被指定为东方资产管理（中国）有限公司20亿元公开发行公司债券的承销商，该申请已获上交所受理。
2024-03-12CSC received CSRC approval to publicly issue up to 20 billion yuan in corporate bonds to professional investors, valid for 24 months.中信建投获中国证监会批复，同意向专业投资者公开发行不超过200亿元公司债券，批复24个月内有效。
2024-03-22CSC issued the second tranche of 2024 corporate bonds to professional investors, with a size of up to 5 billion yuan, in 5-year and 10-year tenors, rated AAA by China Chengxin International, proceeds for repaying maturing/puttable corporate bonds.中信建投发行2024年面向专业投资者公开发行公司债券（第二期），规模不超过50亿元，期限5年和10年，中诚信国际AAA评级，募集资金用于偿还到期/回售公司债券本金。
2024-03-26CSC priced the second tranche of 2024 corporate bonds (variety 2, code 240770) at a coupon rate of 2.78%, with actual issuance size of 1 billion yuan.中信建投2024年公司债券（第二期）品种二（24信投G4）票面利率2.78%，实际发行规模10亿元。
2024-04-19CSC Securities issued 2024 second tranche short-term corporate bonds (24信投S2) of up to 6 billion yuan, 1-year tenor, at par.中信建投证券发行2024年第二期短期公司债券（24信投S2），规模不超过60亿元，期限1年，按面值平价发行。
2024-04-22CSC Securities' 2024 second tranche short-term corporate bonds (24信投S2) final coupon rate set at 2.05%.中信建投证券2024年第二期短期公司债券（24信投S2）票面利率定为2.05%。
2024-04-24CSC Securities' 2024 second tranche short-term corporate bonds (24信投S2) actual issuance size 1.5 billion yuan, coupon 2.05%, subscription multiple 5.46x.中信建投证券2024年第二期短期公司债券（24信投S2）实际发行规模15亿元，票面利率2.05%，认购倍数5.46倍。
2024-05-31CSC applied to list on the Hong Kong Stock Exchange a 5-year USD 500 million floating-rate guaranteed note (code 4594) issued under its USD 4 billion guaranteed medium-term note program, effective June 3, 2024.中信建投申请其根据40亿美元担保中期票据计划发行的2027年到期5亿美元浮息担保票据（股份代号4594）于港交所上市，自2024年6月3日生效。
2024-06-14CSC issues the third tranche of 2024 short-term corporate bonds (24 Xintou S3) for up to RMB 6.5 billion, with a 1-year term, to replenish working capital; coupon rate set at 2.05%.中信建投发行2024年第三期短期公司债券（24信投S3），规模不超过65亿元，期限1年，票面利率2.05%，用于补充流动资金。
2024-07-10CSC issued the third tranche of corporate bonds to professional investors, with a scale of up to 6 billion yuan, and a 3-year tranche coupon rate of 2.13%.中信建投面向专业投资者公开发行第三期公司债券，规模不超过60亿元，其中3年期品种票面利率为2.13%。
2024-08-05CSC issued a corporate bond (24XinTouY2) of up to 5.5 billion yuan, with a coupon rate of 2.16%, to repay or redeem existing bonds.中信建投发行不超过55亿元公司债券（24信投Y2），票面利率2.16%，用于偿还到期或回售债券本金。
2024-09-05CSC acted as bookrunner and lead underwriter for Xinyang Jiantou Investment Group's 2024 5th medium-term note, issuing 47 million yuan at 3.14% interest, 5-year term.中信建投担任信阳建投投资集团2024年度第五期中期票据的簿记管理人和主承销商，发行金额4700万元，利率3.14%，期限5年。
2024-10-21CSC's non-public corporate bond (4th tranche, variety 1) '24 Xintou F5' (code 254776) was listed on SSE for trading from 2024-10-22.中信建投2024年面向专业投资者非公开发行公司债券（第四期）（品种一）“24信投F5”（代码254776）自2024年10月22日起在上交所挂牌。
2024-10-21CSC's non-public corporate bond (4th tranche, variety 2) was listed on SSE for trading from 2024-10-22.中信建投2024年面向专业投资者非公开发行公司债券（第四期）（品种二）自2024年10月22日起在上交所挂牌。
2024-10-28CSC's non-public corporate bond (5th tranche, variety 2) was listed on SSE for trading from 2024-10-29.中信建投2024年面向专业投资者非公开发行公司债券（第五期）（品种二）自2024年10月29日起在上交所挂牌。
2024-12-02CSC announced the issuance of the 5th tranche of 2024 public corporate bonds (for professional investors) on Dec 4-5, with face value of 100 yuan, total amount up to 6 billion yuan, proceeds to repay/repurchase existing corporate bonds.中信建投公告将于2024年12月4日至5日发行2024年面向专业投资者公开发行公司债券（第五期），面值100元，发行金额不超过60亿元，募集资金用于偿还到期/回售公司债券本金。
2024-12-10CSC's 5th tranche of 2024 public corporate bonds (Tranche 1) was approved for listing on the Shanghai Stock Exchange starting Dec 11, 2024, under the short name '24 Xin Tou 10' with code 242028.中信建投2024年面向专业投资者公开发行公司债券（第五期）（品种一）获上交所同意于2024年12月11日起上市，证券简称“24信投10”，证券代码242028。
2024-12-10CSC announced the issuance of the 3rd tranche of 2024 perpetual subordinated bonds (for professional investors) on Dec 11-12, with total amount up to 3 billion yuan, face value 100 yuan, proceeds for working capital replenishment.中信建投公告将于2024年12月11日至12日发行2024年面向专业投资者公开发行永续次级债券（第三期），发行规模不超过30亿元，票面金额100元，募集资金全部用于补充流动资金。
2025-01-06CSC pays interest on its 2024 first tranche corporate bonds (24 XIN TOU G1/G2) due Jan 23, 2025, with coupon rates of 2.72%.中信建投支付2024年第一期公司债券（24信投G1/G2）利息，票面利率2.72%，付息日为2025年1月23日。
2025-01-06CSC pays interest on its 2022 first tranche subordinated bonds (22 XIN TOU C2) due Jan 21, 2025, with a coupon rate of 3.45%.中信建投支付2022年第一期次级债券（22信投C2）利息，票面利率3.45%，付息日为2025年1月21日。
2025-01-06CSC pays interest on its 2024 first tranche perpetual subordinated bonds (24 XIN TOU Y1) due Jan 20, 2025, with a coupon rate of 3.15%.中信建投支付2024年第一期永续次级债券（24信投Y1）利息，票面利率3.15%，付息日为2025年1月20日。
2025-01-06CSC pays interest and principal on its 2024 first tranche short-term corporate bonds (24 XIN TOU S1) due Jan 16, 2025, with a coupon rate of 2.52%.中信建投支付2024年第一期短期公司债券（24信投S1）本息，票面利率2.52%，兑付日为2025年1月16日。
2025-01-07CSC plans to issue the first tranche of perpetual subordinated bonds for 2025 to professional investors, with a maximum size of RMB 5.1 billion, par value RMB 100, from Jan 9-10.中信建投拟于2025年1月9日至10日发行2025年第一期永续次级债券，规模不超过51亿元，面值100元。
2025-01-15CSC's 2025 first tranche perpetual subordinated bonds (code 242244, short name '25 XIN TOU Y1') are listed on the Shanghai Stock Exchange from Jan 16.中信建投2025年第一期永续次级债券（代码242244，简称“25信投Y1”）于1月16日起在上交所上市。
2025-02-13CSC announced interest payment and principal repayment for its 2022 subordinated bond (Tranche 2, Varieties 1 & 2): '22信投C3' (CNY 1bn, 3.08%) and '22信投C4' (CNY 2bn, 3.49%), due on 2025-02-24 (postponed from 2025-02-22).中信建投公告支付2022年次级债券（第二期）品种一（22信投C3，10亿元，票面利率3.08%）和品种二（22信投C4，20亿元，票面利率3.49%）的利息及本金，付息日顺延至2025年2月24日。
2025-03-31CSC issued two tranches of corporate bonds to professional investors: '25 Xintou G1' (code 242546) and '25 Xintou G2' (code 242547), listed on the Shanghai Stock Exchange from April 1, 2025.中信建投向专业投资者公开发行两期公司债券：“25信投G1”（代码242546）和“25信投G2”（代码242547），自2025年4月1日起在上交所上市。
2025-04-08CSC received Shanghai Stock Exchange acceptance for its 30 billion yuan private placement bond project.中信建投300亿元私募债项目获上交所受理。
2025-04-14CSC announced the listing of its 4 billion USD medium-term note program.中信建投宣布其40亿美元中期票据计划上市。
2025-04-16CSC International proposed to issue Reg S, 2-year, RMB-denominated senior unsecured bonds; S&P assigned a 'BBB+' long-term foreign currency issuance rating to the bonds backed by a keepwell deed.中信建投国际拟发行Reg S、2年期、人民币计价高级无抵押债券；标普授予维好协议票据“BBB+”长期外币发行评级。
2025-04-28CSC announced the issuance of 2.7 billion yuan medium-term notes due 2027 with a coupon rate of 2.48%, listed on the Hong Kong Stock Exchange from April 28, 2025.中信建投公告发行27亿元、利率2.48%、2027年到期的中期票据，自2025年4月28日起在港交所上市。
2025-05-08CSC announced interest payment on its 2023 subordinated bond (Tranche 2, '23 Xintou C2') at a coupon rate of 3.15%, due May 30, 2025.中信建投公告其2023年次级债券(品种二)(简称“23信投C2”)将于2025年5月30日付息，票面利率3.15%。
2025-05-08CSC plans to issue up to RMB 1 billion in 2025科技创新 corporate bonds (Tranche 1), with ≥70% of proceeds for sci-tech innovation investments.中信建投拟发行不超过10亿元2025年科技创新公司债券(第一期)，募集资金不低于70%用于科技创新领域投资。
2025-05-12CSC acted as lead underwriter and bookrunner for Sinopec Capital's RMB 900 million 5-year sci-tech innovation corporate bond at 2.07%, a record low for央企 capital companies.中信建投作为牵头主承销商及簿记管理人，助力中国石化集团资本有限公司发行9亿元5年期科技创新公司债券，票面利率2.07%，创央企资本公司同期限科技创新公司债券利率历史新低。
2025-05-12CSC plans to issue up to RMB 1.6 billion in 2025 perpetual subordinated bonds (Tranche 3) to professional investors.中信建投拟发行不超过16亿元2025年永续次级债券(第三期)。
2025-05-22CSC completed issuance of RMB 1 billion in 2025 short-term corporate bonds (Tranche 1, '25 Xintou S1') at a coupon rate of 1.62%, with a subscription multiple of 2.61.中信建投完成发行10亿元2025年短期公司债券(第一期)(简称“25信投S1”)，票面利率1.62%，认购倍数2.61。
2025-06-04CSC receives CSRC approval to publicly issue up to RMB 8 billion in sci-tech innovation corporate bonds to professional investors, valid for 24 months.中信建投获得中国证监会批准，向专业投资者公开发行不超过80亿元人民币的科技创新公司债券，有效期24个月。
2025-06-09CSC acts as lead underwriter for Yongkang Chanfa Investment Holding Group's private placement bond '25 Yongchan 01', issuing RMB 800 million with a coupon rate of 2.14% and 2.66x oversubscription.中信建投担任牵头主承销商，为永康市产发投资控股集团有限公司发行“25永产01”私募债，发行规模8亿元，票面利率2.14%，认购倍数2.66倍。
2025-06-10CSC announces interest and principal payment for its 2024 short-term corporate bond (3rd tranche) '24 Xintou S3', with total issuance of RMB 6.5 billion and coupon rate of 2.05%, due June 20, 2025.中信建投公告“24信投S3”短期公司债券本息兑付，发行总额65亿元，票面利率2.05%，兑付日为2025年6月20日。
2025-06-16CSC receives PBOC approval to issue up to RMB 6 billion in sci-tech innovation bonds on the interbank bond market, dedicated to sci-tech innovation financing, valid from June 11, 2025 to June 10, 2027.中信建投获得中国人民银行批准，在全国银行间债券市场发行不超过60亿元人民币的科技创新债券，专项用于科技创新投融资，有效期至2027年6月10日。
2025-06-27CSC successfully issues the first sci-tech innovation bond by a securities firm on the interbank bond market: '25 CSC Sci-Tech Innovation Bond 01', with a 5-year term, RMB 500 million issuance size, and a coupon rate of 1.76%.中信建投在银行间市场成功发行证券行业首单科技创新债券“25中信建投科创债01”，期限5年，发行规模5亿元，票面利率1.76%。
2025-07-02CSC (601066.SH) completed the issuance of the 2025 Science and Technology Innovation Bond (Tranche 1), raising funds for equity investments; the bond is a 5-year note due 2030.中信建投完成2025年科技创新债券（第一期）发行，募集资金用于股权投资；债券期限5年，2030年到期。
2025-07-02CSC received CSRC approval to publicly issue perpetual subordinated corporate bonds to professional investors, with a total face value of up to RMB 20 billion, valid for 24 months.中信建投获得中国证监会批复，同意向专业投资者公开发行面值总额不超过200亿元的永续次级公司债券，批复24个月内有效。
2025-07-16CSC announced the issuance of the 2025 Perpetual Subordinated Bond (Tranche 4) to professional investors, with a scale of up to RMB 5 billion, proceeds to repay maturing or puttable corporate bonds.中信建投公告发行2025年面向专业投资者永续次级债券（第四期），规模不超过50亿元，募集资金用于偿还到期或回售公司债券本金。
2025-07-24CSC completed the issuance of the 2025 Short-term Corporate Bond (Tranche 2, Variety 1) with a 31-day tenor, actual issuance size RMB 1.5 billion, coupon rate 1.54%, subscription multiple 2.28.中信建投完成2025年短期公司债券（第二期）（品种一）发行，期限31天，实际发行规模15亿元，票面利率1.54%，认购倍数2.28。
2025-08-01CSC issued USD 400 million floating rate notes under its USD 4 billion medium-term note program, listed on August 1, 2025, with unconditional and irrevocable guarantee by CSCIF Hong Kong Limited.中信建投根据其40亿美元中期票据计划发行4亿美元浮动利率票据，于2025年8月1日上市，由中信建投国际金融控股有限公司提供无条件及不可撤销担保。
2025-08-06CSC announced the maturity and interest payment of its short-term corporate bond (Tranche 2, Series 2025, code 25 Xintou S2) with principal of RMB 1.5 billion, coupon rate 1.54%, due on August 25, 2025.中信建投公告2025年面向专业投资者公开发行短期公司债券（第二期）（品种一，简称25信投S2）到期兑付及利息支付，发行总额15亿元，票面利率1.54%，于2025年8月25日摘牌。
2025-08-13CSC's perpetual subordinated bond (Tranche 5, Series 2025, code 25 Xintou Y5) was approved for listing on the Shanghai Stock Exchange starting August 14, 2025.中信建投2025年面向专业投资者公开发行永续次级债券（第五期，简称25信投Y5）获上交所同意自2025年8月14日起上市。
2025-10-14CSC announced interest payment on its 2023 public corporate bond (3rd tranche, Series 1, '23 Xintou G7') with a coupon rate of 2.94%, paying RMB 29.4 per lot (RMB 1,000 face value) on Oct 27, 2025.中信建投公告“23信投G7”债券（票面利率2.94%）将于2025年10月27日付息，每手（面值1000元）派发利息29.4元。
2025-10-31CSC won the bid for Hefei Xinglu Industrial Technology Development Co., Ltd.'s 2025-2026 bond underwriting project, with a winning bid amount of RMB 1.25 million.中信建投中标合肥兴庐工业科技发展有限公司2025-2026年债券发行主承销商采购项目，中标金额125万元。
2025-11-12CSC's 2023 corporate bond (tranche 4, series 1, '23 XinTou 10', code 240248, total 1.5 billion yuan, coupon 2.87%) will pay interest on Nov 20, 2025.中信建投2023年面向专业投资者公开发行公司债券（第四期）（品种一，“23信投10”，代码240248，总额15亿元，票面利率2.87%）将于2025年11月20日付息。
2025-11-20CSC issued 6th tranche of perpetual subordinated bonds for 2025 ('25 XinTou Y6', code 244197), actual issuance size 2.2 billion yuan, final coupon rate 2.25%, subscription multiple 1.9136.中信建投发行2025年永续次级债券（第六期）（“25信投Y6”，代码244197），实际发行规模22亿元，最终票面利率2.25%，认购倍数1.9136。
2025-11-27CSC's 2022 corporate bond (tranche 2, series 1, '22 XinTou G4') will mature on Dec 8, 2025, paying final interest and principal (coupon 3.08%, face value 1000 yuan per lot).中信建投2022年公司债券（第二期）（品种一，“22信投G4”）将于2025年12月8日到期兑付本息（票面利率3.08%，每手1000元）。
2025-12-10CSC announced the interest and principal payment for its 2022 publicly issued corporate bond (3rd tranche, tranche A, '22 Xintou G7') on Dec 22, 2025. The bond has a total issuance of RMB 4 billion, coupon rate 3.49%, with RMB 34.9 interest per lot (RMB 1,000 face value).中信建投公告，2022年面向专业投资者公开发行公司债券（第三期）（品种一“22信投G7”）将于2025年12月22日兑付本息。发行总额40亿元，票面利率3.49%，每手（面值1000元）派发利息34.9元（含税）。
2026-01-28CSC won a RMB 2.8 million contract as underwriter for Guangzhou Anju Group's 2026 non-public corporate bond issuance.中信建投中标广州安居集团2026年度非公开发行公司债券承销项目，金额280万元。
2026-02-26CSC (CITIC Securities) subsidiary CSCIF Hong Kong Limited plans to issue RMB 800 million offshore medium-term notes, guaranteed by CSC International, for overseas working capital.中信建投证券子公司CSCIF Hong Kong Limited计划发行8亿元境外中期票据，由中信建投国际提供担保，用于补充境外营运资金。
2026-02-27CSC wins RMB 1 million bid for underwriting services of Anhui Small Loan Co., Ltd.'s RMB 800 million private corporate bond issuance.中信建投中标安徽省小额再贷款股份有限公司8亿元私募公司债发行承销服务，中标金额100万元。
2026-03-06CSC board approved a general mandate to issue domestic and offshore debt financing instruments up to 3.5x net assets, with a maturity up to 15 years, subject to shareholder approval.中信建投董事会通过发行境内外债务融资工具一般性授权议案，发行规模不超过净资产3.5倍，期限不超过15年，尚需股东会审议。
2026-03-12CSC announced an extraordinary general meeting on March 31, 2026 to elect Dong Hongfu as non-executive director and vote on the debt issuance mandate.中信建投公告将于2026年3月31日召开临时股东会，选举董洪福为非执行董事，并审议债务发行授权议案。
2026-03-30CSC received CSRC approval to issue up to RMB 80 billion in corporate bonds to professional investors (RMB 60 billion long-term, RMB 20 billion short-term), valid for 24 months.中信建投获中国证监会批准向专业投资者公开发行不超过800亿元公司债券（长期债券不超过600亿元，短期债券不超过200亿元），批复有效期24个月。
2026-04-10CSC won the bid for Wenling City Industrial Investment Co., Ltd. corporate bond underwriting service, bid amount RMB 1.008 million.中信建投中标温岭市产业投资有限公司公司债券发行承销服务采购项目，中标金额100.80万元。
2026-04-16CSC won the bid for Shenzhen Shenshan Special Cooperation Zone City Construction Investment Development Co., Ltd. non-public corporate bond renewal underwriting, bid amount RMB 1.095 million.中信建投中标深圳市深汕特别合作区城市建设投资发展有限公司非公开发行公司债券到期续发承销商项目，中标金额109.50万元。
2026-04-16CSC International successfully issued its first offshore Dim Sum bond via the 'Magnolia Bond' (Yulan) model with a keepwell structure: 3-year, RMB 2 billion, coupon 1.88% — the lowest historical coupon for Magnolia bonds.中信建投国际首次通过玉兰发行模式以维好架构成功发行离岸人民币债券：期限3年，规模20亿元，票面利率1.88%，为玉兰模式历史最低利率。
2026-04-28CSC won the bid for Shenzhen Pingshan District Industrial Capital Investment Co., Ltd.'s sci-tech innovation corporate bond underwriting service, bid amount RMB 1.02 million.中信建投中标深圳市坪山区产业资本投资有限公司科技创新公司债券发行承销服务项目，中标金额102.00万元。
2026-05-22CSCIF Hong Kong Limited, an indirect wholly-owned subsidiary of CSC International, issued a tranche of notes under the USD 4 billion medium-term note program, with principal amount of RMB 1.611 billion, guaranteed by CSC International.中信建投国际间接全资附属公司CSCIF Hong Kong Limited在40亿美元中期票据计划下发行一笔票据，本金16.11亿元人民币，由中信建投国际提供担保。
2026-06-22CSC wins Shenzhen Yechang Group's inter-institutional REIT plan manager and underwriter service project with a bid of RMB 1.25 million.中信建投中标深业集团有限公司机构间REITs计划管理人及承销机构服务项目，中标金额125万元。
Regulatory penalties & compliance监管处罚与合规
29 · 2024-01-04 → 2026-06-12
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CSC faces multiple regulatory fines, warnings, and disciplinary actions for failures in sponsorship, internal controls, and anti-money laundering.中信建投因保荐业务、内控和反洗钱等问题多次受到监管罚款、警示和纪律处分。
2024-01-04CSC and three other intermediaries agreed to pay about CNY 1.275 billion in settlement for the Amethyst Storage case, of which about CNY 1.086 billion had been paid to investors through a prior compensation program.中信建投等四家中介机构就紫晶存储案承诺交纳约12.75亿元承诺金，其中前期已通过先行赔付程序赔付投资者损失约10.86亿元。
2024-01-10Shenzhen Stock Exchange issued a disciplinary action against CSC as sponsor, and its sponsor representatives Wang Haoji and Fang Yingjian, for failing to adequately verify the issuer's market conditions, end-customer sales, and performance forecasts during the IPO sponsorship.深交所对中信建投及保荐代表人汪浩吉、方英健采取自律监管措施，因在保荐IPO过程中未充分核查发行人所处市场情况、终端客户销售情况及业绩预计。
2024-02-05CSC was fined RMB 13.88 million by the People's Bank of China for failing to perform customer identity verification, failing to report large or suspicious transactions, and transacting with unidentified customers or opening anonymous/fake-name accounts. Additionally, its bond underwriting business was ordered to rectify by Beijing CSRC for internal control deficiencies, and its brokerage, research, and OTC options businesses received warning letters.中信建投因未按规定履行客户身份识别义务、未报送大额或可疑交易报告、与身份不明客户交易或开立匿名/假名账户，被中国人民银行罚款1388万元；此外，债券承销业务因内控不完善被北京证监局责令改正，经纪、研究、场外期权业务被出具警示函。
2024-04-30Beijing CSRC ordered CSC Securities to increase compliance inspection frequency due to improper OTC derivatives and proprietary trading, inadequate personnel management, and governance issues.北京证监局责令中信建投证券增加合规检查次数，因其开展场外期权及自营业务不审慎、从业人员管理不到位、公司治理不规范。
2024-04-30Guangdong CSRC issued a warning letter to CSC Securities for inadequate work papers, missing management interview records, and failure to disclose material losses as lead underwriter and trustee for Gree Real Estate bond '23格地01'.广东证监局对中信建投证券出具警示函，因其作为格力地产债券'23格地01'主承销商和受托管理人，工作底稿留痕不足、未制作管理层访谈记录、未披露重大损失。
2024-05-04CSC received a warning letter from the Guangdong Regulatory Bureau for failing to fulfill its duties as lead underwriter and trustee for Gree Real Estate's bond '23 Gedi 01', including insufficient audit work papers and missing interview records.中信建投因作为格力地产债券“23格地01”的主承销商和受托管理人未勤勉尽责，包括审计工作底稿留痕不足、未制作发行人访谈记录等，被广东证监局出具警示函。
2024-05-17CSC was issued a warning letter by Jiangsu Securities Regulatory Bureau for failing to diligently perform continuous supervision duties regarding Changshu Auto Trim's use of raised funds, and issued untrue verification opinions.中信建投因在常熟汽饰募集资金使用持续督导中未勤勉尽责、发表不真实核查意见，被江苏证监局出具警示函。
2024-05-22CSC and its sponsors Li Hao and Liu Jianliang were given disciplinary sanctions (notice of criticism) by the Shanghai Stock Exchange for violations in the Zhongxing New Materials IPO project, including internal control deficiencies and inaccurate information disclosure.中信建投及其保荐代表人李豪、刘建亮因在中兴新材IPO项目中存在内部控制缺陷、信息披露不准确等违规行为，被上交所通报批评。
2024-06-20Shanghai Stock Exchange issues a regulatory warning to CSC as sponsor for Dashilin Pharma's failed timely disclosure of subsidiary investigation and controlling shareholder's bribery case.上交所对中信建投（作为大参林保荐人）予以监管警示，因其未及时报告子公司被立案调查及实控人涉贿赂案。
2024-07-04Shenzhen Stock Exchange issued a regulatory letter to CSC for failing to diligently supervise Yunding Technology's 2022 private placement fund usage of 868 million yuan.深交所对中信建投出具监管函，因其未能勤勉尽责地督导云鼎科技2022年非公开发行募集资金（8.68亿元）的使用。
2024-07-22Shanghai Stock Exchange issued a regulatory warning to CSC and its sponsors Yan Yan and Lv Yingxia for inadequate due diligence in the Hengda Zhicong IPO project.上交所对中信建投及保荐代表人严砚、吕映霞予以监管警示，因在恒达智控IPO项目中保荐职责履行不到位。
2024-08-23CSC received regulatory letters for failing to exercise due diligence in sponsor projects: Yunding Technology, Hengda Intelligent Control, and ZTE New Materials.中信建投因在云鼎科技、恒达智控、中兴新材保荐项目中未勤勉尽责，被出具监管函或监管警示。
2024-08-30CSC received a 'Termination of Investigation Notice' from the CSRC regarding the Zijing Storage project, after fulfilling the commitment agreement and paying ~1.275 billion yuan in commitment funds.中信建投收到证监会《终止调查决定书》，因紫晶存储项目履行承诺协议并交纳约12.75亿元承诺金后调查终止。
2024-08-31CSRC Guangdong Bureau imposed regulatory talk measures on CSC's project kernel reviewer Dong Guixin for inadequate due diligence in the Zijing Storage project.广东证监局对中信建投项目内核责任人董贵欣采取监管谈话措施，因紫晶存储项目核查不充分。
2024-09-02Guangdong CSRC imposed measures on CSC for failures in the Zijin Storage IPO sponsorship, including designating Qiu Ronghui and Liu Nengqing as unsuitable persons for 3 years.广东证监局因紫晶存储IPO保荐项目中的违规行为对中信建投采取监管措施，认定邱荣辉、刘能清为不适当人选，期限3年。
2024-09-04Shenzhen Stock Exchange issued a regulatory letter to CSC for three violations in sponsoring Changchun Zhuoyi Biology's IPO, including inadequate review of internal controls and related-party transactions.深交所因中信建投在保荐长春卓谊生物IPO过程中存在三项违规（包括内控和关联交易核查不充分）发出监管函。
2024-09-06CSC and three other intermediaries paid a total of 1.275 billion yuan in commitment funds for the Zijin Storage case, including 1.086 billion yuan in prior compensation; CSRC terminated the investigation.中信建投等四家中介机构为紫晶存储案共交纳12.75亿元承诺金（含前期赔付10.86亿元），证监会终止调查。
2024-10-18CSRC imposed regulatory谈话 (supervisory talk) measures on CSC and Liu Naisheng (head of investment banking) for inadequate due diligence, insufficient supervision of IPO proceeds, and internal control failures in some projects.证监会对中信建投及分管投行高管刘乃生采取监管谈话措施，原因为在部分项目中尽职调查不充分、未有效督促募集资金专户管理、内控未再次审批等。
2024-10-30CSC disclosed that Shenzhen Stock Exchange issued a written warning to CSC on 2024-07-03 for violations as sponsor of Yunding Technology's 2022 private placement (RMB 868 million raised).中信建投披露，深交所于2024年7月3日对其作为云鼎科技2022年非公开发行股票（募集8.68亿元）保荐机构的违规行为出具书面警示。
2024-11-05CSC was disciplined by the Shanghai Stock Exchange for failing to conduct due diligence in the IPO of Amethyst Storage (Zijin Cunchu), with two sponsor representatives banned from signing for 3 years and three executives publicly criticized.中信建投因在紫晶存储IPO中未勤勉尽责被上交所处分，两名保荐代表人被三年内不接受签字，三名高管被通报批评。
2025-01-10Beijing CSRC Bureau imposes a corrective administrative supervision measure on CSC for inadequate investor suitability and internal controls in derivatives and brokerage businesses.北京证监局对中信建投采取责令改正行政监管措施，因其衍生品业务和经纪业务的投资者适当性管理、内控管理不完善。
2025-01-10Beijing CSRC Bureau issues a warning letter to Qing Xiaofei, a CSC employee, for directly executing hedging trades based on client instructions, reflecting derivative business internal control failures.北京证监局对中信建投员工庆小飞出具警示函，因其直接根据客户指令进行对冲交易，反映衍生品业务内控问题。
2025-04-10CSC's two sponsors Liu Kuibo and Zang Liming received regulatory warnings from the Shanghai Stock Exchange for inadequate due diligence in the Ankaite IPO project.中信建投两名保荐代表人刘奎波、臧黎明因安凯特IPO项目尽职调查不充分被上交所监管警示。
2025-10-10CSC received a regulatory warning letter from the Fujian CSRC for failing to supervise Sunshine Zhongke (Fujian) Energy Co., Ltd. as its sponsor, including not urging disclosure of a plant shutdown from Jan to Apr 2024.中信建投因未督促阳光中科（福建）能源股份有限公司披露2024年1-4月停工停产事项，被福建证监局出具警示函并记入诚信档案。
2026-04-06Beixin Ruifeng Fund Management Co., Ltd. filed a lawsuit against CSC and others in Liaoyuan Intermediate People's Court for securities misrepresentation liability dispute (case No. (2025) Ji 04 Min Chu 133).北信瑞丰基金管理有限公司向吉林省辽源市中级人民法院起诉中信建投证券等相关方，案由为证券虚假陈述责任纠纷（案号(2025)吉04民初133号）。
2026-04-30Beijing CSRC imposed regulatory谈话 (supervisory talk) on CSC for inadequate due diligence in an individual securities issuance sponsorship project; three responsible sponsor representatives also received penalties.北京证监局对中信建投采取监管谈话行政监管措施，因在个别证券发行保荐项目中尽职调查不充分；三名相关保荐代表人亦受处罚。
2026-05-04Beijing CSRC Bureau imposed regulatory谈话 (supervisory talk) on CSC Securities and issued warning letters to sponsors Luo Guijun and Bao Antai, and identified Wang Wanli as an unsuitable person (1-year ban) due to inadequate due diligence in IPO sponsorship.北京证监局对中信建投证券采取监管谈话行政监管措施，对保荐代表人罗贵均、包桉泰出具警示函，认定王万里为不适当人选（禁业1年），原因是在证券发行保荐项目中尽职调查不充分。
2026-06-02CSC's first chairman Li Xiaohong is under investigation for serious disciplinary and legal violations; former president Qi Liang and former supervisor Li Shihua are also implicated.中信建投首任董事长黎晓宏因严重违纪违法被查，原总裁齐亮、原监事长李士华等也被牵涉。
2026-06-12CSC, along with accounting firms and a law firm, sues 48 defendants including Amethyst Storage to recover RMB 1.086 billion in advance compensation paid to investors; trial set for June 22.中信建投联合会计师事务所和律师事务所起诉紫晶存储等48名被告，追讨先行赔付投资者的10.86亿元，6月22日开庭。
Fund launches & suspensions基金发行与暂停
6 · 2024-01-04 → 2025-12-25
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CSC Fund launches new funds and suspends subscriptions for certain products to protect unitholders.中信建投基金发行新产品，并为保护持有人利益暂停部分产品申购。
2024-01-04CSC launched the CSC Zhiyuan Mixed Fund, with stock assets at 60%-95% of fund assets (0-50% in Hong Kong stocks), managed by Yang Zhiwu, head of the Multi-Asset Allocation Department of CSC Fund.中信建投致远混合基金公开发售，股票资产占基金资产比例60%-95%（港股通标的0-50%），由中信建投基金多元资产配置部行政负责人杨志武担任基金经理。
2024-02-06CSC announced the suspension of subscription and regular fixed investment for the CSC Xinxiang Bond Collective Asset Management Plan, effective February 7, 2024, to protect unitholder interests.中信建投宣布自2024年2月7日起暂停中信建投欣享债券型集合资产管理计划的申购和定期定额投资，以保护持有人利益。
2025-06-05CSC Fund launches CSC CSI A500 Index Enhanced Securities Investment Fund, with a fundraising cap of RMB 8 billion, open for subscription from June 12 to June 26, 2025.中信建投基金发行中信建投中证A500指数增强型证券投资基金，募集规模上限80亿元人民币，认购期为2025年6月12日至6月26日。
2025-06-20CSC suspends subscription and regular investment for its 'CSC Value Growth Hybrid Collective Asset Management Plan' effective June 23, 2025, to protect unitholder interests.中信建投自2025年6月23日起暂停中信建投价值增长混合型集合资产管理计划的申购和定期定额投资，以保护持有人利益。
2025-08-26CSC announced the suspension of redemptions for its Yuexiang 6-month Holding Period Bond Collective Asset Management Plan from August 27, 2025, as part of a transition to become a securities investment fund managed by CSC Fund Management.中信建投公告自2025年8月27日起暂停中信建投悦享6个月持有期债券型集合资产管理计划赎回业务，该计划将变更注册为中信建投悦享6个月持有期债券型证券投资基金，管理人变更为中信建投基金管理有限公司。
2025-12-25CSC Fund Management announced the suspension of subscription (including regular fixed investment) for the CSC Xinxiang Bond Securities Investment Fund from Dec 29 to Dec 31, 2025, to protect fund share holders' interests.中信建投基金管理有限公司公告，为保护基金份额持有人利益，自2025年12月29日至12月31日暂停中信建投欣享债券型证券投资基金的申购（含定期定额投资）业务。
Software copyright registrations软件著作权登记
18 · 2024-01-08 → 2026-03-28
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CSC registers numerous software copyrights for trading, risk management, and client service systems.中信建投登记大量交易、风控和客户服务系统的软件著作权。
2024-01-08CSC registered a new software copyright for 'ETF Simulated Trading Experience System V1.0'.中信建投新注册《ETF模拟交易体验系统V1.0》项目软件著作权。
2024-03-08CSC registered a new software copyright for 'CSC Securities Telephone Entrusted Open-end Fund Redemption Query System V1.0', with 11 new software copyrights registered year-to-date, up 120% YoY.中信建投新注册《中信建投证券电话委托开放式基金赎回查询系统V1.0》软件著作权，今年以来新注册11个，同比增长120%。
2024-04-29CSC Securities registered new software copyright 'Multi-exchange Bond Project Supervision Information Linked Entry System V1.0'.中信建投证券新注册《多交易所债券项目监管信息关联入库系统V1.0》软件著作权。
2024-05-26CSC registered a new software copyright for 'CSC Securities - Institutional Fund Sales Platform 2.6.0'.中信建投新注册《中信建投证券-机构通基金销售平台2.6.0》项目软件著作权。
2024-08-10CSC registered a new software copyright for 'CSC Securities High-End Private Equity (Mobile) Software V7.1.0'.中信建投新注册《中信建投证券高端私募（手机版）软件V7.1.0》软件著作权。
2024-08-25CSC registered a new software copyright for 'CSC Securities Data Middle-Office Authority Management System V1.0'.中信建投新注册《中信建投证券数据中台权限管理系统V1.0》软件著作权。
2024-08-30CSC registered a new software copyright for 'CSC Securities Credit Account Block Trading Software V1.0.0'.中信建投新注册《中信建投证券信用账号大宗交易软件V1.0.0》软件著作权。
2024-11-22CSC registered a new software copyright for 'CITIC Employee Softphone Management System V1.0'.中信建投新注册《中信建投员工软电话管理系统V1.0》软件著作权。
2024-11-26CSC registered a new software copyright for 'CITIC Artificial Investment Advisor Management System V1.0'.中信建投新注册《中信建投-人工投顾管理系统V1.0》软件著作权。
2025-01-24CSC registers a new software copyright for 'CSC Securities Xinchuang Version Intelligent Investment Advisory Management Platform V1.0'.中信建投新注册《中信建投证券信创版智能投顾管理平台V1.0》软件著作权。
2025-03-15CSC registered a new software copyright for 'Annuity Investment Manager Analysis System V0.0.1', bringing its total new software copyrights in 2025 to 4, down 69.23% YoY.中信建投新注册《年金投资经理分析系统V0.0.1》软件著作权，2025年以来共新注册4个，较去年同期减少69.23%。
2025-05-31CSC registered a new software copyright for 'CSC Securities Customer Electronic Document Query Software V1.0', bringing its total to 26 new software copyrights in 2025, up 30% YoY.中信建投新注册《中信建投证券客户电子文本查询软件V1.0》软件著作权，今年以来新注册26个，较去年同期增加30%。
2025-06-06CSC registers new software copyright for 'CSC Securities Xinchuang Edition Zhiyuan Management Platform V1.0', bringing YTD total to 27, up 28.57% YoY.中信建投新注册《中信建投证券信创版智远管理平台V1.0》软件著作权，今年以来累计27个，同比增长28.57%。
2025-06-11CSC registers two new software copyrights: 'Margin & Securities Lending AI Smart Data Platform Account Diagnosis (PC Employee) V1.0.0' and 'Simulated Trading Grid Conditional Order System V1.0.0', bringing YTD total to 33, up 57.14% YoY.中信建投新注册2项软件著作权，包括两融AI智数平台账户诊断（PC员工版）和模拟交易网格条件单系统，今年以来累计33个，同比增长57.14%。
2025-08-08CSC registered a new software copyright for 'CSC Securities Comprehensive Compliance Management Platform V1.0', bringing total new software copyrights in 2025 to 50, up 66.67% YoY.中信建投新注册《中信建投证券全面合规管理平台V1.0》软件著作权，2025年以来新注册软件著作权50个，同比增长66.67%。
2025-08-24CSC registered a new software copyright for 'CSC Securities Call Center IT-application Call Control System V1.0', bringing total new software copyrights in 2025 to 52, up 67.74% YoY.中信建投新注册《中信建投证券呼叫中心信创话务控件系统V1.0》软件著作权，2025年以来新注册软件著作权52个，同比增长67.74%。
2025-10-02CSC registered 2 new software copyrights, including 'Intelligent Opportunity Mining Platform V1.0' and 'CSC Securities Ordinary Stock Simulated Trading System V1.0.0'; total 58 new copyrights YTD, up 65.71% YoY.中信建投新注册2项软件著作权，包括《智能商机挖掘平台V1.0》、《中信建投证券普通股票模拟交易系统软件V1.0.0》；今年以来共注册58项，同比增长65.71%。
2026-03-28CSC registered a new software copyright for 'CSC Securities Bill Asset Certificate Service Software V1.0'; total new software copyrights in 2026 reached 21, up 425% YoY.中信建投新注册《中信建投证券账单资产证明服务软件V1.0》软件著作权；2026年以来新注册软件著作权21个，较去年同期增加425%。
IPO sponsorship & underwritingIPO保荐与承销
108 · 2024-01-19 → 2026-06-18
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CSC sponsors and underwrites numerous IPO projects on A-share, Hong Kong, and Beijing stock exchanges, with many withdrawals and some successes.中信建投在A股、港股和北交所保荐承销众多IPO项目，期间出现大量撤回和部分成功案例。
2024-01-19CSC successfully sponsored the IPO of Jiangsu Wanda Special Bearing Co., Ltd., which passed the review, marking CSC's second IPO sponsorship success in 2024.中信建投保荐的江苏万达特种轴承股份有限公司过会，为中信建投202年保荐成功的第2单IPO项目。
2024-03-21CSC had 9 IPO projects withdrawn year-to-date as of March 25, ranking first among brokerages in withdrawal count, with a withdrawal rate of 34.62%.截至3月25日，中信建投今年以来已有9个IPO项目终止，撤单量居券商之首，撤否率达34.62%。
2024-03-29CSC disclosed in its 2023 annual report that it completed 67 equity financing projects with lead underwriting amount of 94.776 billion yuan, ranking 2nd in the industry; IPO lead underwriting 33 projects with 40.754 billion yuan, ranking 2nd and 3rd respectively.中信建投2023年年报披露，完成股权融资项目67家，主承销金额947.76亿元，均位居行业第2名；IPO主承销33家，金额407.54亿元，分别位居行业第2名、第3名。
2024-04-11CSC International (中信建投国际) was further appointed as a global coordinator for Jiangsu Guofu Hydrogen Energy Equipment's Hong Kong IPO.中信建投国际被进一步委任为江苏国富氢能技术装备股份有限公司香港IPO的整体协调人。
2024-04-23CSC International acted as sole sponsor for Quanpin Wenjiao Holdings' (全品文教控股) Hong Kong IPO filing.中信建投国际担任全品文教控股香港IPO的独家保荐人。
2024-05-14CSC International is the sole sponsor for Laopu Gold Co., Ltd.'s IPO application on the Hong Kong Stock Exchange.中信建投国际担任老铺黄金股份有限公司港交所主板IPO的独家保荐人。
2024-05-28CSC and its client Goertek Microelectronics withdrew the IPO application on the Shenzhen Stock Exchange; the exchange terminated the review.中信建投及客户歌尔微电子撤回创业板IPO申请，深交所终止其发行上市审核。
2024-06-04CSC withdraws IPO sponsorship for Jule Food (Sichuan Jule Food Co.) on Shenzhen Stock Exchange main board.中信建投撤回对四川菊乐食品股份有限公司在深交所主板的IPO保荐。
2024-06-05CSC withdraws IPO sponsorship for Chengdu Expressway Co. on Shanghai Stock Exchange main board.中信建投撤回对成都高速公路股份有限公司在上交所主板的IPO保荐。
2024-06-05CSC files IPO辅导 for Jiangsu Yonghan Special Alloy Technology Co., planning a listing on A-shares.中信建投对江苏永瀚特种合金技术股份有限公司进行IPO辅导备案，拟在A股上市。
2024-06-13Laopu Gold passes Hong Kong Stock Exchange listing hearing, with CSCIF Hong Kong as sole sponsor.老铺黄金通过港交所上市聆讯，中信建投国际为其独家保荐人。
2024-06-13CSC withdraws IPO sponsorship for Beijing Sihuan Kebao Pharmaceutical Co. on Shanghai Stock Exchange main board.中信建投撤回对北京四环科宝制药股份有限公司在上交所主板的IPO保荐。
2024-06-17CSC withdraws IPO sponsorship for Jiangsu Dayi Technology Co. on Shenzhen Stock Exchange main board.中信建投撤回对江苏大艺科技股份有限公司在深交所主板的IPO保荐。
2024-06-20CSC sponsors two IPO applications accepted by Shanghai and Shenzhen stock exchanges: China Uranium Co. (RMB 4.11 billion fundraising) and Taijin Xinneng (up to RMB 1.5 billion).中信建投保荐的两家IPO企业获沪深交易所受理：中国铀业（拟募资41.1亿元）和泰金新能（拟募资不超过15亿元）。
2024-06-21CSC withdraws IPO sponsorship for Guangdong Huazhuang Technology Co. on Shenzhen Stock Exchange ChiNext board.中信建投撤回对广东华庄科技股份有限公司在深交所创业板的IPO保荐。
2024-06-27Jewelry chain Zhouliufu (Saturday) files for Hong Kong IPO, with CICC and CSCIF Hong Kong as joint sponsors.珠宝连锁店周六福提交港交所IPO申请，中金公司和中信建投国际为联席保荐人。
2024-06-28Laopu Gold lists on Hong Kong Stock Exchange at HKD 40.50 per share, raising approximately HKD 906 million; CSCIF Hong Kong is sponsor.老铺黄金在港交所上市，每股发售价40.50港元，募资约9.06亿港元，中信建投国际为保荐人。
2024-06-29CSC withdraws IPO sponsorship for Sanji Precision Technology (Guangdong) Co. on Shenzhen Stock Exchange main board.中信建投撤回对三技精密技术（广东）股份有限公司在深交所主板的IPO保荐。
2024-06-30CSC's IPO sponsorship for Jiangsu Jinling Environment Co. on Shanghai Stock Exchange main board is terminated.中信建投保荐的江苏金陵环境股份有限公司在上交所主板的IPO终止。
2024-07-02CSC acted as the sponsor for Beijing Haijinge Pharmaceutical Technology Co., Ltd.'s IPO application on the Beijing Stock Exchange, which was accepted; the company plans to raise 432 million yuan.中信建投担任北京海金格医药科技股份有限公司北交所IPO上市申请的保荐机构，申请已获受理；该公司拟募集资金4.32亿元。
2024-07-04CSC was selected as the sponsor for Luoyang Bearing Group Co., Ltd.'s A-share IPO filing for guidance.中信建投被选为洛阳轴承集团股份有限公司A股IPO辅导备案的辅导券商。
2024-07-08CSC's IPO client Zhuoyi Biotechnology withdrew its Shenzhen Stock Exchange IPO application; CSC was the sponsor.中信建投保荐的卓谊生物撤回深交所IPO申请。
2024-07-09CSC's IPO client Hongxi Energy withdrew its Shenzhen Stock Exchange ChiNext IPO application; CSC was the sponsor.中信建投保荐的鸿禧能源撤回深交所创业板IPO申请。
2024-07-12CSC's IPO client Taijin New Energy's Shanghai Stock Exchange IPO application moved to the inquiry stage; it plans to raise 1.5 billion yuan.中信建投保荐的泰金新能上交所IPO已问询，拟募集资金15亿元。
2024-07-18CSC's IPO client China Uranium Co., Ltd. received an inquiry from the Shenzhen Stock Exchange for its main board IPO; it plans to raise 4.11 billion yuan.中信建投保荐的中国铀业股份有限公司深交所主板IPO已问询，拟募集资金41.1亿元。
2024-07-29CSC's IPO client China Uranium Co., Ltd. was selected for the second batch of on-site IPO inspections by the Securities Association of China in 2024.中信建投保荐的中国铀业被抽中2024年第二批首发企业现场检查。
2024-08-07CSC's IPO client Hebei Yipin Pharmaceutical withdrew its Shenzhen Stock Exchange IPO application; CSC was the sponsor.中信建投保荐的河北一品制药撤回深交所IPO申请。
2024-08-09CSC's IPO client Esok Technology withdrew its Shenzhen Stock Exchange IPO application; CSC was the sponsor.中信建投保荐的埃索凯科技撤回深交所IPO申请。
2024-08-09CSC's IPO client Silicon Valley Analog (Suzhou) Semiconductor withdrew its STAR Market IPO application; CSC was the sponsor.中信建投保荐的硅谷数模（苏州）半导体撤回科创板IPO申请。
2024-08-27CSC was appointed as the sponsor for Fuyang XinYiHua New Material Technology's IPO filing in Anhui.中信建投被聘为阜阳欣奕华新材料科技股份有限公司IPO辅导券商。
2024-09-23CSC's IPO client Beijing Kaike Weishi Technology withdrew its Shenzhen Stock Exchange IPO application; CSC was the sponsor.中信建投保荐的北京开科唯识技术股份有限公司撤回深交所IPO申请。
2024-11-01CSC successfully sponsored the IPO of Shuangrui (Luoyang) Special Equipment Co., Ltd., its 5th IPO project passed review in 2024.中信建投保荐的中船双瑞（洛阳）特种装备股份有限公司IPO过会，为2024年第5单过会IPO项目。
2024-11-14CSC International acted as sole sponsor for Shengwei Times Technology Co., Ltd.'s IPO application to the Hong Kong Stock Exchange.中信建投国际作为独家保荐人，为盛威时代科技股份有限公司向港交所提交上市申请。
2024-12-06CSC acted as the lead underwriter for the IPO of Heilongjiang Tianyouwei Electronics Co., Ltd., which passed the Shanghai Stock Exchange listing committee review on Dec 6, 2024, with a proposed fundraising of 3.004 billion yuan.中信建投作为保荐机构，黑龙江天有为电子股份有限公司IPO于2024年12月6日获上交所上市委会议通过，拟融资金额30.04亿元。
2024-12-19CSC was hired as one of the sponsors for Seres Group's potential Hong Kong secondary listing, with a target fundraising of over USD 1 billion, expected to be completed next year.赛力斯拟赴港二次上市，聘请中信建投为其上市保荐团队之一，目标筹资逾10亿美元，最快计划于明年完成。
2024-12-29Anhui Conch Materials Technology Co., Ltd. passed the Hong Kong Stock Exchange hearing on Dec 27, with CSC International as its sole sponsor.安徽海螺材料科技股份有限公司于2024年12月27日通过港交所聆讯，中信建投国际为其独家保荐人。
2025-01-14CSC-sponsored IPO of Beijing Liuliu Ningyuan Pharmaceutical Technology Co., Ltd. on the Shenzhen Stock Exchange is terminated (withdrawn) after passing the listing committee in Nov 2023.中信建投保荐的六合宁远深交所IPO终止（撤回），此前已于2023年11月通过上市委会议。
2025-01-17Lanzhou Bank (001227.SZ) sees 1.444 billion restricted shares (25.35% of total) become tradable; CSC acted as sponsor and lead underwriter for its 2022 IPO.兰州银行14.44亿股限售股（占总股本25.35%）解禁上市流通；中信建投为其2022年IPO保荐机构及主承销商。
2025-01-20Goertek Microelectronics Inc. files for Hong Kong IPO with joint sponsors including CSC International, CICC, CMB International, and UBS.歌尔微电子提交港交所上市申请，联席保荐人包括中信建投国际、中金公司、招银国际、瑞银集团。
2025-01-20Jiangong Resources (874662) files for Beijing Stock Exchange IPO辅导 with CSC as the辅导 institution.建工资源向北交所报送上市辅导备案，辅导机构为中信建投。
2025-01-21CETC Blue Sky Technology Co., Ltd. files for IPO辅导 on the STAR Market with CSC as the辅导券商.中电科蓝天科技股份有限公司在天津证监局办理科创板IPO辅导备案，辅导券商为中信建投。
2025-01-22Dahon Technology (大行科工) files for Hong Kong IPO with CSC International as the sole sponsor; it is the world's largest folding bicycle maker by retail volume in 2023.大行科工向港交所提交上市申请，中信建投国际为独家保荐人；按2023年零售量计，该公司为全球折叠自行车行业第一。
2025-01-22Fujian Lemo IoT Technology Co., Ltd. (乐摩) files for Hong Kong IPO with CSC International and Shenwan Hongyuan HK as joint sponsors; it is China's top smart massage service provider by transaction value.福建乐摩物联科技向港交所提交上市申请，中信建投国际、申万宏源香港为联席保荐人；该公司为中国智能按摩服务交易额排名第一。
2025-01-23CSC-sponsored IPO of Chaoyang Jinda Titanium Co., Ltd. (金钛股份) on the Beijing Stock Exchange is in the 'questioned' status, having been accepted on Dec 31, 2024.中信建投保荐的朝阳金达钛业北交所IPO审核状态为“已问询”，项目于2024年12月31日获受理。
2025-02-06CSC acted as sponsor and lead underwriter for Wuhan Honghai Technology's IPO on the Beijing Stock Exchange (code 920108).中信建投担任武汉宏海科技股份有限公司北交所IPO的保荐机构和主承销商（股票代码920108）。
2025-02-06CSC was appointed as the辅导机构 (tutoring institution) for Mifu Technology (Zhejiang)'s IPO listing辅导 filing with Zhejiang CSRC, accepted on 2025-01-24.中信建投被指定为弥富科技（浙江）股份有限公司的上市辅导机构，辅导备案于2025年1月24日获浙江证监局受理。
2025-02-07CSC was appointed as the tutoring券商 for Tianjin Green Gas Co., Ltd.'s IPO on the ChiNext board, with tutoring filing accepted by Tianjin CSRC.中信建投被指定为天津绿菱气体股份有限公司创业板IPO的辅导券商，辅导备案获天津证监局受理。
2025-02-17Zhongce Rubber Group (中策橡胶) submitted IPO registration to Shanghai Stock Exchange, with CSC as sponsor, aiming to raise CNY 4.85 billion.中策橡胶集团向上交所提交IPO注册，中信建投担任保荐机构，拟融资金额48.50亿元。
2025-03-13Dongyue Hydrogen Energy terminated its IPO辅导 with CSC and switched sponsor to CITIC Securities, after previously withdrawing辅导 twice.东岳氢能终止与中信建投的IPO辅导，将保荐机构更换为中信证券，此前曾两次撤回辅导备案。
2025-03-22China Tea Co., Ltd. withdrew its IPO application on the Shanghai Stock Exchange main board, with CSC as the sponsor. The planned fundraising was RMB 1.14047 billion.中国茶叶股份有限公司撤回上交所主板IPO申请，中信建投担任保荐机构，原拟募资11.4047亿元。
2025-05-24Huaxida Technology Co., Ltd. filed for IPO on the HKEX Main Board, with CSC International as the sole sponsor.深圳市华曦达科技股份有限公司向港交所主板递交上市申请，中信建投国际为独家保荐人。
2025-05-29Kaijie E-commerce Co., Ltd. filed for IPO on the HKEX Main Board, with CSC International as the sole sponsor.上海凯诘电子商务股份有限公司向港交所主板递交上市申请，中信建投国际为独家保荐人。
2025-05-30ESWIN Computing filed for IPO on the HKEX, with CSC International as joint sponsor. The company is a RISC-V solutions provider for smart terminals and embodied AI.奕斯伟计算向港交所递交招股书，中信建投国际为保荐人之一。该公司专注于RISC-V架构的智能终端和具身智能解决方案。
2025-08-08CSC acted as sponsor and lead underwriter for Yangzhou Tianfulong Group's IPO on the Shanghai Stock Exchange main board, the first A-share listing in Yizheng City.中信建投担任扬州天富龙集团股份有限公司上交所主板IPO的保荐人和主承销商，该公司为仪征市首家A股上市公司。
2025-08-25CSC International acted as sole sponsor for Dahang Tech (Shenzhen) Co., Ltd. which passed the Hong Kong Stock Exchange listing hearing.中信建投国际担任大行科工（深圳）股份有限公司的独家保荐人，该公司通过港交所上市聆讯。
2025-08-26CSC International acted as joint sponsor for Xici Technology, a magnetic sensor IDM company, which filed for IPO on the Hong Kong Stock Exchange.中信建投国际担任希磁科技（磁性传感器IDM公司）的联席保荐人，该公司已向港交所递交上市申请。
2025-09-02CSC acted as joint sponsor for Yipin Group's Hong Kong IPO application; Yipin is a dairy company focused on goat milk powder and special medical formula food.中信建投国际担任宜品集团港股上市的联席保荐人；宜品集团是一家专注于羊奶粉和特殊医学用途配方食品的乳制品企业。
2025-09-08CSC and CICC are the IPO辅导 institutions for Maxicash Consumer Finance, which plans to list on A-shares; Maxicash reported 2024 revenue of 15.149 billion yuan, down 4.09% YoY.中信建投与中金公司为马上消费金融的A股上市辅导机构；马上消费2024年营业收入151.49亿元，同比下降4.09%。
2025-09-09CSC signed a coaching agreement with Bainuo Pharmaceutical on April 14, 2025, for its IPO; Bainuo reported 2024 revenue of 578 million yuan and H1 2025 revenue of 287 million yuan, up 3.12% YoY.中信建投于2025年4月14日与百诺医药签署辅导协议，推进其IPO；百诺医药2024年营收5.78亿元，2025年上半年营收2.87亿元，同比增长3.12%。
2025-10-15Shenzhen Sunyou Cross-Border Logistics Co., Ltd.'s HK IPO application, with CSC International as sole sponsor, lapsed after 6 months (filed Apr 15, 2025).深圳市顺友跨境物流股份有限公司港股IPO申请满6个月失效，中信建投国际为其独家保荐人。
2025-10-17CSC acted as sponsor and lead underwriter for Daosheng Tianhe Materials Technology (Shanghai) Co., Ltd. (601026.SH) IPO on the Shanghai Stock Exchange main board.中信建投担任道生天合材料科技（上海）股份有限公司（601026.SH）上交所主板IPO的保荐人和主承销商。
2025-10-20Lakala Payment Co., Ltd. submitted a HK IPO application to the HKEX, with CSC International as its sole sponsor.拉卡拉向港交所主板提交上市申请，中信建投国际为其独家保荐人。
2025-11-07CSC acted as sole sponsor for Jianbang Gaoke Ltd (Jianbang Gaoke) to re-submit HKEX listing application; previous filing had lapsed on Nov 2.中信建投国际作为独家保荐人，协助建邦高科有限公司重新向港交所提交上市申请；此前招股书于11月2日失效。
2025-11-07CSC acted as sponsor for Ingenic Semiconductor (688727) IPO on SSE STAR Market, raising 1.01 billion yuan; it is the first A-share company primarily engaged in IC lithography materials.中信建投担任保荐机构和主承销商，助力恒坤新材（688727）在科创板上市，募集资金10.10亿元；该公司为A股首家以集成电路光刻材料为主营业务的企业。
2025-11-19CSC International acted as joint sponsor for Lemo Technology (Lemo Tech) which passed HKEX listing hearing; company operates 'Lemo Bar' massage chair network across 337 cities in China, with over 48,000 service points and 533,000 devices.中信建投国际担任联席保荐人，乐摩科技通过港交所上市聆讯；该公司以“乐摩吧”品牌运营，覆盖全国337座城市，拥有超4.8万个服务网点、53.3万台按摩设备。
2025-11-29CSC International acted as sole sponsor for Shanghai KaiJie E-commerce Co., Ltd. (Shanghai Kaijie) to submit HKEX listing application.中信建投国际作为独家保荐人，协助上海凯诘电子商务股份有限公司向港交所提交上市申请。
2025-11-30CSC International acted as sole sponsor for Shanghai Yixin Communication Technology Co., Ltd. (Shanghai Yixin) to submit HKEX listing application.中信建投国际作为独家保荐人，协助上海移芯通信科技股份有限公司向港交所提交上市申请书。
2025-12-01CSC International acted as sole sponsor for Yixin Communication's IPO application on the HKEX main board. Yixin is a global cellular IoT chip provider; in 2024 its NB-IoT chip shipments reached 26.3 million units (38.4% global share) and Cat.1bis chip shipments reached 61.1 million units (22.7% global share).中信建投国际担任移芯通信港交所主板上市独家保荐人。移芯通信是全球蜂窝物联网芯片提供商，2024年NB-IoT芯片出货量2630万片（全球份额38.4%），Cat.1bis芯片出货量6110万片（全球份额22.7%）。
2025-12-01CSC International acted as sole sponsor for Kaijie E-commerce's IPO application on the HKEX main board. Kaijie is a digital retail solutions provider; ranked 5th in China by 2024 GMV (1% market share) and the largest O2O digital retail solutions provider.中信建投国际担任凯诘电商港交所主板上市独家保荐人。凯诘电商是数字零售解决方案供应商，按2024年GMV计为中国第五大（市场份额1%），也是最大的O2O数字零售解决方案提供商。
2025-12-11CSC International acted as joint sponsor for Feisu Innovation's IPO application on the HKEX main board. Feisu is the world's 2nd-largest online DTC network solutions provider by 2024 revenue (6.9% market share), serving over 480,000 customers across 200+ countries.中信建投国际担任飞速创新港交所主板上市联席保荐人。飞速创新以2024年收入计是全球第二大线上DTC网络解决方案提供商（市场份额6.9%），服务逾200个国家和地区的48万多名客户。
2025-12-23CSC International acted as sole sponsor for Longxun Technology's IPO application on the HKEX main board. Longxun is a high-speed mixed-signal chip design company focused on data transmission and processing solutions for smart vision, smart vehicles, AR/VR, and AI.中信建投国际担任龙迅股份港交所主板上市独家保荐人。龙迅股份是一家高速混合信号芯片设计公司，专注于智能视觉、智能车载、AR/VR及AI等领域的数据传输和处理解决方案。
2025-12-24CSC started the listing辅导 (pre-IPO tutoring) process for Hangzhou Deep Robotics Co., Ltd., with the tutoring start date of Dec 23, 2025.中信建投证券开始对杭州云深处科技股份有限公司进行上市辅导，辅导启动日期为2025年12月23日。
2026-01-07Suzhou Great Wall Precision Technology filed for IPO辅导 with Jiangsu CSRC, with CSC as sponsor.苏州长城精工科技向江苏证监局办理IPO辅导备案，辅导机构为中信建投。
2026-01-15Xi'an Unisem Semiconductor filed for IPO辅导 with Shaanxi CSRC, with CSC as sponsor.西安紫光国芯半导体向陕西证监局办理IPO辅导备案，辅导机构为中信建投。
2026-01-30Shenzhen Shuori New Energy Technology filed for IPO辅导 with Shenzhen CSRC, with CSC as sponsor.深圳硕日新能科技向深圳证监局办理IPO辅导备案，辅导机构为中信建投。
2026-01-30Guangzhou Hangrun Technology Group filed for IPO辅导 with Guangdong CSRC, with CSC as sponsor.广州航润技术集团向广东证监局办理IPO辅导备案，辅导机构为中信建投。
2026-01-31Zhejiang Konghui Automotive Technology filed for IPO辅导 with Zhejiang CSRC, with CSC as sponsor.浙江孔辉汽车科技向浙江证监局办理IPO辅导备案，辅导机构为中信建投。
2026-02-26Zhejiang Zhengyake Co., Ltd. files for IPO辅导 (pre-listing guidance) with Zhejiang CSRC, with CSC as the辅导机构 (sponsor).浙江正雅齿科股份有限公司向浙江证监局办理辅导备案登记，辅导机构为中信建投证券。
2026-02-27Anhui Xici Technology Co., Ltd. files for IPO on Hong Kong Stock Exchange, with CSC International as sole sponsor.安徽希磁科技股份有限公司向港交所递交上市申请，独家保荐机构为中信建投国际。
2026-02-28ZanTong Technology Co., Ltd. withdraws its Beijing Stock Exchange IPO application; CSC was the sponsor.赞同科技股份有限公司北交所IPO撤单，保荐机构为中信建投证券。
2026-03-10CSC International acted as sole sponsor for Youlesi (优乐赛) IPO on HKEX, priced at HKD 11.00 per share, raising approximately HKD 224 million, with HK public offering oversubscribed 5,297.2 times.中信建投国际担任优乐赛港交所IPO独家保荐人，发行价每股11.00港元，募资约2.24亿港元，香港公开发售超额认购5297.2倍。
2026-03-20CSC International acted as joint sponsor for Yingfa Ruineng (英发睿能) IPO filing on HKEX; the company is the world's 3rd largest N-type TOPCon cell maker (13.5% share) and first to commercialize N-type xBC cells.中信建投国际担任英发睿能港交所上市申请联席保荐人；该公司是全球第三大N型TOPCon电池片制造商（份额13.5%），并率先商业化N型xBC电池片。
2026-03-23CSC acted as joint sponsor for FS.com (飞速创新) IPO on HKEX, priced at HKD 41.60 per share, raising HKD 1.66 billion, with HK public offering oversubscribed 1,579.71 times.中信建投担任飞速创新港交所IPO联席保荐人，发行价每股41.60港元，募资16.6亿港元，香港公开发售超额认购1579.71倍。
2026-03-25CSC International acted as sole sponsor for Kesun Technology (可胜技术) IPO filing on HKEX; the company is a leading tower CSP and molten-salt energy storage solution provider with 57.9% domestic market share in concentrating systems.中信建投国际担任可胜技术港交所上市申请独家保荐人；该公司是国内领先的塔式光热发电和熔盐储能解决方案提供商，聚光集热系统市场份额57.9%。
2026-03-26CSC's 2025 investment banking revenue was RMB 3.132 billion (+25.76% YoY); completed 33 A-share equity financing projects (RMB 91.773 billion) and 5,131 debt underwriting projects (RMB 1.733 trillion).中信建投2025年投行业务收入31.32亿元（同比+25.76%）；完成A股股权融资项目33家（主承销金额917.73亿元），债务融资项目5131单（主承销金额1.73万亿元）。
2026-03-26CSC's 2025 international business: CSC International revenue and net profit grew over 100% and 150% YoY respectively; completed 7 HK IPO sponsorships with total size HKD 45.839 billion.中信建投2025年国际业务：中信建投国际营业收入和归母净利润同比分别增长超100%和150%；完成港股IPO保荐项目7家，规模合计458.39亿港元。
2026-03-30CSC International acted as joint sponsor for Victory Giant Technology (胜宏科技) IPO hearing on HKEX; the company is the world's largest AI/HPC PCB maker with 13.8% market share.中信建投国际担任胜宏科技港交所上市聆讯联席保荐人；该公司以13.8%市场份额位居全球AI及高性能算力PCB市场第一。
2026-03-30CSC International acted as joint sponsor for SigmaStar Technology (星宸科技) IPO filing on HKEX; the company is the world's largest visual AI SoC supplier with 26.7% market share by shipment.中信建投国际担任星宸科技港交所上市申请联席保荐人；该公司按出货量计以26.7%市场份额位居全球视觉AI SoC供应商首位。
2026-04-01CSC acts as the coaching institution for Chengde Tianda Vanadium Co., Ltd. which filed for IPO coaching filing with Hebei CSRC.中信建投担任承德天大钒业股份有限公司IPO辅导机构，该公司已向河北证监局办理辅导备案登记。
2026-04-03CSC acts as the coaching institution for Yimi Microelectronics Co., Ltd. which filed for IPO coaching filing with Shenzhen CSRC.中信建投担任得一微电子股份有限公司IPO辅导机构，该公司已向深圳证监局办理辅导备案登记。
2026-04-03CSC International is joint sponsor for HeLin Micro Nano's (world-leading MEMS and semiconductor test probe maker) HKEX main board listing application.中信建投国际担任和林微纳（全球领先MEMS及半导体测试探针制造商）港交所主板上市申请的联席保荐人。
2026-04-13CSC International is joint sponsor for Yipin Group (goat milk formula and FSMP company) HKEX main board listing application.中信建投国际担任宜品集团（羊奶粉及FSMP企业）港交所主板上市申请的联席保荐人。
2026-04-17CSC is joint sponsor for Capital Securities Co., Ltd.'s HKEX listing application.中信建投担任首创证券股份有限公司港交所上市申请的联席保荐人。
2026-04-20Xiangdixian (Emperor Compute Technology, GPU chip maker) signed a financial advisory agreement with CSC to fully launch IPO preparation.象帝先计算技术（重庆）有限公司与中信建投证券签署财务顾问协议，全面启动上市筹备工作。
2026-04-23CSC International is joint sponsor for T3 Chuxing (China's third-largest smart mobility platform) HKEX main board listing application.中信建投国际担任T3出行（中国第三大智慧出行平台）港交所主板上市申请的联席保荐人。
2026-04-24CSC won the bid for Guangxi Qiangqiang Carbon Co., Ltd.'s Beijing Stock Exchange IPO project (NEEQ listing) securities firm service, bid amount RMB 2.1 million.中信建投中标广西强强碳素股份有限公司北交所IPO项目（新三板挂牌）券商服务，中标金额210.00万元。
2026-04-25Lion Precision Industry (Suzhou) terminated its Beijing Stock Exchange IPO; CSC was the sponsor. The company had planned to raise RMB 360 million.苏州莱恩精工合金股份有限公司终止北交所IPO，中信建投为保荐机构，原拟募资3.6亿元。
2026-04-27CSC International is sole sponsor for Wangyuan Technology (world's largest cordless pool cleaning robot supplier) HKEX listing application.中信建投国际担任望圆科技（全球最大无缆泳池清洁机器人供应商）港交所上市申请的独家保荐人。
2026-04-27CSC International is joint sponsor for Guangzhou Ruoyuchen Technology Co., Ltd. (cross-border e-commerce brand management) HKEX listing application.中信建投国际担任广州若羽臣科技股份有限公司（跨境电商品牌管理）港交所上市申请的联席保荐人。
2026-04-28CSC International is joint sponsor for GEM Co., Ltd. (GEM, battery recycling and new energy materials) HKEX main board listing application.中信建投国际担任格林美股份有限公司（电池回收与新能源材料）港交所主板上市申请的联席保荐人。
2026-05-18And Medical officially submitted IPO application to HKEX main board, with CSC International as sole sponsor. The company is a leading innovative medical consumables provider in China.安得医疗正式向港交所主板提交上市申请，中信建投国际担任独家保荐人。公司是中国领先的创新型医用耗材提供商。
2026-05-19Yangtze Memory Holdings Co., Ltd. filed for IPO辅导 (tutoring) registration with Hubei CSRC Bureau, with CSC Securities and CITIC Securities as辅导券商 (sponsor-tutors).长江存储控股股份有限公司在湖北证监局办理IPO辅导备案，辅导券商为中信证券、中信建投证券。
2026-05-22Shenzhen Stock Exchange terminated the review of Huisheng Bio's (300871) private placement because sponsor CSC Securities withdrew the application.深交所终止回盛生物(300871)向特定对象发行股票的审核，因保荐人中信建投证券撤回申请。
2026-05-25Beijing Stock Exchange terminated the IPO review of Beijing Haijinge Pharmaceutical Technology Co., Ltd., which had CSC Securities as sponsor (sponsor representatives Yang Xuan and Liu Shengli).北交所终止北京海金格医药科技股份有限公司公开发行股票并在北交所上市的审核，保荐机构为中信建投证券（保荐代表人杨轩、刘胜利）。
2026-05-28Aiswei (Easysolar) submitted IPO application to HKEX main board, with CSC International and ICBC International as joint sponsors. The company is a global smart energy solution provider, ranking third globally in 2025 by shipments of residential energy storage systems and PV inverters.爱士惟向港交所主板递交上市申请，中信建投国际、工银国际为联席保荐人。公司是全球智慧能源解决方案提供商，2025年户用储能系统及光伏逆变器出货量排名全球第三。
2026-06-17CSC is appointed as the sponsor for Ningxia Baoting New Materials Technology Co., Ltd.'s IPO tutoring with the CSRC.中信建投担任宁夏宝廷新材料科技股份有限公司上市辅导机构。
2026-06-17CSC International is the sole sponsor for JuHui Food Technology's (Juhui Tiaochu) Hong Kong IPO filing.中信建投国际为聚慧食品科技有限公司（聚慧餐调）港股IPO独家保荐人。
2026-06-18CSC International is the sole sponsor for DataStory AI Technology's Hong Kong IPO filing.中信建投国际为数说故事人工智能科技股份有限公司港股IPO独家保荐人。
Margin trading & risk management rules融资融券与风控规则
2 · 2024-01-19 → 2024-12-20
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CSC implements new rules to restrict disguised T+0 trading and strengthen margin trading risk management.中信建投实施新规限制变相T+0交易并加强融资融券风险管理。
2024-01-19CSC announced that from January 22, 2024, it will prohibit investors from using securities bought on margin to repay short-selling contracts, to strengthen margin trading risk management.中信建投公告自2024年1月22日起禁止投资者通过融资买入的证券偿还融券合约，以加强融资融券业务风险管理。
2024-12-20CSC announced it will enable a restriction on disguised T+0 trading via margin lending starting Dec 27, 2024, in compliance with CSRC requirements.中信建投公告将于2024年12月27日启用融券变相T+0交易限制功能，以落实证监会相关要求。
Market making & liquidity provision做市与流动性服务
29 · 2024-02-23 → 2026-05-29
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CSC is approved as a primary market maker or liquidity provider for numerous ETFs on the Shanghai and Shenzhen stock exchanges.中信建投获准为上交所和深交所多只ETF提供主做市商或流动性服务。
2024-02-23CSC was added as an on-exchange subscription and redemption agent for the Founder Fubon CSI Shanghai-Hong Kong-Shenzhen Artificial Intelligence 50 ETF (code: 517800), effective February 26, 2024.中信建投自2024年2月26日起新增为方正富邦中证沪港深人工智能50ETF（代码：517800）的场内申购赎回代办券商。
2024-02-28CSC was selected as a liquidity provider for the China Asset Management Hang Seng China Mainland Enterprises High Dividend Yield ETF (code: 159726), effective February 27, 2024.中信建投自2024年2月27日起被选定为华夏恒生中国内地企业高股息率ETF（代码：159726）的流动性服务商。
2024-08-20Shanghai Stock Exchange approved CSC as the primary market maker for Yinhua T+0 Money Market Fund (511880) from August 20, 2024.上交所同意中信建投自2024年8月20日起为银华交易型货币市场基金（511880）提供主做市服务。
2024-10-28SSE agreed CSC to act as the primary market maker for Fullgoal CSI A500 ETF (code 563220) from 2024-10-28.上交所同意中信建投自2024年10月28日起为富国中证A500交易型开放式指数证券投资基金（代码563220）提供主做市服务。
2024-12-23CSC was appointed as the primary market maker for the Guotai Hengsheng A-share Power Grid Equipment ETF (fund code 561380) starting Dec 23, 2024, by the Shanghai Stock Exchange.上交所同意中信建投自2024年12月23日起为国泰恒生A股电网设备ETF（基金代码561380）提供主做市服务。
2025-01-10Shanghai Stock Exchange approves CSC as a principal market maker for the Penghua SSE STAR Market New Energy ETF.上交所同意中信建投为鹏华上证科创板新能源ETF提供主做市服务。
2025-01-20Shanghai Stock Exchange approves CSC as a principal market maker for the Penghua SSE STAR Market 100 ETF.上交所同意中信建投为鹏华上证科创板100ETF提供主做市服务。
2025-01-22Shanghai Stock Exchange approves CSC as a principal market maker for the CSI Shanghai State-owned Enterprise ETF (510810) and the CSI HK Stock Connect High Dividend ETF (513820).上交所同意中信建投为中证上海国企ETF（510810）和汇添富中证港股通高股息ETF（513820）提供主做市服务。
2025-01-27Shanghai Stock Exchange approves CSC as a principal market maker for the CSI STAR Market 50 ETF managed by China Universal.上交所同意中信建投为汇添富上证科创板50成份ETF提供主做市服务。
2025-02-12Shanghai Stock Exchange approved CSC to act as primary market maker for Huaxia CSI HK Financials ETF (code 513190) starting 2025-02-12.上交所同意中信建投自2025年2月12日起为华夏中证港股通内地金融ETF（基金代码513190）提供主做市服务。
2025-02-17Shanghai Stock Exchange approved CSC to provide general market making services for Huaxia SSE Benchmark Corporate Bond ETF.上交所同意中信建投为华夏上证基准做市公司债ETF提供一般做市服务。
2025-02-18Shanghai Stock Exchange approved CSC to act as primary market maker for Huaxia CSI IT Innovation Industry ETF (code 562570) starting 2025-02-18.上交所同意中信建投自2025年2月18日起为华夏中证信息技术应用创新产业ETF（基金代码562570）提供主做市服务。
2025-02-19Shanghai Stock Exchange approved CSC to provide market making services for Fullgoal SSE STAR Market New Energy ETF (code 588960).上交所同意中信建投为富国上证科创板新能源ETF（基金代码588960）提供做市服务。
2025-03-20Shanghai Stock Exchange approved CSC to act as the primary market maker for the Yongying CSI 300 ETF (code 563520) from March 20, 2025.上交所同意中信建投自2025年3月20日起为永赢沪深300ETF（代码563520）提供主做市服务。
2025-03-24CSC was selected as a liquidity service provider for the ChinaAMC ChiNext New Energy ETF (159368) on the Shenzhen Stock Exchange from March 24, 2025.中信建投自2025年3月24日起被选为华夏创业板新能源ETF（159368）在深交所的流动性服务商。
2025-04-22Shanghai Stock Exchange approved CSC to act as the main market maker for the Huaxia SSE STAR Semiconductor Materials & Equipment ETF (588170) starting April 22, 2025.上交所同意中信建投自2025年4月22日起为华夏上证科创板半导体材料设备主题ETF（588170）提供主做市服务。
2025-05-28Shanghai Stock Exchange approved CSC as a market maker for the Bosera Hang Seng High Dividend Yield ETF.上交所同意中信建投证券为博时恒生港股通高股息率交易型开放式指数证券投资基金提供做市服务。
2025-06-16CSC is approved as a market maker for the CSI Bank ETF (fund code: 512820) and the CSI Shanghai STAR New Materials ETF on the Shanghai Stock Exchange.上交所同意中信建投证券为中证银行ETF（512820）和汇添富上证科创板新材料ETF提供主做市服务。
2025-06-26CSC is approved to provide general market-making services for the CICC Yizhuang Industrial Park Closed-End Infrastructure Securities Investment Fund (fund code: 508080) starting June 26, 2025.上交所同意中信建投自2025年6月26日起为中金亦庄产业园封闭式基础设施证券投资基金（508080）提供一般做市服务。
2025-08-18CSC was appointed as the primary market maker for the ChinaAMC CSI A500 Enhanced Strategy ETF (code 512370) on the Shanghai Stock Exchange, effective August 18, 2025.中信建投自2025年8月18日起为华夏中证A500增强策略交易型开放式指数证券投资基金（代码512370）提供主做市服务。
2025-09-08CSC was appointed as the main market maker for the China Merchants CSI Battery Theme ETF (561910) on the Shanghai Stock Exchange, effective September 8, 2025.中信建投证券自2025年9月8日起为招商中证电池主题ETF（561910）提供主做市服务。
2025-10-09Shanghai Stock Exchange approved CSC to serve as a general market maker for Fullgoal CSI Fintech Theme ETF (515720) starting Oct 9, 2025.上交所同意中信建投自2025年10月9日起为富国中证金融科技主题ETF（515720）提供一般做市服务。
2025-10-13Shanghai Stock Exchange approved CSC to serve as the primary market maker for Huabao Hang Seng China (Hong Kong Listed) 30 ETF (520560) starting Oct 13, 2025.上交所同意中信建投自2025年10月13日起为华宝港股通恒生中国（香港上市）30 ETF（520560）提供主做市服务。
2025-10-15Shanghai Stock Exchange approved CSC to serve as a general market maker for Guotai SSE STAR AI ETF (589110) starting Oct 15, 2025.上交所同意中信建投自2025年10月15日起为国泰上证科创板人工智能ETF（589110）提供一般做市服务。
2025-12-11Shanghai Stock Exchange approved CSC to act as a general market maker for the Hua Bao S&P China A-Share Dividend Opportunities ETF (ticker 562060) starting Dec 12, 2025.上交所同意中信建投证券自2025年12月12日起为华宝标普中国A股红利机会ETF（基金代码562060）提供一般做市服务。
2026-01-07CSC was appointed as the main market maker for the 300 Quality ETF (563960) on the Shanghai Stock Exchange from Jan 8, 2026.中信建投自2026年1月8日起为300质量ETF（563960）提供上交所主做市服务。
2026-01-23CSC was appointed as the main market maker for the Southern Hang Seng Tech ETF (520570) on the Shanghai Stock Exchange from Jan 26, 2026.中信建投自2026年1月26日起为南方恒生科技ETF（520570）提供上交所主做市服务。
2026-01-26CSC was appointed as the main market maker for the Huabao SSE STAR Chip ETF (589190) on the Shanghai Stock Exchange from Jan 27, 2026.中信建投自2026年1月27日起为华宝上证科创板芯片ETF（589190）提供上交所主做市服务。
2026-05-29CSC Securities will become the primary market maker for the Harvest CSI Shanghai-Hong Kong-Shenzhen Cloud Computing Industry ETF (517130) starting June 1, 2026.中信建投证券自2026年6月1日起为嘉实中证沪港深云计算产业ETF（517130）提供主做市服务。
Asset-backed securitization (ABS)资产证券化（ABS）
18 · 2024-02-26 → 2026-06-18
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CSC manages and underwrites multiple ABS and REIT projects, including green, carbon-neutral, and quasi-REIT structures.中信建投管理和承销多个ABS和REIT项目，涵盖绿色、碳中和及类REITs结构。
2024-02-26CSC acted as underwriter for the 'CSC - Shanghai International Financial Center Office Building Phase 2-8 Green Asset-Backed Special Plan (Carbon Neutrality)', a RMB 7 billion ABS issued by Xinhuoda Trading (Shanghai) Co., Ltd., which was accepted by the Shanghai Stock Exchange.中信建投作为承销商，为新沪达贸易（上海）有限公司发行的70亿元“中信建投-上海国金中心办公楼二期2-8期绿色资产支持专项计划（碳中和）”ABS，该计划已获上交所受理。
2024-03-18CSC's asset-backed special plan 'CSC-Finance Hongshan Hotel & Optics Valley Holiday Hotel (Pingji Liangyong)' with a total size of 1.072 billion yuan was updated to 'feedback received' on the Shanghai Stock Exchange.中信建投-洪山宾馆及光谷假日酒店资产支持专项计划（平急两用）项目状态更新为“已反馈”，发行总额10.72亿元。
2024-03-19CSC's 'CSC-Zhongguancun Technology Leasing Phase 1 Asset-backed Special Plan' was successfully issued on the Shanghai Stock Exchange, with a total size of 500 million yuan, including 375 million yuan in senior A notes at 2.80% and 100 million yuan in senior B notes at 2.80%.中信建投-中关村科技租赁1期资产支持专项计划在上交所成功发行，发行规模5亿元，优先A级3.75亿元利率2.80%，优先B级1亿元利率2.80%。
2024-04-30CSC Securities as plan manager established 'CSC-Shenzhen Metro Financial Technology Building Asset-backed Special Plan (Carbon Neutral)', raising 1.932 billion yuan to acquire SPV and project company equity.中信建投证券作为计划管理人设立'中信建投-深铁集团金融科技大厦资产支持专项计划（碳中和）'，募集资金19.32亿元用于收购SPV及项目公司股权。
2024-08-06CSC's 'CSC-Hello Green Asset-Backed Special Plan' (20 billion yuan) on the Shenzhen Stock Exchange was terminated.中信建投-哈啰绿色资产支持专项计划（20亿元）在深交所项目状态终止。
2024-11-20CSC's ABS project 'CITIC-CITIC Pacific Plaza Asset-backed Special Plan' with CNY 4.53 billion was approved by the Shanghai Stock Exchange.中信建投-中信泰富广场资产支持专项计划（45.3亿元）获上交所通过。
2024-11-21CSC's ABS project 'CITIC-Yuhang State-owned Commercial Property Asset-backed Special Plan' with CNY 214 million received feedback from the Shanghai Stock Exchange.中信建投-余杭国投商业物业资产支持专项计划（2.14亿元）获上交所反馈。
2024-12-24CSC, as the plan manager, successfully registered the 'Guangdong Energy-Guizhou Company 1-5 Phase Energy Infrastructure Investment Green Asset-Backed Special Plan', the first shelf-type quasi-REITs for a provincial SOE, with initial issuance of 1.22 billion yuan and a priority coupon rate of 2.18%, a record low for REITs.中信建投作为计划管理人注册的“广东能源-贵州公司1-5期能源基础设施投资绿色资产支持专项计划”获批，为省属国企首单储架型类REITs，首期发行规模12.20亿元，优先级票面利率2.18%，创REITs产品票面利率历史新低。
2024-12-25The Shenzhen Stock Exchange approved the provision of transfer services for the 'CSC-CNPC Nuclear Hui 2024 New Energy Infrastructure Investment Asset-Backed Special Plan' starting Dec 26, 2024, with the priority security code 144801.深交所自2024年12月26日起为“中信建投-中核汇能2024年新能源基础设施投资资产支持专项计划”提供转让服务，优先级证券代码144801。
2025-06-23CSC serves as the manager for the 'CSC-Poly Development Commercial Property Green Asset-Backed Special Plan (Carbon Neutral) Phase 1', which is established with total funds of RMB 1.594 billion.中信建投作为管理人的“中信建投-保利发展商用物业第1期绿色资产支持专项计划（碳中和）”成立，实际收到资金15.94亿元。
2025-06-30Waigaoqiao announces plans to launch the 'CSC-Waigaoqiao Group Holding-Type Real Estate Asset-Backed Special Plan', with CSC as the manager, backed by standard factory assets, listed on the Shanghai Stock Exchange.外高桥公告拟作为原始权益人，开展“中信建投-外高桥集团持有型不动产资产支持专项计划”的申报发行，底层资产为标准厂房项目，挂牌上交所。
2025-09-02CSC successfully issued and established the 'CSC-Lixin New Energy 2025 Clean Energy Infrastructure Green Asset Support Special Plan (Carbon Neutrality)' with total issuance of up to 1.226 billion yuan, backed by a wind farm project.中信建投成功发行并设立“中信建投-立新能源2025清洁能源基础设施绿色资产支持专项计划（碳中和）”，发行总额不超过12.26亿元，以风电场项目为底层资产。
2025-11-07CSC acted as plan manager and sales agent for 'CSC - Yuhang State-owned Investment Commercial Property Asset-backed Special Plan' issued on SSE, size 213 million yuan, senior securities yield 2.26%, term ~18 years; first quasi-REIT for a district/county-level SOE in Zhejiang and first for Hangzhou municipal SOE.中信建投证券作为计划管理人和销售机构，在上交所发行“中信建投-余杭国投商业物业资产支持专项计划”，发行规模2.13亿元，优先级证券收益率2.26%，期限约18年；为浙江省区县级国企首单类REITs及杭州市国企首单类REITs。
2025-12-18CSC acted as the exclusive lead manager and plan manager for the 'CSC-FM Yangi New Energy Holding-type Real Estate Asset-Backed Special Plan' (Mingyang Smart Energy Institutional REIT), which was established on the Shanghai Stock Exchange with an issuance size of RMB 812.67 million.中信建投作为计划管理人和独家主承销商的“中信建投-明阳智能新能源持有型不动产资产支持专项计划”（明阳智能机构间REIT）在上交所设立，发行规模8.1267亿元。
2026-04-14CSC's 'CSC-Huangshan Guokong Water Supply Service Fee Revenue Rights Asset-Backed Special Plan' (Huangshan Guokong ABS) was approved for trading on Shenzhen Stock Exchange from April 15, 2026.中信建投-黄山国控供水服务收费收益权资产支持专项计划（黄山国控ABS）获深交所批准自2026年4月15日起提供转让服务。
2026-04-22CSC won the bid for Guiyang Bank's 2026 non-performing loan asset securitization project lead underwriter, bid amount RMB 1.348 million.中信建投中标贵阳银行2026年度不良贷款资产证券化项目牵头主承销商，中标金额134.80万元。
2026-05-14CSC Securities won a bid as asset-backed securities product manager and sales agency for Hangzhou Shangcheng Urban Construction Investment Group, with a winning bid amount of RMB 1.5 million.中信建投证券中标杭州上城区城市建设投资集团有限公司资产证券化产品管理人及销售机构项目，中标金额150万元。
2026-06-18CSC Shounong Commercial REIT lists on Shanghai Stock Exchange; underlying asset is Longde Plaza shopping center in Beijing's Tiantongyuan area; public subscription confirmation ratio below 1%.中信建投首农商业REIT在上交所上市，底层资产为北京天通苑龙德广场，公众认购确认比例不足1%。
Sponsorship & financial advisory保荐与财务顾问
5 · 2024-02-26 → 2026-01-09
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CSC acted as sponsor or financial advisor for various companies' IPOs, private placements, and restructuring.中信建投担任多家公司IPO、定增及重组的保荐人或财务顾问。
2024-02-26CSC, as the sponsor, signed a tripartite supervision agreement on the special account for raised funds with Huiyu Pharmaceutical and its subsidiary, for the innovative drug HY-0006 project.中信建投作为保荐机构，与汇宇制药及其子公司签署了关于创新药物HY-0006项目募集资金专户的三方监管协议。
2025-10-17CSC was appointed as the sponsor for Jiangsu Lopal Technology Co., Ltd.'s (02465) 2025 A-share private placement, replacing Guotai Junan, with sponsor representatives Zhou Baichuan and Shi Jiwei.龙蟠科技（02465）聘请中信建投担任2025年度A股定增保荐机构，接替国泰君安，保荐代表人为周百川、史记威。
2025-11-26CSC acted as sponsor for Yandong Microelectronics (688328) to verify use of raised funds to replace self-raised funds pre-invested in募投项目 (funded projects); the company raised ~4.02 billion yuan via private placement.中信建投作为保荐人对燕东微（688328）使用募集资金置换预先投入募投项目的自筹资金出具核查意见；该公司通过定增募集约40.2亿元。
2025-11-28CSC verified新增募集资金投资项目 (new funded projects) for Jiangsu Craftsmanship Intelligent Home (Jiangsu Craftsmanship, 301061) as sponsor.中信建投作为保荐人对匠心家居（301061）新增募集资金投资项目出具核查意见。
2026-01-09CSC, as financial advisor, responded to SZSE restructuring inquiry on Xiansheng Xiangrui acquisition, detailing funding (up to 80% M&A loan), valuation, and asset divestiture.中信建投作为财务顾问回复深交所重组问询函，详述先声祥瑞收购资金来源（最高80%并购贷款）、估值及资产剥离安排。
Bond interest & principal payments债券付息及兑付
6 · 2024-02-27 → 2024-05-06
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CSC announced interest payments and principal repayments on various corporate bonds and subordinated bonds.中信建投宣布多只公司债券和次级债券的付息及兑付公告。
2024-02-27CSC announced interest payment for its '20 Xintou G2' bond (code: 163223), with a coupon rate of 3.13%, paying RMB 31.3 per lot (RMB 1,000 face value) on March 11, 2024.中信建投公告“20信投G2”债券（代码：163223）付息，票面利率3.13%，每手（面值1000元）派发利息31.3元，付息日为2024年3月11日。
2024-02-27CSC announced interest payment for its '22 Xintou Y1' bond, with a coupon rate of 3.75%, paying RMB 37.5 per lot on March 7, 2024.中信建投公告“22信投Y1”债券付息，票面利率3.75%，每手派发利息37.5元，付息日为2024年3月7日。
2024-02-27CSC announced the final interest payment and principal repayment for its '21 Xintou C4' subordinated bond (code: 175759), with a coupon rate of 3.88%, to be delisted on March 19, 2024.中信建投公告“21信投C4”次级债券（代码：175759）兑付本息并摘牌，票面利率3.88%，摘牌日为2024年3月19日。
2024-03-22CSC announced interest payment on its 2020 perpetual subordinated bond (first tranche) '20 Xintou Y1' of 5 billion yuan at 3.90%, payable on April 1, 2024.中信建投公告2020年永续次级债券(第一期)“20信投Y1”50亿元，票面利率3.90%，将于2024年4月1日付息。
2024-03-22CSC announced interest payment on its 2022 subordinated bond (third tranche, variety 2) '22 Xintou C6' of 1 billion yuan at 3.57%, payable on April 19, 2024.中信建投公告2022年次级债券(第三期)(品种二)“22信投C6”10亿元，票面利率3.57%，将于2024年4月19日付息。
2024-05-06CSC announced interest payment on its perpetual subordinated bond '21 Xin Tou Y1' (total size 5 billion yuan, coupon 4.15%) due on May 17, 2024.中信建投公告其永续次级债券“21信投Y1”（发行总额50亿元，票面利率4.15%）将于2024年5月17日付息。
Asset management & investment mandates资产管理及投资委托
2 · 2024-03-01 → 2024-03-29
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CSC managed large-scale asset management mandates and compensation funds.中信建投管理大规模资管委托及补偿基金。
2024-03-01CITIC Financial Asset plans to invest up to 40 billion yuan via a CITIC Securities and CSC-managed asset management plan, with total entrusted funds not exceeding 60 billion yuan.中信金融资产拟通过中信证券和中信建投管理的资管计划投资不超过400亿元，委托资金合计不超过600亿元。
2024-03-29CSC's 2023 annual report noted that as a sponsor and lead underwriter for Zijing Storage, it jointly established a 1 billion yuan advance compensation fund in May 2023 for investor losses.中信建投2023年年报提及，作为紫晶存储保荐机构和主承销商，于2023年5月与其他中介机构共同出资10亿元设立先行赔付专项基金。
AI & technology partnerships人工智能与技术合作
2 · 2024-03-20 → 2025-02-08
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CSC partners on AI platforms and deploys DeepSeek-R1 for risk control and business innovation.中信建投合作开发AI平台并部署DeepSeek-R1用于风控和业务创新。
2024-03-20CSC partnered with Zhongguancun Fintech to develop a 'Large Model Intelligent Training Platform' for securities industry financial product learning, based on financial domain large models and content generation capabilities.中信建投与中关村科金合作，基于金融领域大模型和内容生成能力，打造证券行业金融产品学习的“大模型智能陪练平台”。
2025-02-08CSC completed local deployment of DeepSeek-R1 during the Spring Festival, building on its early 2024 access to DeepSeek LLM for risk control and business innovation, including 7x24 news monitoring with minute-level response.中信建投在春节期间完成DeepSeek-R1的本地部署，此前已于2024年上半年率先接入DeepSeek大模型，用于风险管控及业务创新，包括构建7×24小时分钟级响应的舆情监测网络。
Financial results & dividends财务业绩与分红
26 · 2024-03-28 → 2026-05-07
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CSC reports annual, semi-annual, and quarterly financial results, with fluctuating revenue and net profit, and declares dividends.中信建投发布年度、半年度和季度财务业绩，营收和净利润波动，并宣布分红。
2024-03-28CSC reported 2023 annual results: revenue 23.243 billion yuan, down 15.68% YoY; net profit 7.034 billion yuan, down 6.45% YoY; EPS 0.78 yuan; proposed dividend of 2.5 yuan per 10 shares.中信建投发布2023年年报：营业收入232.43亿元，同比下降15.68%；净利润70.34亿元，同比下降6.45%；基本每股收益0.78元；拟每10股派发现金红利2.5元。
2024-03-29CSC's 2023 proprietary trading net income was 6.842 billion yuan, up 50.96% YoY; fair value gains reached 2.228 billion yuan versus a loss of 1.474 billion yuan in the prior year.中信建投2023年自营业务净收入68.42亿元，同比增长50.96%；公允价值变动损益22.28亿元，去年同期为亏损14.74亿元。
2024-04-01CSC Securities 2023 annual report: revenue 23.243 billion yuan, down 15.68% YoY; net profit 7.034 billion yuan, down 6.45% YoY; wealth management revenue 6.066 billion yuan, down 1.20% YoY.中信建投证券2023年年报：营业收入232.43亿元，同比下降15.68%；归母净利润70.34亿元，同比下降6.45%；财富管理业务收入60.66亿元，同比下降1.20%。
2024-04-29CSC Securities Q1 2024 net profit 1.228 billion yuan, down 49.39% YoY; revenue 4.294 billion yuan, down 35.91% YoY.中信建投证券2024年一季度净利润12.28亿元，同比下降49.39%；营业收入42.94亿元，同比下降35.91%。
2024-05-07CSC reported Q1 2024 revenue of 4.294 billion yuan, down 35.91% YoY; net profit of 1.228 billion yuan, down 49.39% YoY.中信建投2024年一季度营收42.94亿元，同比下降35.91%；净利润12.28亿元，同比下降49.39%。
2024-08-29CSC reported 2024 H1 results: revenue 9.528 billion yuan (-29.24% YoY), net profit 2.858 billion yuan (-33.66% YoY).中信建投2024年上半年营收95.28亿元（同比-29.24%），净利润28.58亿元（同比-33.66%）。
2024-09-02CSC's H1 2024 revenue was 95.28 billion yuan, down 29.24% YoY; net profit was 28.58 billion yuan, down 33.66% YoY.中信建投2024年上半年营业收入95.28亿元，同比下降29.24%；净利润28.58亿元，同比下降33.66%。
2024-10-30CSC reported Q3 2024 results: Q3 revenue RMB 4.787 billion (-2.69% YoY), net profit RMB 1.44 billion (+4.05% YoY); 9M revenue RMB 14.315 billion (-22.13% YoY), net profit RMB 4.297 billion (-24.49% YoY).中信建投发布2024年第三季度业绩：三季度营收47.87亿元（同比-2.69%），净利润14.4亿元（同比+4.05%）；前三季度营收143.15亿元（同比-22.13%），净利润42.97亿元（同比-24.49%）。
2025-03-27CSC reported 2024 annual results: revenue of RMB 21.129 billion, down 9.10% YoY; net profit of RMB 7.223 billion, up 2.68% YoY. Investment banking revenue fell 48.14%, while wealth management revenue grew 8.97%.中信建投发布2024年年报：营业收入211.29亿元，同比下降9.10%；净利润72.23亿元，同比增长2.68%。投行业务收入下降48.14%，财富管理业务收入增长8.97%。
2025-03-27CSC proposed a final dividend of RMB 0.165 per share (tax included), totaling RMB 1.28 billion, bringing full-year dividend to RMB 1.978 billion, or 32.13% of net profit.中信建投拟每10股派发现金红利1.65元（含税），合计12.8亿元，全年分红总额19.78亿元，占净利润的32.13%。
2025-04-10CSC issued a positive profit alert for Q1 2025: net profit attributable to parent expected ~1.843 billion yuan, +50% YoY; non-recurring net profit ~1.835 billion yuan, +49% YoY, driven by brokerage and proprietary trading income.中信建投发布2025年第一季度业绩预增公告：预计归母净利润约18.43亿元，同比增长约50%；扣非净利润约18.35亿元，同比增长约49%，主因经纪业务和自营业务收入增加。
2025-04-29CSC reported Q1 2025 results: revenue 4.919 billion yuan, +14.54% YoY; net profit attributable to parent 1.843 billion yuan, +50.07% YoY; EPS 0.20 yuan; driven by investment income and fee & commission income.中信建投发布2025年一季报：营业收入49.19亿元，同比增长14.54%；归母净利润18.43亿元，同比增长50.07%；基本每股收益0.20元。
2025-07-14CSC issued a positive profit alert: H1 2025 net profit attributable to parent is expected to be RMB 4.43-4.573 billion, up 55%-60% YoY, driven by higher proprietary trading, brokerage, and investment banking income.中信建投发布业绩预增公告：预计2025年上半年归母净利润44.3-45.73亿元，同比增长55%-60%，主因自营、经纪、投行业务收入增加。
2025-08-12CSC announced a board meeting on August 28, 2025 to review and approve the interim results for the six months ended June 30, 2025.中信建投公告将于2025年8月28日举行董事会会议，审议及批准截至2025年6月30日止六个月的中期业绩。
2025-08-28CSC reported H1 2025 results: revenue RMB 10.74 billion (+19.93% YoY), net profit RMB 4.509 billion (+57.77% YoY), EPS RMB 0.52, proposed interim dividend of RMB 0.165 per share (total RMB 1.28 billion, payout ratio 31.82%).中信建投发布2025年半年报：营业收入107.4亿元（同比+19.93%），净利润45.09亿元（同比+57.77%），基本每股收益0.52元，拟每10股派发现金红利1.65元（含税），分红总额12.8亿元，占净利润31.82%。
2025-09-01CSC's H1 net profit reached 4.5 billion yuan, up 58% YoY; total operating revenue up 20% to 10.7 billion yuan, driven by brokerage commission income up 33% and investment income up 30%.中信建投上半年净利润达45亿元，同比增长58%；总经营收入增长20%至107亿元，受经纪佣金收入增长33%和投资收益增长30%推动。
2025-10-30CSC reported Q3 2025 results: revenue RMB 6.549 billion (+55.29% YoY), net profit RMB 2.58 billion (+79.21% YoY); 9M revenue RMB 17.289 billion (+31.25% YoY), net profit RMB 7.089 billion (+64.95% YoY), driven by higher investment income and fee/commission income.中信建投2025年三季报：第三季度营收65.49亿元（同比+55.29%），净利润25.80亿元（同比+79.21%）；前三季度营收172.89亿元（同比+31.25%），净利润70.89亿元（同比+64.95%），主因投资收益及手续费佣金净收入增加。
2025-11-03CSC declared interim dividend for H1 2025: HKD 0.165 per share (RMB 1.65 per 10 shares), ex-dividend date Nov 25, payment date Dec 30.中信建投宣派2025年中期股息：每股0.165元（每10股派1.65元），除净日11月25日，派发日12月30日。
2025-12-29CSC announced the implementation plan for the 2025 semi-annual profit distribution: a cash dividend of RMB 0.165 per share (tax included), totaling approximately RMB 1.28 billion. The record date is Jan 7, 2026, and the ex-dividend date is Jan 8, 2026.中信建投公布2025年半年度权益分派实施公告：每股派发现金红利0.165元（含税），共计派发约12.8亿元。股权登记日为2026年1月7日，除权除息日为2026年1月8日。
2026-03-26CSC reported 2025 annual results: revenue RMB 23.322 billion (+22.41% YoY), net profit RMB 9.439 billion (+30.68% YoY), proposed dividend of RMB 0.175 per share.中信建投发布2025年年报：营业收入233.22亿元（同比+22.41%），净利润94.39亿元（同比+30.68%），拟每10股派发现金红利1.75元。
2026-03-26CSC's 2025 asset management AUM reached RMB 524.508 billion (+5.99% YoY); CSC Fund's AUM was RMB 175.989 billion (+23.78% YoY), including public fund AUM of RMB 107.257 billion.中信建投2025年客户资产管理受托资金规模达5245.08亿元（同比+5.99%）；中信建投基金资产管理规模1759.89亿元（同比+23.78%），其中公募基金规模1072.57亿元。
2026-03-26CSC's 2025 ESG report: MSCI ESG rating upgraded from A to AA; underwrote 145 green bonds (RMB 64.811 billion) and 13 rural revitalization bonds (RMB 6.213 billion).中信建投2025年ESG报告：MSCI ESG评级由A级提升至AA级；主承销绿色债券145只（金额648.11亿元），乡村振兴债券13只（金额62.13亿元）。
2026-03-27CSC's 2025 profit distribution plan: RMB 0.175 per share (tax incl.), total payout RMB 1.357 billion, representing 31.24% of net profit; subject to shareholder approval.中信建投2025年度利润分配方案：每10股派发现金红利1.75元（含税），合计派发13.57亿元，占归母净利润31.24%，尚需股东会审议。
2026-04-10CSC reported 2025 annual results: revenue RMB 23.322 billion (+22.41% YoY), net profit attributable to parent RMB 9.439 billion (+30.68% YoY), total assets RMB 676.816 billion (+19.49% YoY).中信建投发布2025年年报：营业收入233.22亿元（同比增长22.41%），归母净利润94.39亿元（同比增长30.68%），总资产6768.16亿元（同比增长19.49%）。
2026-04-29CSC reported 2026 Q1 results: revenue RMB 7.696 billion (+62.26% YoY), net profit attributable to parent RMB 3.667 billion (+99.03% YoY).中信建投发布2026年一季报：营业收入76.96亿元（同比增长62.26%），归母净利润36.67亿元（同比增长99.03%）。
2026-05-07CSC Securities published monthly securities movement report for April 2026, showing no change in H-share (1,261,023,762 shares) and A-share (6,495,671,035 shares) capital.中信建投证券发布2026年4月证券变动月报表，H股（1,261,023,762股）和A股（6,495,671,035股）股本无变动。
Sponsor supervision & client terminations持续督导与客户终止
14 · 2024-04-10 → 2026-06-23
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CSC terminates supervision agreements with clients for non-payment and replaces sponsor representatives on various projects.中信建投因客户欠费终止督导协议，并在多个项目中更换保荐代表人。
2024-04-10CSC Securities unilaterally terminated the continuous督导 agreement with ST Zhilan (ST芝兰) due to unpaid督导 fees for two years, after three written reminders.中信建投证券因ST芝兰连续两年未支付持续督导费用，经三次书面催告后，单方解除持续督导协议。
2024-05-13CSC unilaterally terminated the continuous督导 agreement with ST Zhilan (Beijing) Technology Co., effective May 13, 2024, after the company failed to pay fees; NEEQ issued a no-objection letter.中信建投单方解除与ST芝兰（芝兰玉树(北京)科技股份有限公司）的持续督导协议，自2024年5月13日起生效，全国股转公司出具无异议函。
2024-08-08CSC unilaterally terminated the continuous supervision agreement with Nanjing Guanghui Interactive Network Technology; effective from August 9, 2024.中信建投单方解除与南京光辉互动网络科技的持续督导协议，自2024年8月9日起生效。
2024-09-10CSC replaced sponsor representative Qiu Ronghui with Cai Ningmeng for Qingyan Environment's continuous supervision, due to Qiu's job transfer.中信建投因邱荣辉工作调动，将清研环境持续督导保荐代表人更换为蔡柠檬。
2025-01-15CSC takes over as the new sponsor and continuing督导 institution for Kuaike Electronics (快可电子), replacing Haitong Securities, with sponsors Li Pengfei and Gao Yiming.中信建投承接快可电子持续督导工作，取代海通证券，委派保荐代表人李鹏飞、高一鸣。
2025-08-29CSC changed the independent financial advisor sponsor for Wangfujing's merger and restructuring project, replacing He Haichang with Zhao Runzhang due to job transfer.中信建投变更王府井换股吸收合并北京首商集团并募集配套资金项目的独立财务顾问主办人，何海畅因工作岗位调动由赵润璋接替。
2025-10-14CSC replaced sponsor representative Wang Zhiyu with Wang Yuming for Sinosteel Tiantuan's (000928) 2020 private placement ongoing supervision.中信建投委派保荐代表人王玉明接替王志宇，继续担任中钢天源2020年非公开发行股票持续督导保荐代表人。
2025-11-10CSC replaced sponsor representative for Uni-Bond New Material's convertible bond project: Li Pengfei replaced by Mao Zhenyu.中信建投变更宇邦新材可转债项目保荐代表人：李鹏飞由毛震宇接替。
2025-11-13CSC replaced sponsor representative for Haiyou New Materials' convertible bond project: Li Pengfei replaced by Ren Yuntao.中信建投变更海优新材可转债项目保荐代表人：李鹏飞由任云涛接替。
2025-11-24CSC replaced sponsor representative for San Yuan Bio-Tech's IPO project: Chen Lei replaced by Shao Luwei.中信建投变更三元生物首次公开发行股票项目持续督导保荐代表人：陈磊由邵路伟接替。
2026-01-15CSC changed its sponsor representative for iSoftStone's ChiNext IPO from Huang Yaying to Chen Zehao, continuing with Xu Jie.中信建投变更软通动力创业板IPO持续督导保荐代表人，由黄亚颖换为谌泽昊，与许杰共同担任。
2026-01-29CSC, as sponsor, issued verification opinion on Shen Sangda's adjustment of raised funds usage for investment projects.中信建投作为保荐人就深桑达调整募集资金投资项目使用金额出具核查意见。
2026-04-13CSC completed its sponsor continuous supervision period for Venus Technology (private placement project) and issued a sponsor summary report confirming compliance.中信建投完成启明星辰向特定对象发行股票项目的持续督导期，出具保荐总结报告书确认合规。
2026-06-23CSC changes the sponsor representative for Shinva Medical Instrument's (600587.SH) 2021 private placement from Tian Bin to Zhong Haiyang due to Tian's job transfer.中信建投变更新华医疗2021年非公开发行股票持续督导保荐代表人，田斌因工作调动由钟海洋接替。
Credit rating & REITs信用评级与REITs
2 · 2024-04-17 → 2024-08-14
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CSC upgraded a client's credit rating and reported REIT distribution results.中信建投上调客户信用评级并披露REIT分红结果。
2024-04-17CSC SPIC New Energy REIT announced 2023 distribution of 838.7 million yuan, 110.78% of forecast; Q1 2024 revenue 302 million yuan, up 21.87% YoY.中信建投国家电投新能源REIT宣布2023年分配金额8.387亿元，完成率110.78%；2024年一季度主营业务收入3.02亿元，同比增长21.87%。
2024-08-14CSC upgraded the credit rating of Guangzhou High-tech Zone Investment Group from AA+/stable to AAA/stable.中信建投将广州高新区投资集团长期信用等级由AA+/稳定上调至AAA/稳定。
Offshore debt & guarantees (CSCIF Hong Kong)境外债务与担保（中信建投国际）
20 · 2024-04-26 → 2026-06-02
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CSCIF Hong Kong issues notes under MTN programs, with guarantees from CSC, to raise offshore capital.中信建投国际在中期票据计划下发行票据，由中信建投提供担保，以筹集境外资金。
2024-04-26Fitch assigned 'BBB+' rating to CSCIFHK's USD 4 billion MTN program, guaranteed by CSC Securities and CSC International.惠誉授予CSCIFHK 40亿美元中期票据计划'BBB+'评级，由中信建投证券和中信建投国际担保。
2024-06-04CSC provides a USD 500 million irrevocable guarantee to its subsidiary CSCIF Hong Kong Limited, established on 2024-04-17.中信建投为其子公司CSCIF Hong Kong Limited（成立于2024年4月17日）提供5亿美元不可撤销担保。
2024-10-08CSC provided a USD 267 million irrevocable guarantee to its subsidiary CSCIF Hong Kong Limited, established on 2024-04-17.中信建投向其子公司CSCIF Hong Kong Limited（成立于2024年4月17日）提供2.67亿美元不可撤销担保。
2024-11-14CSC provided a USD 100 million irrevocable guarantee for its subsidiary CSCIF Hong Kong Limited.中信建投为其子公司CSCIF Hong Kong Limited提供1亿美元不可撤销担保。
2025-02-18CSC's indirect wholly-owned subsidiary CSCIF Hong Kong Limited issued a 359-day note under its MTN program, principal CNY 200 million, guaranteed by CSCIF (guarantee amount CNY 206 million).中信建投间接全资附属公司CSCIF Hong Kong Limited完成中票计划下359天期票据发行，本金2亿元人民币，由中信建投国际提供2.06亿元担保。
2025-02-24CSCIF Hong Kong Limited, as guarantor, signed a guarantee agreement with HSBC for a note issuance under its MTN program; post-issuance guarantee balance reached CNY 707 million.中信建投国际作为担保人与香港上海汇丰银行签署担保协议，为发行人CSCIF Hong Kong Limited的票据发行提供担保，担保余额增至7.07亿元人民币。
2025-03-25CSC provided a RMB 513 million guarantee for its indirect wholly-owned subsidiary CSCIF Hong Kong Limited to support a RMB 500 million note issuance under an offshore MTN program.中信建投为其间接全资附属公司CSCIF Hong Kong Limited提供5.13亿元人民币担保，以支持其在境外中期票据计划下发行5亿元票据。
2025-07-29CSC's indirect wholly-owned subsidiary CSCIF Hong Kong Limited completed a RMB 700 million 3-year note issuance under the EMTN programme, guaranteed by CSCIF (guarantee amount RMB 743 million).中信建投间接全资附属公司CSCIF Hong Kong Limited完成一笔7亿元3年期境外中期票据发行，由中信建投国际提供无条件不可撤销连带责任保证（担保金额7.43亿元）。
2025-08-13CSC's subsidiary CSCIF Hong Kong provided a USD 800 million guarantee for derivative transactions of another subsidiary, Jiantou (Overseas) Investment, under ISDA master agreements with Jefferies, Societe Generale, Citigroup and BOC Hong Kong.中信建投全资子公司中信建投国际为另一全资子公司建投（海外）投资有限公司与富瑞、法兴、花旗及中银香港之间的ISDA衍生品交易提供8亿美元担保。
2025-10-10CSC's indirect subsidiary CSCIF Hong Kong Limited issued a 364-day offshore MTN of RMB 500 million under the guaranteed MTN programme, guaranteed by CSCIF.中信建投间接附属公司CSCIF Hong Kong Limited在境外中期票据计划下发行一笔364天期5亿元人民币票据，由中信建投国际担保。
2025-10-22CSC's indirect subsidiary CSCIF Hong Kong Limited issued a 59-day offshore MTN of RMB 260 million under the guaranteed MTN programme, guaranteed by CSCIF.中信建投间接附属公司CSCIF Hong Kong Limited发行一笔59天期2.6亿元人民币境外中期票据，由中信建投国际担保。
2025-10-23CSC's indirect subsidiary CSCIF Hong Kong Limited issued a 92-day offshore MTN of USD 30 million under the guaranteed MTN programme, guaranteed by CSCIF.中信建投间接附属公司CSCIF Hong Kong Limited发行一笔92天期0.3亿美元境外中期票据，由中信建投国际担保。
2026-01-22CSCIF Hong Kong Limited, an indirect wholly-owned subsidiary of CSC, issued a 364-day, USD 200 million note under its USD 4 billion offshore MTN program, guaranteed by CSCIF (HK) Financial Holdings.中信建投间接全资附属公司CSCIF Hong Kong Limited根据40亿美元境外中期票据计划，发行一笔364天期、本金2亿美元的票据，由中信建投国际提供担保。
2026-01-22CSC disclosed total guarantees of RMB 45.192 billion as of Jan 22, 2026, representing 42.45% of audited net assets.中信建投披露截至2026年1月22日对外担保总额451.92亿元，占经审计净资产42.45%。
2026-01-26CSCIF Hong Kong Limited issued a 361-day, RMB 600 million note under the same MTN program, guaranteed by CSCIF (HK) Financial Holdings for RMB 612 million.CSCIF Hong Kong Limited根据同一中票计划发行一笔361天期、本金6亿元人民币的票据，中信建投国际提供6.12亿元担保。
2026-01-28CSCIF Hong Kong Limited issued a 6-month, USD 120 million note under the MTN program, guaranteed by CSCIF (HK) Financial Holdings for USD 122 million.CSCIF Hong Kong Limited根据中票计划发行一笔6个月期、本金1.2亿美元的票据，中信建投国际提供1.22亿美元担保。
2026-01-28CSC disclosed total guarantees of RMB 46.664 billion as of Jan 28, 2026, representing 43.83% of audited net assets.中信建投披露截至2026年1月28日对外担保总额466.64亿元，占经审计净资产43.83%。
2026-04-15S&P assigned 'BBB+' long-term issue rating to CSCIF Hong Kong Ltd.'s proposed RMB-denominated senior unsecured bonds.标普授予中信建投国际拟发行人民币计价高级无抵押债券“BBB+”长期发行评级。
2026-05-18CSC Securities announced that as of the disclosure date, the company and its subsidiaries provided total guarantees of RMB 50.825 billion, accounting for 42.67% of the latest audited net assets.中信建投公告，截至披露日公司及控股子公司实际提供担保金额为508.25亿元，占最近一期经审计净资产的42.67%。
2026-06-02CSC announces total actual guarantees of RMB 52.405 billion, accounting for 44.00% of net assets, with no overdue guarantees.中信建投公告实际担保金额为524.05亿元，占净资产的44.00%，无逾期担保。
Executive & board changes高管与董事会变动
38 · 2024-04-30 → 2026-06-03
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CSC undergoes significant leadership changes including chairman succession, new appointments, and resignations due to retirement or job change.中信建投经历重大领导层变动，包括董事长交接、新任命以及因退休或工作变动导致的辞职。
2024-04-30CSC Securities board re-elected Wang Changqing (王常青) as chairman, Li Min (李岷) and Wu Ruilin (武瑞林) as vice chairmen; re-appointed Wang Guangxue (王广学) as board secretary and Du Ningning (都宁宁) as securities representative.中信建投证券董事会选举王常青为董事长，李岷、武瑞林为副董事长；续聘王广学为董事会秘书，都宁宁为证券事务代表。
2024-04-30CSC Securities board elected Zhou Xiaoyu (周笑予) as chairman of the third supervisory board.中信建投证券监事会选举周笑予为第三届监事会主席。
2024-05-24CSC executive committee member Zhou Zhigang resigned due to reaching statutory retirement age, effective May 24, 2024.中信建投执行委员会委员周志钢因达到法定退休年龄辞任，自2024年5月24日起生效。
2024-06-07CSC reshuffles heads of fixed income, asset management, brokerage, and office administration departments, involving executive committee members Jiang Yueqin, Zhang Xinfan, Wang Guangxue, and Liu Naisheng, due to audit-mandated rotation.中信建投因审计署要求的定期轮换，调整了固收、资管、经纪和办公室行政负责人等关键部门一把手，涉及执行委员会委员蒋月勤、张昕帆、王广学、刘乃生。
2024-06-07CSC adds Hua Shurui as non-executive director; she is a dispatched director of Central Huijin Investment Ltd.中信建投增补华淑蕊为非执行董事，她现任中央汇金投资有限责任公司派出董事。
2024-06-28CSC's 2023 annual general meeting elects Hua Shurui as non-executive director, pending CSRC Beijing bureau filing.中信建投2023年度股东大会选举华淑蕊为非执行董事，待中国证监会北京监管局备案。
2024-07-08CSC appointed Liu Naisheng as the new Board Secretary, replacing Wang Guangxue, effective from the board meeting date.中信建投聘任刘乃生为新任董事会秘书，接替王广学，自董事会审议通过之日起履职。
2024-08-29CSC appointed Zou Yingguang as Chief Financial Officer, effective August 30, 2024.中信建投聘任邹迎光为财务负责人，自2024年8月30日起履职。
2024-09-01Zou Yingguang became the head of CSC on August 30, 2024; his background includes roles in fixed income and previous positions at Huaxia Securities and Hainan Huayin Trust.邹迎光于2024年8月30日成为中信建投负责人；其背景包括固收业务经验，此前曾在华夏证券和海南华银信托任职。
2024-10-10Non-executive director Wu Ruilin resigned due to reaching statutory retirement age, stepping down as vice chairman and committee roles, effective 2024-10-10.非执行董事武瑞林因达到法定退休年龄辞职，辞去副董事长及委员会职务，自2024年10月10日起生效。
2024-10-26CSC appointed Zou Yingguang as Chief Financial Officer, effective from 2024-08-30, for the remainder of the third board term.中信建投聘任邹迎光为财务负责人，自2024年8月30日起履职，任期至第三届董事会任期结束。
2024-11-05CSC executive director Zou Yingguang resigned due to job change, and senior manager Zhang Zhibin resigned as executive committee member.中信建投执行董事邹迎光因工作变动辞职，高级管理人员张志斌辞去执行委员会委员职务。
2024-11-08CSC appointed Jin Jianhua as general manager, effective from board approval on November 8, 2024.中信建投聘任金剑华为总经理，自2024年11月8日董事会审议通过之日起履职。
2024-11-11CSC proposed to elect Jin Jianhua as executive director at the fourth extraordinary general meeting on November 29, 2024.中信建投提议在2024年11月29日第四次临时股东大会上选举金剑华为执行董事。
2024-11-28CSC board appointed general manager Jin Jianhua to temporarily act as financial officer until a new appointment is made.中信建投董事会指定总经理金剑华在财务负责人空缺期间代为履行该职责。
2024-11-29CSC shareholders elected Jin Jianhua as executive director at the fourth extraordinary general meeting, effective immediately.中信建投股东大会选举金剑华为执行董事，自选举通过之日起履职。
2024-12-02CSC held its 4th extraordinary general meeting of 2024 on Nov 29, electing Jin Jianhua as executive director of the 3rd Board, effective immediately upon approval.中信建投于2024年11月29日召开2024年第四次临时股东大会，选举金剑华为第三届董事会执行董事，自审议通过之日起履职。
2024-12-20CSC's supervisory board chairman Zhou Xiaoyu resigned due to retirement, effective Dec 20, 2024.中信建投监事会主席周笑予因到龄退休辞职，自2024年12月20日起生效。
2024-12-20CSC elected Dai Bo as the new employee representative supervisor at the 3rd Staff Representative Congress 4th Plenary Session on Dec 20, 2024, replacing Lin Xuan who resigned.中信建投于2024年12月20日召开第三届职工代表大会第四次全体会议，选举戴波为第三届监事会职工代表监事，接替辞职的林煊。
2025-01-10CSC Chairman Wang Changqing is about to retire; Liu Cheng, President of China CITIC Bank, will succeed him as Party Secretary of CSC, pending statutory procedures.中信建投董事长王常青即将退休；中信银行行长刘成接任中信建投党委书记，后续履行法定程序。
2025-01-17CSC's third supervisory board elects Lin Xuan as the new chairperson of the supervisory board, effective immediately, subject to filing with Beijing CSRC Bureau.中信建投第三届监事会选举林煊为监事会主席，即日履职，并报北京证监局备案。
2025-02-20Chairman Wang Changqing resigned due to age retirement, effective upon election of a new executive director by the shareholders' meeting.董事长王常青因到龄退休辞任，自股东大会选举产生新任执行董事之日起生效。
2025-02-20Liu Cheng was elected as the new chairman of CSC's third board of directors, pending shareholder approval of his executive director appointment; he also became a member of the executive committee and authorized representative under HK Listing Rules.刘成被选举为中信建投第三届董事会董事长，待股东大会通过其执行董事任命后生效；同时担任执行委员会委员及香港联交所授权代表。
2025-02-24CSC announced that its 2025 second extraordinary general meeting will be held on 2025-03-13 to elect Liu Cheng as an executive director.中信建投公告将于2025年3月13日召开2025年第二次临时股东大会，审议选举刘成为执行董事的议案。
2025-03-13CSC elected Liu Cheng as executive director and chairman, replacing Wang Changqing who retired due to age. Liu Cheng, former president of China CITIC Bank, also became the legal representative and head of the executive committee.中信建投选举刘成为执行董事和董事长，接替因到龄退休的王常青。刘成曾任中信银行行长，同时担任法定代表人及执行委员会主任。
2025-05-15Wu Chaozhe, head of CSC's Research & Development Department (Institute Director), was appointed as a member of the CSC Party Committee.中信建投研究发展部负责人(研究所所长)武超则，已任中信建投证券党委委员。
2025-06-07Xu Tao, CEO of CSC International, is appointed as a new member of the Hong Kong SFC Advisory Committee for a term from June 1, 2025 to May 31, 2027.中信建投国际行政总裁徐涛获委任为香港证监会咨询委员会新委员，任期2025年6月1日至2027年5月31日。
2025-06-20Non-executive director Liu Yanming resigns from CSC due to work reasons, also stepping down from the Board's Strategy and Development Committee.中信建投非执行董事刘延明因工作原因辞职，同时辞去董事会发展战略委员会委员职务。
2025-06-23CSC appoints Wu Chaoze as a new member of the Executive Committee, effective June 20, 2025; she also serves as Party Committee member and head of Research & International Business.中信建投聘任武超则为执行委员会委员，自2025年6月20日起生效；她同时担任党委委员、研究发展部和国际业务部行政负责人。
2025-07-30CSC's board resolved to propose the election of Zhu Yong as non-executive director and vice chairman (subject to shareholder approval); Zhu is a director of China Export & Credit Insurance Corporation, appointed by Central Huijin.中信建投董事会决议提请股东大会选举朱永为非执行董事及副董事长（待股东大会批准）；朱永现任中央汇金派出董事、中国出口信用保险公司董事。
2025-08-05CSC elected Zhu Yong as Vice Chairman of the board; Zhu holds a PhD in Economics from Peking University.中信建投选举朱永为副董事长；朱永拥有北京大学经济学博士学位。
2025-11-21CSC elected Dai Bo as employee representative director at职工代表大会 (staff congress).中信建投召开职工代表大会，选举戴波为公司职工代表董事。
2025-11-21CSC board resolved to abolish the supervisory board; all supervisory board members (Lin Xuan, Dong Hongfu, Li Fang, Wang Xiaoguang, Zhao Ming, Dai Bo) resigned effective Nov 21, with duties transferred to the audit committee.中信建投董事会决议不再设置监事会；全体监事（林煊、董洪福、李放、王晓光、赵明、戴波）自11月21日起离任，职权由审计委员会行使。
2025-12-30CSC's 3rd Board of Directors held its 19th meeting on Dec 30, 2025, approving the appointment of Dai Bo to the Strategy Committee, Wang Hua and Zheng Wei to the Remuneration and Nomination Committee, and the revision of several internal governance rules including the 'Comprehensive Risk Management System', 'Internal Audit Management System', and 'Information Disclosure Management Measures'.中信建投第三届董事会第十九次会议于2025年12月30日召开，审议通过增补戴波为发展战略委员会委员、王华和郑伟为薪酬与提名委员会委员，并修订了《全面风险管理制度》《内部审计管理制度》及《信息披露事务管理办法》等制度。
2026-01-30Non-executive director Yan Xiaolei resigned from CSC board and all committee roles due to work reasons.非执行董事闫小雷因工作原因辞去中信建投董事会及所有委员会职务。
2026-01-30CSC board nominated Dong Hongfu as non-executive director candidate, subject to shareholder approval.中信建投董事会提名董洪福为非执行董事候选人，待股东大会审议。
2026-05-29CSC Securities announced that Yuan Qinghui officially assumed the role of head of the pharmaceutical and healthcare research team, effective May 28, 2026.中信建投宣布袁清慧正式担任医药及大健康研究组负责人，自2026年5月28日起生效。
2026-06-03CSC board approves the formulation of a compensation management system, to be submitted to shareholders for approval.中信建投董事会审议通过制定薪酬管理制度的议案，尚需提交股东会审议。
Bond risk & default events债券风险与违约事件
6 · 2024-05-07 → 2026-05-22
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CSC discloses bond risk warnings, convenes bondholders meetings, and handles default notices for issuers in distress.中信建投披露债券风险警示，召集持有人会议，并处理困境发行人的违约通知。
2024-05-07CSC reported that Oceanwide Holdings' debt-to-asset ratio exceeded 90% (130.47% in FY2023, 132.86% in Q1 2024), triggering investor protection mechanisms for its bonds (19 Fan Kong 01-05).中信建投报告泛海控股资产负债率超过90%（2023年130.47%，2024年一季度132.86%），触发其债券（19泛控01-05）投资者保护机制。
2024-05-23CSC, as convener, held the first bondholders' meeting for Sichuan Blue Ray Development's 2021 first-phase medium-term note (21 Blue Ray MTN001), proposing eight resolutions including conditional waiver of commitments and disclosure of litigation and asset seizure status.中信建投作为召集人召开四川蓝光发展2021年度第一期中期票据（21蓝光MTN001）2024年第一次持有人会议，提出八项议案，包括有条件豁免承诺、披露诉讼及资产查封情况等。
2024-09-26CSC issued a default notice to Mingpu Optical Magnetic's controlling shareholder Yang Xianjin regarding a pledged shares default involving 5.01% of total shares.中信建投向铭普光磁控股股东杨先进发出违约告知函，涉及质押股份逾期违约，占公司总股本5.01%。
2024-10-21CSC as受托管理人 disclosed that Beijing Oriental Landscape Environment Co., Ltd., a subsidiary of Beijing Chaoyang State-owned Capital Operation Co., was listed as a dishonest person subject to enforcement.中信建投作为受托管理人披露，北京朝阳国有资本运营管理有限公司子公司北京东方园林环境股份有限公司被列入失信被执行人名单。
2025-11-26CSC acted as meeting convener for '23 Syngenta MTN002' bondholders meeting, but meeting failed due to insufficient quorum (only 9% of voting rights attended, below 50% threshold).中信建投作为召集人召开“23先正达MTN002”持有人会议，但因出席表决权仅占9%，未达50%门槛，会议未能有效召开。
2026-05-22CSC Securities, as meeting convener, issued议案 (proposal) notices for holders of '19 BlueRay MTN001' and '20 BlueRay MTN001' regarding conditional waiver of pre-commitment clauses and additional guarantees for BlueRay Development.中信建投证券作为会议召集人，发布关于“19蓝光MTN001”、“20蓝光MTN001”持有人会议议案，涉及有条件豁免事先承诺条款及增加担保。
Strategic partnerships & cooperation战略合作与协同
5 · 2024-05-30 → 2026-04-29
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CSC signs strategic agreements with banks and meets with government and corporate leaders to deepen cooperation.中信建投与银行签署战略协议，并与政府及企业高层会晤深化合作。
2024-05-30CSC signed a comprehensive strategic cooperation agreement with Gansu Bank, covering brokerage, capital financing, asset management, bond business, investment banking, and asset securitization.中信建投与甘肃银行签署全面战略合作协议，合作领域包括经纪业务、资金融通、资产管理、债券业务、投资银行、资产证券化等。
2025-10-11CSC Chairman Liu Cheng met with Shanghai Clearing House Chairman Ma Jianyang; both agreed to deepen cooperation in clearing, custody, bond issuance, FX clearing, interest rate swaps, and bond netting.中信建投董事长刘成会见上海清算所董事长马贱阳，双方同意深化清算托管、发行承销、外汇清算、利率互换、债券净额等业务合作。
2025-10-21CSC Chairman Liu Cheng met with China Electric Equipment Group Chairman Li Hongfeng to discuss deepening cooperation in capital operations, bond issuance, and institutional services.中信建投董事长刘成会见中国电气装备集团董事长李洪凤，双方就资本运作、债券融资、机构业务等深化合作进行交流。
2025-12-15CSC and China Citic Bank Yueyang Branch jointly held an investment event in Yueyang, leveraging the 'rong-rong synergy' of the Citic system to serve the local real economy.中信建投证券与中信银行岳阳分行联合在岳阳举办投资活动，发挥中信体系“融融协同”优势服务地方实体经济。
2026-04-29CSC Chairman Liu Cheng met with Anhui Province Governor Wang Qingxian to discuss cooperation in equity and bond financing, M&A, and fund investment.中信建投董事长刘成与安徽省省长王清宪举行工作会谈，商讨股权债券融资、并购重组、基金投资等合作。
Mingyang Smart Energy REIT明阳智能新能源REIT
5 · 2024-06-21 → 2024-07-23
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CSC sponsors and lists the first onshore wind power public REIT in China, with record oversubscription.中信建投保荐并上市国内首单陆上风电公募REIT，获得创纪录超额认购。
2024-06-21CSRC approves registration of CSC Mingyang Smart Energy New Energy REIT, the first onshore wind power public REIT and first private wind power public REIT in China, with a contract term of 15 years and 200 million fund units.证监会准予中信建投明阳智能新能源REIT注册，这是全国首单陆上风电公募REITs和首单民营风电公募REITs，合同期限15年，募集份额2亿份。
2024-06-28CSC Mingyang Smart Energy New Energy REIT receives 91.38 times oversubscription in offline bookbuilding, a record high for 2024 REITs.中信建投明阳智能新能源REIT网下询价获91.38倍认购，创2024年公募REITs新高。
2024-07-03CSC's Mingyang Smart Energy REIT (508015) saw public subscription 314.98 times oversubscribed, triggering proportional allotment with a public allotment ratio of 0.3175%.中信建发明阳智能新能源REIT（508015）公众认购倍数达314.98倍，触发比例配售，公众配售比例低至0.3175%。
2024-07-13CSC's Mingyang Smart Energy REIT completed the equity transfer of two project companies (Huanghua and Keshiketengqi), legally owning the infrastructure assets.中信建发明阳智能新能源REIT完成两个项目公司（黄骅洁阳、克什克腾旗明智）的股权变更登记，合法拥有基础设施项目资产。
2024-07-23CSC's Mingyang Smart Energy REIT (508015) was listed on the Shanghai Stock Exchange, the first onshore wind power public REIT and the first private enterprise wind power public REIT in China, with a fundraising scale of about 1.28 billion yuan.中信建发明阳智能新能源REIT（508015）在上交所上市，为全国首单陆上风电公募REITs及首单民营企业风电公募REITs，募集规模约12.8亿元。
Compliance & internal discipline合规与内部纪律
4 · 2024-07-26 → 2025-12-24
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CSC handles internal compliance breaches including an intern leaking client information and a former director sentenced for bribery.中信建投处理内部合规事件，包括实习生泄露客户信息及前部门负责人因受贿被判刑。
2024-07-26A CSC intern leaked sensitive client information (Wangyuan Technology, Hai Rou Innovation, Guoneng Xinkong) in a social media video; CSC terminated the internship and initiated accountability procedures.中信建投一名实习生在社交媒体视频中泄露客户敏感信息（望圆科技、海柔创新、国能信控）；公司已责令该学生终止研学并启动问责程序。
2024-07-27CSC announced that the intern was improperly introduced by a team leader, who was dismissed; the company stated no financial fraud was involved.中信建投声明，该实习生系团队负责人违规引入，已对该负责人撤职；经查不存在协助财务造假情况。
2025-05-27CSC issued a statement on its official website denying any cooperation with third parties for internal referral internships.中信建投在官方网站发布声明，否认与任何第三方建立内推简历合作关系。
2025-12-24Former CSC bond underwriting department director Fang Beibei was sentenced to 10 years and 6 months in prison for bribery involving over RMB 5.4 million in fees related to the issuance and secondary market 'distribution' of Road King's '19 Road King 01' domestic bonds.中信建投投行前债券承销部总监房蓓蓓因在路劲“19路劲01”境内债发行及后续“出货”过程中收取返费逾540万元，一审被判处有期徒刑10年6个月。
Dividend distributions分红派息
3 · 2024-08-13 → 2024-12-18
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CSC announced A-share cash dividends and interim dividends for 2023 and 2024.中信建投公告2023年和2024年A股现金分红及中期分红。
2024-08-13CSC announced a 2023 A-share cash dividend of 0.25 yuan per share (total ~1.94 billion yuan), with record date August 21, 2024.中信建投宣布2023年度A股每股派发现金红利0.25元（合计约19.4亿元），股权登记日2024年8月21日。
2024-09-26CSC's board approved a 2024 interim dividend of 0.09 yuan per share (0.90 yuan per 10 shares), totaling 698 million yuan, representing 30.27% of H1 net profit.中信建投董事会批准2024年中期利润分配方案：每10股派发现金红利0.90元（含税），总额6.98亿元，占上半年净利润30.27%。
2024-12-18CSC announced an interim A-share dividend for the first half of 2024 of 0.09 yuan per share (tax included), with record date Dec 26, ex-dividend date Dec 27, and payment date Dec 27.中信建投公告2024年半年度A股权益分派，每股派发现金红利0.09元（含税），股权登记日12月26日，除权除息日12月27日，现金红利发放日12月27日。
Equity investments & fund formation股权投资与基金设立
5 · 2024-09-23 → 2026-06-16
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CSC Investment participates in equity funds and venture investments, including partnerships with CATL and others.中信建投投资参与股权基金和风险投资，包括与宁德时代等合作。
2024-09-23CSC Investment, along with CATL and others, established Fujian Times Zeyuan Equity Investment Fund with a capital of 5.086 billion yuan.中信建投投资与宁德时代等共同设立福建时代泽远股权投资基金，出资额50.86亿元。
2026-03-01CSC invested 85.88% in Jiantou Energy (Shijiazhuang) Electric Power Technology Partnership (limited partnership), a research and experimental development entity with registered capital of 5.228 billion yuan.中信建投投资建投能源（石家庄）电力科技合伙企业（有限合伙），持股85.88%，该公司注册资本52.228亿元，从事研究和试验发展。
2026-03-16CSC Investment participated in the Series A+ round of Bluesky Computing (蓝芯算力), a RISC-V server CPU designer, raising hundreds of millions of yuan.中信建投投资参与蓝芯算力（深圳）科技有限公司A+轮融资，融资额数亿元人民币，该公司专注于RISC-V架构服务器CPU设计。
2026-03-28CSC invested 79.99% in Qingdao Huaying Electric Power Technology Partnership (limited partnership), a technology promotion and application service entity with registered capital of RMB 9.619 billion.中信建投投资青岛华嬴电力科技合伙企业（有限合伙），持股79.99%，该公司注册资本96.19亿元，从事科技推广和应用服务业。
2026-06-16CSC's capital management arm and Beijing Zhaode Culture establish Xiamen Runxin Zhaode equity investment fund partnership with RMB 1 billion capital.中信建投资本与北京昭德文化共同出资设立厦门润信昭德股权投资基金，出资额10亿元。
Shareholding & brokerage performance持股与经纪业务表现
2 · 2024-09-27 → 2025-03-27
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CSC disclosed shareholding changes in Muyuan Foods and strong brokerage customer growth.中信建投披露牧原股份持股变动及经纪业务客户快速增长。
2024-09-27CSC reduced its holdings in Muyuan Foods by 33,400 shares as of September 26, holding 37.4875 million shares (0.69% of float).截至9月26日，中信建投减持牧原股份3.34万股，持股3748.75万股，占流通股0.69%。
2025-03-27CSC's 2024 annual report showed securities brokerage newly developed 1.9902 million customers, up 62.73% YoY; high-net-worth customer count hit a 5-year high; financial product AUM approached RMB 240 billion.中信建投2024年年报显示，证券经纪业务新开发客户199.02万户，同比增长62.73%；高净值客户数量创近5年新高；金融产品保有规模接近2400亿元。
Shareholder meetings & governance股东大会与治理
2 · 2024-10-16 → 2025-06-27
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CSC holds shareholder meetings to elect directors, approve dividends, and amend governance rules.中信建投召开股东大会选举董事、批准分红及修订治理规则。
2024-10-16CSC announced its 2024 third extraordinary general meeting on 2024-11-05 to consider the 2024 interim profit distribution plan.中信建投宣布于2024年11月5日召开2024年第三次临时股东大会，审议2024年中期利润分配方案。
2025-06-27CSC's 2024 Annual General Meeting approves all resolutions, including the 2024 profit distribution plan (A-share approval rate 99.98%, H-share unanimous), financial reports, and 2025 related-party transaction plans with Beijing Financial Control and CITIC Bank.中信建投2024年度股东大会通过所有议案，包括2024年度利润分配方案（A股赞成率99.98%，H股全票支持）、财务报告及与北京金控、中信银行等关联方的2025年日常交易计划。
Regulatory & policy approvals监管与政策批准
2 · 2024-10-18 → 2024-11-01
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CSC received regulatory approvals for swap facility and wealth management pilot programs.中信建投获得互换便利和跨境理财通试点等监管批准。
2024-10-18CSC received a no-objection letter from CSRC to participate in the Securities, Funds, and Insurance Companies Swap Facility (SFISF), subject to PBOC approval and quota limits.中信建投收到中国证监会无异议复函，可参与证券、基金、保险公司互换便利（SFISF），需经中国人民银行同意并确定额度。
2024-11-01CSC (CITIC Securities) was selected as one of the first 14 pilot securities firms for the Cross-border Wealth Management Connect program.中信建投被选为首批14家试点参与“跨境理财通”的证券公司之一。
Share unlocking & capital structure股份解禁与资本结构
2 · 2024-11-25 → 2024-12-02
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CSC's restricted shares become tradable, and the company discloses capital structure and shareholding changes.中信建投限售股解禁，并披露股本结构和持股变动。
2024-11-25CSC announced that 2.684 billion restricted shares (34.61% of total shares) will be unlocked and tradable from December 2, 2024, with Beijing Financial Holdings Group stating no current plan to reduce holdings.中信建投公告26.84亿股限售股（占总股本34.61%）将于2024年12月2日解禁，北京金控集团暂无减持计划。
2024-12-0226.84 billion restricted shares (34.61% of total shares) of CSC (601066.SH) were unlocked and became tradable on Dec 2, 2024, after which the company has no more restricted shares.中信建投（601066.SH）于2024年12月2日有26.84亿股限售股份解禁，占总股本34.61%，解禁后公司无限售股份。
Executive & governance changes高管与治理变动
4 · 2024-11-26 → 2025-12-13
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CSC disclosed executive compensation changes, governance restructuring, and management speeches.中信建投披露高管薪酬变动、治理结构调整及管理层讲话。
2024-11-26CSC general manager Jin Jianhua delivered his first public speech at the 2025 Capital Market Investment Summit, expressing confidence in China's economy and capital market.中信建投总经理金剑华在2025年资本市场投资峰会上首次公开发声，对中国经济和资本市场充满信心。
2025-04-10CSC disclosed that 2024 total compensation for directors, supervisors and senior management was 20.1468 million yuan, down more than half from 47.0192 million yuan in 2023; former chairman Wang Changqing retired in March 2025.中信建投年报披露2024年董监高合计薪酬为2014.68万元，较2023年缩减超一半；原董事长王常青已于2025年3月退休离任。
2025-10-30CSC announced that it will no longer set up a board of supervisors, following the resolution of its 3rd supervisory committee's 13th meeting.中信建投公告不再设置监事会，第三届监事会第十三次会议已通过相关决议。
2025-12-13CSC Executive Committee member and Wealth Management Committee Chair Wang Guangxue spoke at the 'Shanghai Grand Hongqiao Financial High-Quality Development Conference', detailing differentiated service strategies for high-net-worth and mass retail clients, including a '1+1+N' model for ultra-high-net-worth clients.中信建投执行委员会委员、财富管理委员会主任王广学在“上证·大虹桥金融高质量发展大会”上分享差异化服务策略，为超高净值客户打造“1+1+N”服务模式。
Board meetings & internal governance董事会会议与内部治理
3 · 2024-12-27 → 2025-12-31
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CSC board approves compensation plans, risk management systems, and other internal governance documents.中信建投董事会批准薪酬方案、风险管理制度及其他内部治理文件。
2024-12-27CSC's 3rd Board held its 11th meeting on Dec 27, 2024, approving the senior management compensation plan and the wage total management method.中信建投第三届董事会第十一次会议于2024年12月27日召开，审议通过了高级管理人员薪酬分配方案和工资总额管理办法。
2025-12-31CSC approved a revised 'Internal Audit Management System' strengthening independence and authority, requiring internal audit staff to be no less than 5‰ of total employees, and mandating a comprehensive risk management audit at least every 3 years.中信建投审议通过新版《内部审计管理制度》，强化内部审计独立性与权威性，要求内部审计人员数量不低于员工总数的5‰，至少每3年完成一次全面风险管理审计。
2025-12-31CSC approved a new 'Information Disclosure Management Measures' and 'Insider Information Knower Registration Management System', effective Dec 30, 2025, enhancing insider information management and requiring registration filing with the stock exchange within 5 trading days after public disclosure.中信建投审议通过新版《信息披露事务管理办法》和《内幕信息知情人登记管理制度》，自2025年12月30日起生效，强化内幕信息管理，要求内幕信息依法公开披露后5个交易日内报送交易所备案。
International & cross-border deals国际与跨境业务
3 · 2025-01-13 → 2026-03-10
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CSC International acted as coordinator or bookrunner for cross-border IPOs and convertible bonds.中信建投国际担任跨境IPO和可转债的协调人或簿记管理人。
2025-01-13CSC is reportedly mandated as one of the lead arrangers for CATL's potential secondary listing in Hong Kong, which could raise USD 6.8-7.7 billion.据报中信建投被委任为宁德时代拟赴港第二上市的牵头安排行之一，募资规模可能达68亿至77亿美元。
2025-08-06CSC International acted as joint global coordinator, joint lead manager and joint bookrunner for ZTE's zero-coupon H-share convertible bond project, raising RMB 3.584 billion (approx. USD 500 million).中信建投国际担任中兴通讯零息港股可转债项目的联席全球协调人、联席牵头经办人及联席账簿管理人，募集资金35.84亿元人民币（约5亿美元）。
2026-03-10CSC International and CLSA resigned as overall coordinators for Semitron (赛美特) IPO due to internal staffing shortages, effective March 6 and March 8 respectively.因内部人手短缺，中信建投国际和中信里昂证券分别于3月6日及3月8日退任赛美特IPO整体协调人。
Strategic roadmap & business disclosure战略规划与业务披露
3 · 2025-03-28 → 2025-12-26
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CSC chairman outlines strategic goals and the company discloses underwriting achievements and business scale.中信建投董事长阐述战略目标，公司披露承销业绩和业务规模。
2025-03-28CSC Chairman Liu Cheng outlined a two-step plan: by 2030 reach leading domestic level, by 2035 become a first-class investment bank with international competitiveness. He emphasized strengthening internationalization and investment banking advantages.中信建投董事长刘成提出两步走计划：到2030年达到国内领先水平，到2035年成为具备国际竞争力的一流投行，强调加强国际化和投行优势。
2025-03-28CSC's Entrepreneur Office had served nearly 9,000 corporate clients by end-2024, with AUM exceeding RMB 3.87 trillion.截至2024年底，中信建投企业家办公室已服务近9000位企办客户，管理资产规模超3.87万亿元。
2025-12-26CSC disclosed cumulative underwriting achievements: over RMB 2.3 trillion in industrial bonds, over 1,000 sci-tech themed bonds (over RMB 380 billion) during the '14th Five-Year Plan' period, and over 450 green-themed bonds (over RMB 230 billion). It also assisted in issuing the first batch of central SOE new energy public REITs, the first offshore wind power public REIT, and the first thermal power infrastructure REIT.中信建投披露累计承销业绩：产业债超2.3万亿元，“十四五”期间承销科技主题债券超1000只（超3800亿元），绿色主题债券超450只（超2300亿元），并协助发行全国首批央企新能源公募REITs、首单海上风电公募REITs及首单火电基础设施类REITs。
Block trades & placements大宗交易与询价转让
2 · 2025-04-04 → 2025-11-12
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CSC organized block trades and pre-IPO placements for shareholders of listed companies.中信建投为上市公司股东组织大宗交易和IPO前询价转让。
2025-04-04CSC was entrusted by shareholder Zhang Xu of Qingdao Gaocheng Technology to organize the IPO pre-placement block trade to specific institutional investors.中信建投受高测股份股东张顼委托，组织实施首发前股东向特定机构投资者询价转让。
2025-11-12CSC organized a block trade of pre-IPO shares for Jiankai Technology (688356) via询价转让 (placement to institutional investors) on behalf of shareholder XUAN ZHAO.中信建投受键凯科技股东XUAN ZHAO委托，组织实施首发前股东向特定机构投资者询价转让。
Operational & client incidents运营与客户事件
2 · 2025-04-10 → 2025-08-14
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CSC faced a client complaint over historical commission rates and issued a dividend announcement correction.中信建投遭遇客户历史佣金投诉，并发布分红公告更正。
2025-04-10CSC's Wuhan Jianshe 8th Road securities营业部 was accused of 'technical price discrimination' for charging a client a 1.9‰ commission for 11 years, totaling 160,000 yuan, while current rates are about 1/20 of that.中信建投武汉建设八路证券营业部被指存在“技术性杀熟”，11年间按1.9‰向客户收取手续费，累计佣金达16万元。
2025-08-14CSC issued a correction for a typo in its 2024 A-share dividend implementation announcement, where the total cash dividend of approximately RMB 1.28 billion was mistakenly written as RMB 1,279 due to punctuation error.中信建投就2024年度A股权益分派实施公告中的笔误发布更正，因标点符号错误将约12.80亿元现金红利误写为1279元。
Share transfers & custody股份转让与托管
6 · 2025-04-11 → 2026-05-04
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CSC International facilitates share transfers and custody for clients including Laopu Gold and other companies.中信建投国际为客户（包括老铺黄金等）提供股份转让和托管服务。
2025-04-11CSC (International) transferred 78.43 billion HKD worth of Zhenjiu Liquor (06979) shares to HSBC, representing 33.64% of the company.中信建投（国际）将珍酒李渡（06979）市值78.43亿港元的股份转仓至汇丰银行，占比33.64%。
2025-05-08CSC acted as the placing agent for Laopu Gold (06181.HK) together with Citigroup.中信建投与花旗集团共同担任老铺黄金(06181.HK)的配售代理。
2025-05-15Laopu Gold shareholder deposited shares into CSC International Securities, with a custody market value of HKD 2.875 billion, representing 3.19% of total shares.老铺黄金股东将股票存入中信建投(国际)证券，存仓市值28.75亿港元，占比3.19%。
2025-05-16Laopu Gold shareholder transferred shares from CSC International Securities to UBS, with a transfer market value of HKD 2.98 billion, representing 3.22% of total shares.老铺黄金股东将股票由中信建投(国际)证券转入瑞银，转仓市值29.80亿港元，占比3.22%。
2025-10-10A shareholder of Dahang Science and Technology (02543) deposited shares into CSC International Securities, with a deposit value of HKD 59.2448 million, representing 12.4% of the company.大行科工（02543）股东将股票存入中信建投（国际）证券，存仓市值5924.48万港元，占比12.4%。
2026-05-04Shareholder of Rizhao Port Jurong (06117.HK) transferred shares worth HKD 32.0334 million (5.58% stake) from Standard Chartered Bank (Hong Kong) to CSC International Securities.日照港裕廊(06117.HK)股东将市值3203.34万港元（占比5.58%）的股票由渣打银行(香港)转入中信建投(国际)证券。
Shenyang International Software Park REIT沈阳国际软件园REIT
2 · 2025-11-03 → 2025-11-06
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CSC lists a REIT backed by Shenyang International Software Park on the Shanghai Stock Exchange.中信建投以沈阳国际软件园为底层资产在上交所上市REIT。
2025-11-03CSC Shenyang International Software Park REIT (508029) listed on SSE on Nov 6, with 300 million shares, issue price 3.66 yuan/share, total raised 1.098 billion yuan; underlying asset is Shenyang International Software Park (approx 201,200 sqm, 2024 revenue 103.0124 million yuan).中信建投沈阳国际软件园REIT（508029）于11月6日在上交所上市，基金份额3亿份，发行价3.66元/份，募集资金总额10.98亿元；底层资产为沈阳国际软件园（建筑面积约20.12万平方米，2024年营业收入1.03亿元）。
2025-11-06Shenwan Hongyuan Securities appointed as market maker for CSC Shenyang International Software Park REIT (508029) from Nov 6.申万宏源证券自2025年11月6日起为中信建投沈阳国际软件园REIT（508029）提供做市服务。
IT procurement & system developmentIT采购与系统开发
5 · 2026-02-27 → 2026-06-16
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CSC procures IT systems and development services for trading, compliance, and research platforms.中信建投采购交易、合规和研究平台的IT系统及开发服务。
2026-02-27CSC issues procurement announcement for research report translation services, seeking qualified vendors.中信建投发布研究所研究报告翻译服务采购公告，征集合格供应商。
2026-02-27CSC issues supplier solicitation for compliance callback outsourcing services.中信建投发布合规性回访外包服务供应商征集公告。
2026-06-08Lingzhi Software (688588.SH) wins CSC's 'Zhizheng Platform' customized development project with a bid of RMB 6.7539 million.凌志软件中标中信建投致胜平台定制化开发建设项目，中标金额675.39万元。
2026-06-10Kingston Financial (600446.SH) wins CSC's quantitative trading execution system procurement project for a joint lab with a fund company, bid RMB 2.2 million.金证股份中标中信建投与基金公司联合实验室量化交易执行系统采购项目，中标金额220万元。
2026-06-16Advanced Digital Technology (300541.SZ) wins CSC's computing power service network equipment integration procurement project, bid RMB 1.435 million.先进数通中标中信建投算力服务网络设备集成采购项目，中标金额143.5万元。
